Since the days of Boltzmann the foundation of thermodynamics has been subject to an ongoing discussion. Various problems like the precise definition of entropy, the origin of the second law, etc. have always been issues. For a long time the discussion has not been in the center of interest, for statistical physics work extremely well from a practical point of view. But now, as research deals with single small objects like molecules or atoms, the question arises whether or not thermodynamics are applicable to them, which leads back to the old question of the foundation of thermodynamics. We examine whether thermodynamics can be viewed as emerging from Schrödinger-type quantum dynamics. Therefore we partially transfer concepts of thermodynamical behavior in Gamma-space to the Hilbertspace of compound systems. Central roles play the local Von Neumann entropy of a system and the inevitability of entanglement with its environment, causing it to increase.
Since the days of Boltzmann the foundation of thermodynamics has been subject to an ongoing discussion. Various problems like the precise definition of entropy, the origin of the second law, etc. have always been issues. For a long time the discussion has not been in the center of interest, for statistical physics work extremely well from a practical point of view. But now, as research deals with single small objects like molecules or atoms, the question arises whether or not thermodynamics are applicable to them, which leads back to the old question of the foundation of thermodynamics. We examine whether thermodynamics can be viewed as emerging from Schrödinger-type quantum dynamics. Therefore we partially transfer concepts of thermodynamical behavior in Gamma-space to the Hilbertspace of compound systems. Central roles play the local Von Neumann entropy of a system and the inevitability of entanglement with its environment, causing it to increase.
Statistical formulations of thermodynamic entropy, such as those by Boltzmann and Gibbs, were originally developed for classical systems and are well understood in that context. However, the foundational aspects of quantum statistical mechanics remain an area of active debate and are yet to be fully understood. This work is motivated by the need to develop a comprehensive understanding of the statistical measures of thermodynamic entropy in quantum systems - a topic intimately connected to the phenomenon of quantum thermalization. In particular, we investigate the conditions under which the von Neumann entropy can be regarded as a valid statistical measure of thermodynamic entropy in quantum systems. This paper demonstrates that the equivalence between the von Neumann and thermodynamic entropies is not universal, but instead depends on several subtle and often overlooked assumptions. In this context, we also briefly revisit key criticisms of von Neumann entropy - particularly its time-invariance and subadditivity - and argue that these concerns can be meaningfully addressed in the setting of thermodynamic systems. To substantiate some arguments and to clarify some issues, we provide suitable numerical results from our analysis of a spin-1/2 system.
To understand in detail the relation between unitary quantum theory that describes our world at the microscopic scale and thermodynamics, which was long believed only to apply to macroscopic objects, is one of the most interesting and long-standing problems in physics. Recently, this problem has received renewed attention, in particular from the community of quantum information theory, but also from the field of statistical mechanics, inspired from stochastic thermodynamics. These results suggest that thermodynamics is also relevant for individual quantum systems, provided that they can be brought into contact with thermal baths. In this thesis, I use recently developed tools to provide new results both on fundamental questions, but also on questions which are of practical relevance for potential miniaturized thermal machines. In terms of fundamental questions, the results in this thesis contribute to understanding how the basic laws of thermodynamics and statistical mechanics can be understood directly from unitary quantum mechanics. In particular, I discuss and answer the following questions: i) How can we quantify the third law of thermodynamics using information theoretic methods? ii) How can we quantify the "thermodynamic value" of a state-transition in quantum systems? iii) How can we axiomatically characterize the non-equilibrium free energy and relative entropy? iv) How can we justify statistical ensembles from an operational perspective, without having to introduce either some probability measures or an information theoretic entropy measure? v) How can we understand the equilibration of closed quantum systems, how long does it take and how difficult is it to avoid? In the second part of the thesis I discuss in detail how experimental restrictions, which become important at the quantum scale, influence the ultimate thermodynamic bounds for thermal machines. In particular, the results in this thesis provide thermodynamic bounds on work-extraction and efficiencies of thermal machines in situations where 1.) an experimenter only has limited field strengths available, 2.) an experimenter cannot control the interactions between particles, but external fields arbitrarily well, and 3.) situations in which a small quantum system can only be strongly coupled to heat baths. These bounds are tight and I provide explicit examples illustrating the different behaviours. Finally, I come back to a classic problem in statistical physics: The emergence of spontaneous symmetry breaking. Here, I provide general and rigorous new results that show how symmetry-breaking stationary states emerge from fluctuations in order parameters in dissipative lattice models.
