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IEEE Transactions on Communications

Transmit Antenna Selection for Security Enhancement in MIMO Wiretap Channels

Nan Yang, Phee Lep Yeoh, Maged Elkashlan, Robert Schober, Iain B. Collings

Published Oct 11, 2012• 415 citations
Publisher

Abstract

We propose and analyze transmit antenna selection (TAS) to enhance physical layer security in a wiretap channel with NAantennas at the transmitter, NBantennas at the receiver, and NEantennas at the eavesdropper. We focus on the practical scenario where the transmitter does not have any channel state information (CSI) of the eavesdropper's channel. The transmitter selects a single antenna that maximizes the instantaneous signal-to-noise ratio (SNR) at the receiver. The receiver and the eavesdropper employ either maximal-ratio combining (MRC) or selection combining (SC) to combine the received signals. For the proposed protocols, we derive new closed-form expressions for the probability of non-zero secrecy capacity. We consider Nakagami-m fading with non-identical fading parameters of the main channel, mB, and of the eavesdropper's channel, mE. Next, we derive new closed-form expressions for the exact secrecy outage probability, based on which the ε-outage secrecy capacity is characterized. Based on the exact expressions, we derive the asymptotic secrecy outage probability which accurately reveals the secrecy diversity order and the secrecy array gain. We confirm that the proposed protocols achieve identical secrecy diversity orders of NANBmB. An interesting conclusion is reached that this diversity order is independent of NEand mE. Furthermore, we prove that under the proposed protocols, the secrecy outage probability and the ε-outage secrecy capacity improve with increasing NA.

