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Physica A Statistical Mechanics and its Applications

Linear response for systems far off equilibrium

E. Heiner

Published Jan 1, 1996• 2 citations
Publisher
DOI
10.1016/0378-4371(95)00289-8

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There exists a regime of overlap between the equilibrium and non-equilibrium behavior of a system, the non-equilibrium behavior of weakly perturbed states. When a system is perturbed ever so slightly, its response will be linear in the perturbation, say the current of the conduction electrons in a metal will be proportional to the strength of the applied electric field. This regime is called the linear response regime, and though the system is in a non-equilibrium state all its characteristics can be inferred from the properties of its equilibrium state. In the next chapter we shall go beyond the linear regime by showing how to obtain quantum kinetic equations. The kinetic-equation approach to transport is a general method, and allows in principle nonlinear effects to be considered. However, in many practical situations one is interested only in the linear response of a system to an external force. The linear response limit is a tremendous simplification in comparison with general non-equilibrium conditions, and is the subject matter of this chapter. In particular the linear response of the density and current of an electron gas are discussed. The symmetry properties of response functions, and the fluctuation–dissipation theorem are established. Lastly we demonstrate how correlation functions can be measured in scattering experiments, as illustrated by considering neutron scattering from matter. Needless to say, in measurements of (say) the current in a macroscopic body, far less information in the current correlation function is probed. Linear response In this section we consider the response of an arbitrary property of a system to a general perturbation.
The question of how systems respond to perturbations is ubiquitous in physics. Predicting this response for large classes of systems becomes particularly challenging if many degrees of freedom are involved and linear response theory cannot be applied. Here, we consider isolated many-body quantum systems which either start out far from equilibrium and then thermalize, or find themselves near thermal equilibrium from the outset. We show that time-periodic perturbations of moderate strength, in the sense that they do not heat up the system too quickly, give rise to the following phenomenon of stalled response: While the driving usually causes quite considerable reactions as long as the unperturbed system is far from equilibrium, the driving effects are strongly suppressed when the unperturbed system approaches thermal equilibrium. Likewise, for systems prepared near thermal equilibrium, the response to the driving is barely noticeable right from the beginning. Numerical results are complemented by a quantitatively accurate analytical description and by simple qualitative arguments.
Linear response theory (LRT) is one of the main approaches to the dynamics of quantum many-body systems. However, this approach has limitations and requires, e.g., that the initial state is (i) mixed and (ii) close to equilibrium. In this paper, we discuss these limitations and study the nonequilibrium dynamics for a certain class of properly prepared initial states. Specifically, we consider thermal states of the quantum system in the presence of an additional static force which, however, become nonequilibrium states when this static force is eventually removed. While for weak forces the relaxation dynamics is well captured by LRT, much less is known in the case of strong forces, i.e., initial states far away from equilibrium. Summarizing our main results, we unveil that, for high temperatures, the nonequilibrium dynamics of so-called binary operators is always generated by an equilibrium correlation function. In particular, this statement holds true for states in the far-from-equilibrium limit, i.e., outside the linear response regime. In addition, we confirm our analytical results by numerically studying the dynamics of local fermionic occupation numbers and local energy densities in the spin-1/2 Heisenberg chain. Remarkably, these simulations also provide evidence that our results qualitatively apply in a more general setting, e.g., in the anisotropic XXZ model where the local energy is a non-binary operator, as well as for a wider range of temperature. Furthermore, exploiting the concept of quantum typicality, all of our findings are not restricted to mixed states, but are valid for pure initial states as well.