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Europhysics Letters (EPL)

Superfluid and Insulating Phases in an Interacting-Boson Model: Mean-Field Theory and the RPA

K. Sheshadri, H. R. Krishnamurthy, Rahul Anil Pandit, T. V. Ramakrishnan

Published May 1, 1993• 428 citations
Publisher

Abstract

The bosonic Hubbard model is studied via a simple mean-field theory. At zero temperature, in addition to yielding a phase diagram that is qualitatively correct, namely a superfluid phase for non-integer fillings and a Mott transition from a superfluid to an insulating phase for integer fillings, this theory gives results that are in good agreement with Monte Carlo simulations. In particular, the superfluid fraction obtained as a function of the interaction strength U for both integer and non-integer fillings is close to the simulation results. In all phases the excitation spectra are obtained by using the random phase approximation (RPA): the spectrum has a gap in the insulating phase and is gapless (and linear at small wave vectors) in the superfluid phase. Analytic results are presented in the limits of large U and small superfluid density. Finite-temperature phase diagrams and the Mott-insulator-normal-phase crossover are also described.

DOI
10.1209/0295-5075/22/4/004

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The bosonic Hubbard model is studied via a simple mean-field theory. At zero temperature, in addition to yielding a phase diagram that is qualitatively correct, namely a superfluid phase for non-integer fillings and a Mott transition from a superfluid to an insulating phase for integer fillings, this theory gives results that are in good agreement with Monte Carlo simulations. In particular, the superfluid fraction obtained as a function of the interaction strength U for both integer and non-integer fillings is close to the simulation results. In all phases the excitation spectra are obtained by using the random phase approximation (RPA): the spectrum has a gap in the insulating phase and is gapless (and linear at small wave vectors) in the superfluid phase. Analytic results are presented in the limits of large U and small superfluid density. Finite-temperature phase diagrams and the Mott-insulator-normal-phase crossover are also described.
We generalize the mean-field theory for the spinless Bose-Hubbard model to account for the different types of superfluid phases that can arise in the spin-1 case. In particular, our mean-field theory can distinguish polar and ferromagnetic superfluids, Mott insulator, that arise at integer fillings at zero temperature, and normal Bose liquids into which the Mott insulators evolve at finite temperatures. We find, in contrast to the spinless case, that several of the superfluid-Mott insulator transitions are of first order at finite temperatures. Our systematic study yields rich phase diagrams that include first-order and second-order transitions and a variety of tricritical points. We discuss the possibility of realizing such phase diagrams in experimental systems.
The phase diagrams and phase transitions of bosons with short-ranged repulsive interactions moving in periodic and/or random external potentials at zero temperature are investigated with emphasis on the superfluid-insulator transition induced by varying a parameter such as the density. Bosons in periodic potentials (e.g., on a lattice) at T=0 exhibit two types of phases: a superfluid phase and Mott insulating phases characterized by integer (or commensurate) boson densities, by the existence of a gap for particle-hole excitations, and by zero compressibility. Generically, the superfluid onset transition in d dimensions from a Mott insulator to superfluidity is ``ideal,'' or mean field in character, but at special multicritical points with particle-hole symmetry it is in the universality class of the (d+1)-dimensional XY model. In the presence of disorder, a third, ``Bose glass'' phase exists. This phase is insulating because of the localization effects of the randomness and analogous to the Fermi glass phase of interacting fermions in a strongly disordered potential.The Bose glass phase is characterized by a finite compressibility, no gap, but an infinite superfluid susceptibility. In the presence of disorder the transition to superfluidity is argued to occur only from the Bose glass phase, and never directly from the Mott insulator. This zero-temperature superfluid-insulator transition is studied via generalizations of the Josephson scaling relation for the superfluid