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International Journal of Modern Physics B

GROUND-STATE PROPERTIES AND ELEMENTARY EXCITATIONS OF THE ONE-DIMENSIONAL HUBBARD MODEL

J. M. P. Carmelo, D. Baeriswyl

Published Oct 1, 1988• 7 citations
Publisher

Abstract

The ground state of the one-dimensional Hubbard Hamiltonian is discussed on the basis of the Bethe ansatz solution of Lieb and Wu. A simple analytical representation of the distribution functions for charge and spin degrees of freedom is derived. The elementary excitations are associated with electron-hole pairs of two pseudo-fermion systems, one for the charge, the other for the magnetic excitations. Spinons and holons correspond to ground state configurations of odd-numbered rings. It is argued that holons will form bound pairs in weakly coupled chains.

DOI
10.1142/s0217979288000846

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The ground state of the one-dimensional Hubbard Hamiltonian is discussed on the basis of the Bethe ansatz solution of Lieb and Wu. A simple analytical representation of the distribution functions for charge and spin degrees of freedom is derived. The elementary excitations are associated with electron-hole pairs of two pseudo-fermion systems, one for the charge, the other for the magnetic excitations. Spinons and holons correspond to ground state configurations of odd-numbered rings. It is argued that holons will form bound pairs in weakly coupled chains.
We have constructed an exact map of the U↦∞ one dimensional Hubbard Hamiltonian onto a system of free fermions related to the charge degrees of freedom (holons). The spin configuration only influences the energy in so far as the fermions move in a loop which is threaded by a fictitious magnetic flux proportional to the spin configuration's total momentum. A rather simple and physically appealing interpretation of some of the features of the Bethe Ansatz solution is possible in this representation. We illustrated its use with a calculation of the t/U corrections to the energy.
We consider the Hubbard chain in a magnetic field and chemical potential. We introduce a pseudohole basis where all states are generated from a single reference vacuum. This allows the evaluation for all sectors of Hamiltonian symmetry of the model of the expression of the σ electron and hole operators at Fermi momentum ±kFσ and vanishing excitation energy in terms of pseudohole operators. In all sectors and to leading order in the excitation energy the electron and hole are constituted by one c pseudohole, one s pseudohole, and one topological momenton. These three quantum objects are confined in the electron or hole and cannot be separated. We find that the set of different pseudohole types which in pairs constitute the two electrons and two holes associated with the transitions from the (N↑,N↓) ground state to the (N↑+1,N↓), (N↑,N ↓ +1) and (N ↑ −1,N↓), (N↑,N ↓ −1) ground states, respectively, transform in the representation of the symmetry group of the Hamiltonian in the initial-ground-state sector of parameter space. We also find the pseudohole generators for the half-filling holon and zero-magnetic-field spinon. The pseudohole basis introduced in this paper is the only suitable for the extension of the present type of operator description to the whole Hilbert space. 1 I.
The one-dimensional Hubbard model is studied for general electron densities and large U. On the basis of the coupled integral equations of Lieb and Wu exact asymptotic expansions are derived to fifth order in ${U}^{\mathrm{\ensuremath{-}}1}$ for the ground-state energy, the kinetic energy, and the number of doubly occupied sites. A closed-form expression for the distribution functions of charge and spin degrees of freedom is proposed which yields the same large-U expansion as that derived directly from the Lieb-Wu equations. Our analytical results are in excellent agreement with previous numerical studies.
Exotic elementary objects such as "holons" and "spinons", which are widely used in descriptions of correlated electrons in reduced spatial dimensions, were introduced from analysis of the excitation branches of one-dimensional (1D) models. The 1D Hubbard model with effective nearest-neighbor hopping integral t and on-site repulsion U is a prominent example. In the last twenty years a large number of angle-resolved photoemission spectroscopy experiments as well as electron energy-loss spectroscopic studies and high-resolution resonant inelastic X-ray experiments on several quasi-1D metals and quasi-1D Mott-Hubbard insulators have observed separate charge and spin spectral features, which have been identified with "holons" and "spinons". The elementary objects emerging within non-perturbative 1D correlated systems play now the same role in actual low-dimensional materials as Fermi-liquid quasiparticles in three-dimensional metals. The main goal of this paper is the review of representations of the 1D Hubbard model physics in terms of elementary objects whose configurations generate the energy eigenstates from the electron or hole vacuum. In addition, the relation to the holon and spinon representations is discussed and clarified.
The exact phase diagram and the ground-state properties of the one-dimensional Hubbard model with arbitrary on-site interaction of electrons are calculated over a wide range of magnetic field and electron concentrations by means of the Bethe-ansatz formalism. The ground-state properties, including the total energy, the average spin (magnetization) and spin (magnetic) susceptibility are investigated for both signs of the interaction strength U/t. The critical behavior near the onset of magnetization and magnetic saturation are also analyzed. At the onset of magnetization and near the magnetic saturation the spin susceptibility χ diverges at all U/t for half-filling case n=1, whereas for n≠1 it is always finite. The reverse susceptibility χ-1(U) exhibits anomalous hump, which increases with h or n, and shows discontinuity as U/t→±0 at infinitesimal h→0. The analytical results for the ground-state properties in strong and weak interaction limits are in full agreement with our numerical calculations.