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Physical Review

Generalized Self-Consistent-Field Theory: Gor'kov Factorization

Morrel H. Cohen

Published Jan 18, 1965• 4 citations
Publisher

Abstract

Gor'kov factorization, $〈{\ensuremath{\psi}}^{\ifmmode\dagger\else\textdagger\fi{}}(1){\ensuremath{\psi}}^{\ifmmode\dagger\else\textdagger\fi{}}(2)\ensuremath{\psi}(3)\ensuremath{\psi}(4)〉\ensuremath{\rightarrow}〈{\ensuremath{\psi}}^{\ifmmode\dagger\else\textdagger\fi{}}(1){\ensuremath{\psi}}^{\ifmmode\dagger\else\textdagger\fi{}}(2)〉〈\ensuremath{\psi}(3)\ensuremath{\psi}(4)〉$, is made the basis of a generalized self-consistent-field (SCF) theory precisely analogous to that previously developed for Hartree factorization, $〈{\ensuremath{\psi}}^{\ifmmode\dagger\else\textdagger\fi{}}(1){\ensuremath{\psi}}^{\ifmmode\dagger\else\textdagger\fi{}}(2)\ensuremath{\psi}(3)\ensuremath{\psi}(4)〉\ensuremath{\rightarrow}〈{\ensuremath{\psi}}^{\ifmmode\dagger\else\textdagger\fi{}}(1)\ensuremath{\psi}(4)〉〈({\ensuremath{\psi}}^{\ifmmode\dagger\else\textdagger\fi{}}(2)\ensuremath{\psi}(3)〉$. The generalized SCF method is reviewed in the context of Gor'kov factorization. The corresponding simple SCF theory is developed to illustrate the method and is shown to give a simple Hamiltonian version of the Bardeen-Cooper-Schrieffer theory of super-conductivity and, more generally, of coherent pairing. The notion of an external pairing field is introduced and the corresponding response functions developed via a formalism like that of Kubo. General fluctuation-dissipation theorems are proved for the response functions. An equation of state is then obtained by a formulation analogous to the dielectric formulation. The insertion of the simple SCF approximation to the response function into the equation of state yields a generalization of the usual low-density (or short-range) evaluation of the grand potential to arbitrary temperatures. Screening the bare interaction with this approximate response function converts the former into the $t$ matrix of the independent-pair approximation. The entire analysis gives an underlying unity to the currently disparate treatments of superconductivity, of long-range correlations, and of short-range correlations.

