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IEEE Transactions on Communications

On the Secrecy Capacity of the Wiretap Channel With Imperfect Main Channel Estimation

Zouheir Rezki, Ashish J. Khisti, Mohamed‐Slim Alouini

Published Sep 9, 2014• 39 citations
Publisher

Abstract

We study the secrecy capacity of fast fading channels under imperfect main channel (between the transmitter and the legitimate receiver) estimation at the transmitter. Lower and upper bounds on the ergodic secrecy capacity are derived for a class of independent identically distributed (i.i.d.) fading channels. The achievable rate follows from a standard wiretap code in which a simple on-off power control is employed along with a Gaussian input. The upper bound is obtained using an appropriate correlation scheme of the main and eavesdropper channels and is the best known upper bound so far. The upper and lower bounds coincide with recently derived ones in case of perfect main CSI. Furthermore, the upper bound is tight in case of no main CSI, where the secrecy capacity is equal to zero. Asymptotic analysis at high and low signal-to-noise ratio (SNR) is also given. At high SNR, we show that the capacity is bounded by providing upper and lower bounds that depend on the channel estimation error. At low SNR, however, we prove that the secrecy capacity is asymptotically equal to the capacity of the main channel as if there were no secrecy constraint. Numerical results are provided for i.i.d. Rayleigh fading channels.