Entropy is a fundamental concept which emerged along with other ideas during the development of thermodynamics and statistical mechanics Landau and Lifshitz (1978); Lieb and Yngvason (1999). Entropy has developed foremost out of phenomenological thermodynamical considerations such as the second law of thermodynamics in which it plays a prominent role Wehrl (1978). With the intense interest in the investigation of the physics of matter at the atomic and subatomic quantum levels, it maywell be askedwhether this concept can emerge out of the study of systems at a more fundamental level. In fact, it may be argued that a correct definition is only possible in the framework of quantum mechanics, whereas in classical mechanics, entropy can only be introduced in a rather limited and artificial way. Entropy relates macroscopic and microscopic aspects of nature, and ultimately determines the behavior of macroscopic systems. It is the intention here to present an introduction to this subject in a readable manner from the quantum point of view. There are many reasons for undertaking this. The intense interest in irreversible thermodynamics Grossing (2008), the statistical mechanics of astrophysical objects Padmanabhan (1990); Pathria (1977), quantum gravity and entropy of black holes Peres & al. (2004), testing quantum mechanics Ballentine (1970) and applications to condensed matter and quantum optics Haroche & al. (2006); Raimond & al. (2001) are just a few areas which are directly or indirectly touched on here. Let us begin by introducing the concept of entropy from the quantummechanical perspective, realizing that the purpose is to focus on quantum mechanics in particular. Quantum mechanics makes a clear distinction between observables and states. Observables such as position and momentum are mathematically described by self-adjoint operators in a Hilbert space. States, which are generally mixed, can be described by a density matrix, which is designated by ρ throughout. This operator ρ is Hermitean, has trace one and yields the expectation value of an observable A in the state ρ through the definition
The notion of entropy has been at the core of thermodynamics and statistical physics since the 19th century, originally mentioned in the statement of the second law of thermodynamics as ``entropy is non-decreasing in an isolated system.'' In the context of both classical and quantum mechanics, there are cases where the second law is violated. In other words, entropy of the system may fluctuate downward. The question of how low or high the entropy of a quantum system can get is of interest in the context of small systems that can maintain quantum coherence for short times, and in the context of our universe, assuming it is an isolated quantum system. We explore the rare and extreme fluctuations of two well-developed notions of entropy that are relevant and interesting in isolated thermodynamic quantum systems, namely the observational and entanglement entropy. We find several fundamental differences in the behavior of the two when fluctuating to their extremes. We also provide an analytical proof of a tight upper bound on entanglement entropy for systems constrained to conservation laws.
The second law of thermodynamics states that the entropy of an isolated system can only increase over time. This appears to conflict with the reversible evolution of isolated quantum systems under the Schrödinger equation, which preserves the von Neumann entropy. Nonetheless, one finds that with respect to many observables, expectation values approach a fixed value—their equilibrium value. This ultimately raises the question: ? For classical systems, one introduces the assumption of a low-entropy initial state along with the concept of ignorance about the microscopic details of the physical system, leading to a statistical interpretation of the second law. By considering the observables through which we examine quantum systems, both these assumptions can be incorporated, building upon recent studies of the of observables. While the statistical behavior of observable expectation values is well established, a quantitative connection to entropy increase has been lacking so far. In deriving novel bounds for the equilibration of observables, and considering the entropy of the system relative to observables, we recover a variant of the second law: the entropy with respect to a given observable tends toward its equilibrium value in the course of the system’s unitary evolution. These results also support recent findings that question the necessity of nonintegrability for equilibration in quantum systems. We further illustrate our bounds using numerical results from the paradigmatic example of a quantum Ising model on a chain of spins. There, we observe entropy increasing up to equilibrium values, as well as fluctuations, which expose the underlying reversible evolution in accordance with the derived bounds.
Questions about the route from a nonequilibrium initial state to the final global equilibrium have played an important role since the early days of phenomenological thermodynamics and statistical mechanics. Nowadays, their implications reach from central technical devices of the contemporary human society, like heat engines, refrigerators and computers to recent physics at almost all length scales, from Bose-Einstein-condensation and superconductors to black holes. This work addresses the foundation of macroscopic laws concerning the decay to equilibrium, e.g. the celebrated Fourier's Law, on microscopic Schrödingerian quantum dynamics. Here, a proper treatment requires the usage of modern methods in theoretical physics such as the Theory of Open Quantum Systems, the Kubo Formula in Liouville Space and the novel Hilbert Space Average Method. It turns out that both the relaxation to equilibrium as well as the transport of heat is mainly determined by quantum effects comparable to the role of entanglement in considerations of the global equilibrium within Quantum Thermodynamics. Finally, the foundation of phenomenological thermodynamics on a microscopic theory will hopefully improve our understanding of those most impressive and far-reaching theories and their background and will possibly open the way to overcoming their nanoscopic limits.