DOI
10.1103/physrev.137.a497

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Gor'kov factorization, 〈\ensuremathψ\ifmmode†\else\textdagger\fi(1)\ensuremathψ\ifmmode†\else\textdagger\fi(2)\ensuremathψ(3)\ensuremathψ(4)〉\ensuremath→〈\ensuremathψ\ifmmode†\else\textdagger\fi(1)\ensuremathψ\ifmmode†\else\textdagger\fi(2)〉〈\ensuremathψ(3)\ensuremathψ(4)〉〈{\ensuremath{\psi}}^{\ifmmode\dagger\else\textdagger\fi{}}(1){\ensuremath{\psi}}^{\ifmmode\dagger\else\textdagger\fi{}}(2)\ensuremath{\psi}(3)\ensuremath{\psi}(4)〉\ensuremath{\rightarrow}〈{\ensuremath{\psi}}^{\ifmmode\dagger\else\textdagger\fi{}}(1){\ensuremath{\psi}}^{\ifmmode\dagger\else\textdagger\fi{}}(2)〉〈\ensuremath{\psi}(3)\ensuremath{\psi}(4)〉〈\ensuremathψ\ifmmode†\else\textdagger\fi(1)\ensuremathψ\ifmmode†\else\textdagger\fi(2)\ensuremathψ(3)\ensuremathψ(4)〉\ensuremath→〈\ensuremathψ\ifmmode†\else\textdagger\fi(1)\ensuremathψ\ifmmode†\else\textdagger\fi(2)〉〈\ensuremathψ(3)\ensuremathψ(4)〉, is made the basis of a generalized self-consistent-field (SCF) theory precisely analogous to that previously developed for Hartree factorization, 〈\ensuremathψ\ifmmode†\else\textdagger\fi(1)\ensuremathψ\ifmmode†\else\textdagger\fi(2)\ensuremathψ(3)\ensuremathψ(4)〉\ensuremath→〈\ensuremathψ\ifmmode†\else\textdagger\fi(1)\ensuremathψ(4)〉〈(\ensuremathψ\ifmmode†\else\textdagger\fi(2)\ensuremathψ(3)〉〈{\ensuremath{\psi}}^{\ifmmode\dagger\else\textdagger\fi{}}(1){\ensuremath{\psi}}^{\ifmmode\dagger\else\textdagger\fi{}}(2)\ensuremath{\psi}(3)\ensuremath{\psi}(4)〉\ensuremath{\rightarrow}〈{\ensuremath{\psi}}^{\ifmmode\dagger\else\textdagger\fi{}}(1)\ensuremath{\psi}(4)〉〈({\ensuremath{\psi}}^{\ifmmode\dagger\else\textdagger\fi{}}(2)\ensuremath{\psi}(3)〉〈\ensuremathψ\ifmmode†\else\textdagger\fi(1)\ensuremathψ\ifmmode†\else\textdagger\fi(2)\ensuremathψ(3)\ensuremathψ(4)〉\ensuremath→〈\ensuremathψ\ifmmode†\else\textdagger\fi(1)\ensuremathψ(4)〉〈(\ensuremathψ\ifmmode†\else\textdagger\fi(2)\ensuremathψ(3)〉. The generalized SCF method is reviewed in the context of Gor'kov factorization. The corresponding simple SCF theory is developed to illustrate the method and is shown to give a simple Hamiltonian version of the Bardeen-Cooper-Schrieffer theory of super-conductivity and, more generally, of coherent pairing. The notion of an external pairing field is introduced and the corresponding response functions developed via a formalism like that of Kubo. General fluctuation-dissipation theorems are proved for the response functions. An equation of state is then obtained by a formulation analogous to the dielectric formulation. The insertion of the simple SCF approximation to the response function into the equation of state yields a generalization of the usual low-density (or short-range) evaluation of the grand potential to arbitrary temperatures. Screening the bare interaction with this approximate response function converts the former into the ttt matrix of the independent-pair approximation. The entire analysis gives an underlying unity to the currently disparate treatments of superconductivity, of long-range correlations, and of short-range correlations.
We extend Gor'kov theory to address superconducting pairing at high magnetic fields and general temperatures with arbitrary attractive interaction strength. This analysis begins with an interpretation of the high-field Gor'kov gap equation which we associate with an instability in a generalized particle-particle ladder series. Importantly, this interpretation of the nonlinear gap equation enables a treatment of pairing which is distinct from condensation. We also show how to consolidate two distinct fermionic pairing schemes in real and momentum space, both corresponding to an Abrikosov lattice. Numerical results for the fermionic local density of states demonstrate that gapless structure in a field is robust and presumably relevant to quantum oscillation experiments. We find that despite their differences, both pairing schemes contain very similar physics. Our formalism is designed to explore a variety of magnetic field effects in the so-called pseudogap phase and throughout the BCS-BEC crossover.
We theoretically investigate a quartet superfluid state in fermionic matter by using the quartet Bardeen-Cooper-Schrieffer (BCS) variational theory and the Green's function method. We demonstrate that the quartet BCS theory with the multiple-infinite-product ansatz successfully reproduces an exact four-body result in a one-dimensional four-component Fermi gas at the dilute limit, in contrast to the single-infinite-product ansatz. To see the validity of the quartet BCS state, we derive the self-consistent equation for the quartet superfluid order parameter within the generalized imaginary-time Nambu-Gor'kov formalism, which is found to be consistent with the quartet BCS variational equation. Moreover, by numerically computing the momentum-resolved single-particle spectral function in a one-dimensional system, we discuss how the single-particle spectra evolve with increasing the strength of the four-body cluster formation. We show that a coherent BCS-like quasiparticle branch on the weak-coupling side evolves into a strongly damped, continuum-dominated spectrum in the strong-coupling side, while nonzero quartet superfluid order parameter persists throughout the crossover regime. Our results would be useful for understanding beyond-BCS pairing effects and four-body cluster formations in fermionic systems in an interdisciplinary way.
A generalized self-consistent field (SCF) theory of many-particle systems is developed by modifying the usual functional relationship between energy and wave function. A parameter $\ensuremath{\xi}$, $0\ensuremath{\le}\ensuremath{\xi}\ensuremath{\le}1$, is thus introduced into the energy so that for $\ensuremath{\xi}=0$, the particles interact only with a self-consistent field, for $\ensuremath{\xi}=1$ the particles interact dynamically among themselves with the correct field, and for intermediate values of $\ensuremath{\xi}$ both SCF and dynamical interactions occur. A systematic development of the theory is given for time-independent and time-dependent probelms, for finite temperatures, and for both uniform and nonuniform systems. The derivative with respect to $\ensuremath{\xi}$ of the total energy, of free energy, is expressed in terms of the dielectric function and an improved version of the dielectric formulation of the many-body problem thereby obtained. A brief discussion of the advantages of the method, possible applications, and further generalizations or extensions is included.