density at the ordinary \ensuremath{\lambda} transition, highlighting the crucial role of quantum fluctuations. The transition is found to have a dynamic critical exponent z exactly equal to d and correlation length and order-parameter correlation exponents \ensuremath{\nu} and \ensuremath{\eta} which satisfy the bounds \ensuremath{\nu}\ensuremath{\ge}2/d and \ensuremath{\eta}\ensuremath{\le}2-d, respectively. It is argued that the superfluid-insulator transition in the presence of disorder may have an upper critical dimension dc{d}_{c}dc​ which is infinite, but a perturbative renormalization-group calculation wherein the critical exponents have mean-field values for weak disorder above d=4 is also discussed. Many of these conclusions are verified by explicit calculations on a model of one-dimensional bosons in the presence of both random and periodic potentials. The general results are applied to experiments on 4He^{4}\mathrm{He}4He absorbed in porous media such as Vycor. Some measurable properties of the superfluid onset are predicted exactly [e.g., the exponent x relating the \ensuremath{\lambda} transition temperature to the zero-temperature superfluid density is found to be d/2(d-1)], while stringent bounds are placed on others. Analysis of preliminary data is consistent with these predictions.
The Bose Hubbard model describing interacting bosons in an optical lattice is reduced to a simple spin-1 XY model with single-ion anisotropy in the vicinity of the Mott phase. In the strong coupling Mott insulating regime, we propose a mean field theory based on a constraint SU (3) pseudo-boson representation on the effective model and discuss the excitation spectra and the phase transition to the superfluid state. Further to the superfluid phase, we use the coherent-state approach to derive the collective excitation modes. It is found that the Mott phase has two degenerate gapped quadratic excitation spectra which graduate into two degenerate gapless linear ones at the transition point, and one gapless linear mode with one gapped quadratic mode in the superfluid phase.
The phase transitions in the Bose-Fermi-Hubbard model are investigated.The boson Green's function is calculated in the random phase approximation (RPA) and the formalism of the Hubbard operators is used.The regions of existence of the superfluid and Mott insulator phases are established and the (µ, t) (the boson chemical potential vs. hopping parameter) phase diagrams are built at different values of boson-fermion interaction constant (in the regimes of fixed chemical potential or fixed concentration of fermions).The effect of temperature change on this transition is analyzed and the phase diagrams in the (T, µ) plane are constructed.The role of thermal activation of the ion hopping is investigated by taking into account the temperature dependence of the transfer parameter.The reconstruction of the Mott-insulator lobes due to this effect is analyzed.
Superfluid-insulator transitions in a one-dimensional mixture of two-color fermions and scalar bosons are studied within the framework of the Bose-Fermi-Hubbard model. Zero-temperature phase diagrams are constructed for repulsive intraspecies interactions and attractive or repulsive interspecies couplings. In addition to the trivial Mott insulator phases, we report the emergence of nontrivial insulator phases that depend on the sign of the boson-fermion interaction. These nontrivial insulator phases satisfy the conditions ${\ensuremath{\rho}}_{B}\ifmmode\pm\else\textpm\fi{}{\ensuremath{\rho}}_{F}=n$ and ${\ensuremath{\rho}}_{B}\ifmmode\pm\else\textpm\fi{}\frac{1}{2}{\ensuremath{\rho}}_{F}=n$, with the plus (minus) sign for repulsive (attractive) interactions and nnn an integer. Far from fermionic half filling, the boson-fermion interaction drives a gapless-gapped transition in the spin sector. Our findings could be observed experimentally in state-of-the-art cold-atom setups.
We calculate the zero-temperature phase diagram of the disordered Bose-Hubbard model in one dimension using the density matrix renormalization group. For integer filling the Mott insulator is always separated from the superfluid by a Bose glass phase. There is a re-entrance of the Bose glass both as a function of the repulsive interaction and of disorder. At half-filling where no Mott insulator exists, the superfluid density has a maximum where the kinetic and repulsive energies are about the same. Superfluidity is suppressed both for small and very strong repulsion but is always monotonic in disorder.