DOI
10.1109/tcomm.2014.2356482

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arXiv:0809.5212•IEEE Military Communications Conference (MILCOM)•Nov 1, 2008•12 citations
We study the secrecy capacity of fast fading channels under imperfect main channel (between the transmitter and the legitimate receiver) estimation at the transmitter. Lower and upper bounds on the ergodic secrecy capacity are derived for a class of independent identically distributed (i.i.d.) fading channels. The achievable rate follows from a standard wiretap code in which a simple on-off power control is employed along with a Gaussian input. The upper bound is obtained using an appropriate correlation scheme of the main and eavesdropper channels and is the best known upper bound so far. The upper and lower bounds coincide with recently derived ones in case of perfect main CSI. Furthermore, the upper bound is tight in case of no main CSI, where the secrecy capacity is equal to zero. Asymptotic analysis at high and low signal-to-noise ratio (SNR) is also given. At high SNR, we show that the capacity is bounded by providing upper and lower bounds that depend on the channel estimation error. At low SNR, however, we prove that the secrecy capacity is asymptotically equal to the capacity of the main channel as if there were no secrecy constraint. Numerical results are provided for i.i.d. Rayleigh fading channels.
The ergodic secrecy capacity of the wiretap channel is known when the main channel (between the transmitter and the legitimate receiver) state information (CSI) is perfect at the transmitter and the coherence period is sufficiently large to enable random coding arguments in each block. In a fast fading scenario, when the codeword length spans many coherence periods, the secrecy capacity is still not known. In this paper, we present a framework that characterizes this secrecy capacity under imperfect main channel estimation at the transmitter. Inner and outer bounds on the ergodic secrecy capacity are derived for a class of independent identically distributed (i.i.d.) fading channels. The achievable rate is a simple on-off scheme using a Gaussian input. The upper bound is obtained using an appropriate correlation scheme of the main and the eavesdropper channels. The upper and the lower bounds coincide with recently derived ones in the perfect main CSI extreme. Furthermore, the lower bound matches the upper bound in no main CSI extreme, where the secrecy capacity is equal to zero. Numerical results are provided for independent identically distributed (i.i.d.) Rayleigh fading channels.
In this paper, we consider secure broadcasting over fast fading channels. Assuming imperfect main channel state information (CSI) at the transmitter, we first provide an upper and a lower bounds on the ergodic secrecy capacity when a common message is broadcasted to multiple legitimate receivers in the presence of one eavesdropper. For this case, we show that the secrecy rate is limited by the legitimate receiver having, on average, the worst main channel link. Then, we present an expression for the achievable secrecy sum-rate when each legitimate receiver is interested in an independent message. The special cases of high SNR, perfect and no-main CSI are also analyzed. Numerical results are presented to illustrate the obtained results for the case of independent but not necessarily identically distributed Rayleigh fading channels.
We consider a wiretap channel consisting of a source with multiple antennas, a legitimate receiver and an eavesdropper with a single antenna each. The channels between the source and the receivers undergo fast fading. We assume that the transmitter, in addition to the statistics of both channels, is only aware of a noisy version of the CSI to the legitimate receiver referred to as main channel. The legitimate receiver is aware of both its instantaneous channel gain and the transmitter's estimate of the main channel. On the other hand, the eavesdropper's receiver, in addition to its instantaneous channel realization, is aware of the actual main CSI and the transmitter's estimate as well. While the capacity of this channel is still open even with perfect CSI at the transmitter, we provide in this paper upper and lower bounds on the secrecy capacity. The upper bound is tighter than the one corresponding to perfect main CSI and the gap between the two upper bounds is characterized in function of the channel estimation error variance, at high-SNR. Furthermore, we show that our upper and lower bounds coincide in the case of no main CSI providing a trivial secrecy capacity.
We study the secret message capacity of an ergodic block fading wiretap channel with partial channel state information at the transmitter and perfect channel state information at the receivers, under both a short term power constraint (STPC) and a long term power constraint (LTPC). We consider that in addition to the statistics of the main and the eavesdropper channel state information (CSI), the sender is provided by the legitimate receiver with a q-bit feedback, at the beginning of each coherence block, through an error-free public channel, with capacity q bits. We establish upper and lower bounds on the secrecy capacity. We show that the lower and the upper bounds coincide asymptotically as q → ∞. When applied to Rayleigh fading channels, we show that, a 4-bit feedback achieves about 90% of the secrecy capacity when perfect main CSI is available at the transmitter. Finally, asymptotic analysis at high and low Signal-to-Noise Ratio (SNR) is presented. It is found that the capacity is bounded at high-SNR, whereas at asymptotically low-SNR, the lower bounds and the upper bound scale linearly with SNR under STPC. Furthermore, subject to LTPC, the capacity at low-SNR is equal to the capacity of the main channel without secrecy constraint and with perfect CSI at both the transmitter and the receiver, under a mild condition on the fading statistics. We also show that a positive secrecy rate is achievable even when the feedback is at the end of each coherence block and q=1.
We investigate the secrecy capacity of an ergodic fading wiretap channel when the main and eavesdropper channels are correlated. Assuming that the transmitter knows the full channel state information (CSI) (i.e., the channel gains from the transmitter to the legitimate receiver and eavesdropper), we quantify the loss of the secrecy capacity due to the correlation and investigate the asymptotic behavior of the secrecy capacity in the high signal-to-noise ratio (SNR) regime. While the ergodic capacity of fading channels grows logarithmically with SNR in general, we have found that the secrecy capacity converges to an upper-bound (a closed-form expression is derived) that will be shown to be a function of two channel parameters; the correlation coefficient and the ratio of the main to eavesdropper channel gains. From this, we are able to see how the two channel parameters affect the secrecy capacity and conclude that the excessively large signal power does not help to improve the secrecy capacity and the loss due to the correlation could be significant especially when the ratio of the main to eavesdropper channel gains is low.
We investigate the secrecy capacity of an ergodic fading wiretap channel in which the main channel is correlated with the eavesdropper channel. In this study, the full Channel State Information (CSI) is assumed, and thus the transmitter knows the channel gains of the legitimate receiver and the eavesdropper. By analyzing the resulting secrecy capacity we quantify the loss of the secrecy capacity due to the correlation. In addition, we study the asymptotic behavior of the secrecy capacity as Signal-to-Noise Ratio (SNR) tends to infinity. The capacity of an ordinary fading channel logarithmically increases with SNR. On the contrary, the secrecy capacity converges to a limit which can be an upper bound on the secrecy capacity over the fading wiretap channel. We find a closed form of the upper bound for the correlated Rayleigh wiretap channel which also includes the independent case as a special one. Our work shows that the upper bound is determined by only two channel parameters; the correlation coefficient and the ratio of the main to the eavesdropper channel gains that will be called the average Channel Gain Ratio (CGR). The analysis of the upper bound tells how the two channel parameters affect the secrecy capacity and leads to the conclusion that the excessively large signal power does not provide any advantage in the secrecy capacity and the loss due to the correlation is especially serious in low CGR regime.