DOI
10.1109/tcomm.2012.12.110670

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We propose and analyze transmit antenna selection (TAS) to enhance physical layer security in a wiretap channel with NAantennas at the transmitter, NBantennas at the receiver, and NEantennas at the eavesdropper. We focus on the practical scenario where the transmitter does not have any channel state information (CSI) of the eavesdropper's channel. The transmitter selects a single antenna that maximizes the instantaneous signal-to-noise ratio (SNR) at the receiver. The receiver and the eavesdropper employ either maximal-ratio combining (MRC) or selection combining (SC) to combine the received signals. For the proposed protocols, we derive new closed-form expressions for the probability of non-zero secrecy capacity. We consider Nakagami-m fading with non-identical fading parameters of the main channel, mB, and of the eavesdropper's channel, mE. Next, we derive new closed-form expressions for the exact secrecy outage probability, based on which the ε-outage secrecy capacity is characterized. Based on the exact expressions, we derive the asymptotic secrecy outage probability which accurately reveals the secrecy diversity order and the secrecy array gain. We confirm that the proposed protocols achieve identical secrecy diversity orders of NANBmB. An interesting conclusion is reached that this diversity order is independent of NEand mE. Furthermore, we prove that under the proposed protocols, the secrecy outage probability and the ε-outage secrecy capacity improve with increasing NA.
We propose and analyze transmit antenna selection (TAS) to enhance physical layer security in a wiretap channel with multiple antennas at the transmitter, the receiver, and the eavesdropper. We consider the practical scenario of passive eavesdropping, where the transmitter does not have any channel state information (CSI) of the eavesdropper's channel. In the main channel between the transmitter and the receiver, we select a single antenna at the transmitter that maximizes the instantaneous signal-to-noise ratio (SNR) at the receiver. At the receiver and the eavesdropper, we consider two combining techniques: 1) maximal-ratio combining (MRC) and 2) selection combining (SC). For non-identical Rayleigh fading between the main channel and the eavesdropper's channel, we first derive new closed-form expressions for the exact and asymptotic secrecy outage probabilities. The asymptotic results accurately reveal the secrecy diversity order and the secrecy array gain. Next, we derive new closed-form expressions for the probability of positive secrecy and characterize the ε-outage secrecy capacity. We show that, under TAS/MRC and TAS/SC protocols, the secrecy outage probability approaches zero and the ε-outage secrecy capacity increases with increasing number of transmitter antennas.
This paper proposes a new transmit antenna selection (TAS) scheme which provides enhanced physical layer security in multiple-input multiple-output (MIMO) wiretap channels. The practical passive eavesdropping scenario we consider is where channel state information (CSI) from the eavesdropper is not available at the transmitter. Our new scheme is carried out in two steps. First, the transmitter selects the two strongest antennas based on the feedback from the receiver, which maximizes the instantaneous signal-to-noise ratio (SNR) of the transmitter-receiver channel. Second, the Alamouti scheme is employed at the selected antennas in order to perform data transmission. At the receiver and the eavesdropper, maximal-ratio combining is applied in order to exploit the multiple antennas. We derive a new closed-form expression for the secrecy outage probability in non-identical Rayleigh fading, and using this result, we then present the probability of non-zero secrecy capacity in closed form and the ε-outage secrecy capacity in numerical form. We demonstrate that our proposed TAS-Alamouti scheme offers lower secrecy outage probability than a single TAS scheme when the SNR of the transmitter-receiver channel is above a specific value.
We propose and analyze transmit antenna selection with receive generalized selection combining (TAS/GSC) for physical layer security enhancement in multiple-input multiple-output wiretap channels. In this protocol, a single antenna out of NAantennas is selected at the transmitter and LBantennas out of NBantennas are combined at the legitimate receiver. We characterize the physical layer secrecy of TAS/GSC via our new closed-form expressions for the exact and the asymptotic secrecy outage probability. We demonstrate that the maximum secrecy outage diversity gain of NANBis achieved.
This paper considers transmit antenna selection (TAS) and receive generalized selection combining (GSC) for secure communication in the multiple-input-multiple-output wiretap channel, where confidential messages transmitted from an NA-antenna transmitter to an NB-antenna legitimate receiver are overheard by an NE-antenna eavesdropper. We assume that the main channel and the eavesdropper's channel undergo Nakagami-m fading with fading parameters mB and mE, respectively. In order to assess the secrecy performance, we present a new unifying framework for the average secrecy rate and the secrecy outage probability. We first derive expressions for the probability density function and the cumulative distribution function of the signal-to-noise ratio with TAS/GSC, from which we derive exact expressions for the average secrecy rate and the secrecy outage probability. We then derive compact expressions for the asymptotic average secrecy rate and the asymptotic secrecy outage probability for two distinct scenarios: 1) the legitimate receiver is located close to the transmitter, and 2) the legitimate receiver and the eavesdropper are located close to the transmitter. For these scenarios, we present new closed-form expressions for several key performance indicators: 1) the capacity slope and the power offset of the asymptotic average secrecy rate, and 2) the secrecy diversity order and the secrecy array gain of the asymptotic secrecy outage probability. For the first scenario, we confirm that the capacity slope is one and the secrecy diversity order is mBNBNA. For the second scenario, we confirm that the capacity slope and the secrecy diversity order collapse to zero.
Abstract Transmit antenna selection (TAS) in wiretap channels has arisen as a simple promising scheme to improve physical layer security. However, up to now, TAS schemes have aimed at maximising the instantaneous signal‐to‐noise ratio of the legitimate receiver, which by its essence is a sub‐optimal strategy from a secrecy point of view. In this paper, unlike previous works, we propose a novel TAS scheme for multiple‐input multiple‐output wiretap channels by exploiting full channel state information. The proposed scheme achieves higher secrecy performance by selecting an antenna that maximises the secrecy rate. In our analysis, we assume that the receiver (Rx) and the eavesdropper employ either selection combining (SC) or maximal‐ratio combining (MRC) to combine the received signals, and this results in four different receiver combining arrangements. By considering Nakagami‐m fading, secrecy performance is analysed. Specifically, closed‐form expressions for the secrecy outage probability are derived, which can be used as a quality of service metric. Moreover, an asymptotic analysis is carried out and the respective diversity/array gains are obtained. The ergodic secrecy rate is also investigated for the case of multiple‐input single‐output wiretap channels. Insightful discussions are attained from our analysis. For instance, it is shown that the performance gain of MRC over SC at the Rx does not depend on the number of antennas and combining scheme at the eavesdropper. More interestingly, we observe that such a performance gain is independent of the TAS scheme used at the transmitter (Tx). On the other hand, it is shown that the secrecy gap between SC and MRC at the eavesdropper is independent of the number of antennas at the Tx, but it depends on the number of antennas at the Rx. Finally, it is demonstrated that the diversity gain is the same for all antenna configurations. Copyright © 2016 John Wiley & Sons, Ltd.
The impact of feedback errors on the security performances of multiple-input multiple-output (MIMO) wiretap channels is analyzed. For the legitimate MIMO system, two schemes are considered: 1) transmit antenna selection/maximal ratio combining (TAS/MRC) and 2) transmit antenna selection/receive antenna selection (TAS/RAS). The eavesdropper uses either MRC or RAS techniques. We derive closed-form expressions for the exact secrecy outage probability (SOP) and the probability of strictly positive secrecy capacity (PSPSC). In order to obtain the secrecy diversity order and the secrecy array gain, on asymptotic SOP expression is also derived.