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IEEE Transactions on Wireless Communications

Ergodic Secret Message Capacity of the Wiretap Channel with Finite-Rate Feedback

Zouheir Rezki, Ashish J. Khisti, Mohamed‐Slim Alouini

Published Apr 16, 2014• 31 citations
Publisher

Abstract

We study the secret message capacity of an ergodic block fading wiretap channel with partial channel state information at the transmitter and perfect channel state information at the receivers, under both a short term power constraint (STPC) and a long term power constraint (LTPC). We consider that in addition to the statistics of the main and the eavesdropper channel state information (CSI), the sender is provided by the legitimate receiver with a q-bit feedback, at the beginning of each coherence block, through an error-free public channel, with capacity q bits. We establish upper and lower bounds on the secrecy capacity. We show that the lower and the upper bounds coincide asymptotically as q → ∞. When applied to Rayleigh fading channels, we show that, a 4-bit feedback achieves about 90% of the secrecy capacity when perfect main CSI is available at the transmitter. Finally, asymptotic analysis at high and low Signal-to-Noise Ratio (SNR) is presented. It is found that the capacity is bounded at high-SNR, whereas at asymptotically low-SNR, the lower bounds and the upper bound scale linearly with SNR under STPC. Furthermore, subject to LTPC, the capacity at low-SNR is equal to the capacity of the main channel without secrecy constraint and with perfect CSI at both the transmitter and the receiver, under a mild condition on the fading statistics. We also show that a positive secrecy rate is achievable even when the feedback is at the end of each coherence block and q=1.

DOI
10.1109/twc.2014.041014.131593

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We study the secret message capacity of an ergodic block fading wiretap channel with partial channel state information at the transmitter and perfect channel state information at the receivers, under both a short term power constraint (STPC) and a long term power constraint (LTPC). We consider that in addition to the statistics of the main and the eavesdropper channel state information (CSI), the sender is provided by the legitimate receiver with a q-bit feedback, at the beginning of each coherence block, through an error-free public channel, with capacity q bits. We establish upper and lower bounds on the secrecy capacity. We show that the lower and the upper bounds coincide asymptotically as q → ∞. When applied to Rayleigh fading channels, we show that, a 4-bit feedback achieves about 90% of the secrecy capacity when perfect main CSI is available at the transmitter. Finally, asymptotic analysis at high and low Signal-to-Noise Ratio (SNR) is presented. It is found that the capacity is bounded at high-SNR, whereas at asymptotically low-SNR, the lower bounds and the upper bound scale linearly with SNR under STPC. Furthermore, subject to LTPC, the capacity at low-SNR is equal to the capacity of the main channel without secrecy constraint and with perfect CSI at both the transmitter and the receiver, under a mild condition on the fading statistics. We also show that a positive secrecy rate is achievable even when the feedback is at the end of each coherence block and q=1.
We study the secret message capacity of an ergodic block fading wiretap channel with partial channel state information at the transmitter and perfect channel state information at the receivers. We consider that in addition to the statistics of the main and the eavesdropper channel state information (CSI), the sender is provided by the legitimate receiver with a q-bit feedback, at the beginning of each coherence block, through an error-free feedback channel, with capacity q bits. We establish upper and lower bounds on the secrecy capacity. We show that a positive secrecy rate is achievable even when the feedback is at the end of each coherence block and q = 1. We also show that the lower and the upper bounds coincide asymptotically as q → ∞. Finally, asymptotic analysis at high Signal-to-Noise Ratio (SNR) are presented where it is found that the capacity is bounded at high-SNR and present a simple suboptimal scalar quantizer that is capacity achieving, without the need of any numerical optimization, as q → ∞. When applied to Rayleigh fading channels, we show that, at high-SNR, a 4-bit feedback achieves 90% of the secrecy capacity when perfect main CSI is available at the transmitter.
In this paper, we investigate the ergodic secrecy capacity of a block-fading wiretap channel with limited channel knowledge at the transmitter. We consider that the legitimate receiver, the eavesdropper, and the transmitter are equipped with multiple antennas and that the receiving nodes are aware of their respective channel matrices. On the other hand, the transmitter is only provided by a B-bit feedback of the main channel state information. The feedback bits are sent by the legitimate receiver, at the beginning of each fading block, over an error-free public link with limited capacity. The statistics of the main and the eavesdropper channel state information are known at all nodes. Assuming an average transmit power constraint, we establish upper and lower bounds on the ergodic secrecy capacity. Then, we present a framework to design the optimal codebooks for feedback and transmission. In addition, we show that the proposed lower and upper bounds coincide asymptotically, as the capacity of the feedback link becomes large, i.e., B→∞, hence fully characterizing the ergodic secrecy capacity in this case. Besides, we analyze the asymptotic behavior of the presented secrecy rates, at high signal-to-noise ratio, and evaluate the gap between the bounds.
We study the ergodic secrecy capacity of a block- fading wiretap channel when there are multiple antennas at the transmitter, the legitimate receiver and the eavesdropper. We consider that the receivers are aware of their respective channel matrices while the transmitter is only provided by a B-bits feedback of the main channel state information. The feedback bits are sent by the legitimate receiver, at the beginning of each fading block, over an error free public link with limited capacity. Assuming an average transmit power constraint, we provide an upper and a lower bounds on the ergodic secrecy capacity. Then, we present a framework to design the optimal codebooks for feedback and transmission. In addition, we show that the proposed lower and upper bounds coincide asymptotically as the capacity of the feedback link becomes large; hence, fully characterizing the secrecy capacity in this case.
We study the secrecy capacity of fast fading channels under imperfect main channel (between the transmitter and the legitimate receiver) estimation at the transmitter. Lower and upper bounds on the ergodic secrecy capacity are derived for a class of independent identically distributed (i.i.d.) fading channels. The achievable rate follows from a standard wiretap code in which a simple on-off power control is employed along with a Gaussian input. The upper bound is obtained using an appropriate correlation scheme of the main and eavesdropper channels and is the best known upper bound so far. The upper and lower bounds coincide with recently derived ones in case of perfect main CSI. Furthermore, the upper bound is tight in case of no main CSI, where the secrecy capacity is equal to zero. Asymptotic analysis at high and low signal-to-noise ratio (SNR) is also given. At high SNR, we show that the capacity is bounded by providing upper and lower bounds that depend on the channel estimation error. At low SNR, however, we prove that the secrecy capacity is asymptotically equal to the capacity of the main channel as if there were no secrecy constraint. Numerical results are provided for i.i.d. Rayleigh fading channels.
We study the ergodic secrecy capacity of a block- fading wiretap channel when there are multiple antennas at the transmitter, the legitimate receiver and the eavesdropper. We consider that the receivers are aware of their respective channel matrices while the transmitter is only provided by a B-bits feedback of the main channel state information. The feedback bits are sent by the legitimate receiver, at the beginning of each fading block, over an error free public link with limited capacity. Assuming an average transmit power constraint, we provide an upper and a lower bounds on the ergodic secrecy capacity. Then, we present a framework to design the optimal codebooks for feedback and transmission. In addition, we show that the proposed lower and upper bounds coincide asymptotically as the capacity of the feedback link becomes large; hence, fully characterizing the secrecy capacity in this case.
The ergodic secrecy capacity of the wiretap channel is known when the main channel (between the transmitter and the legitimate receiver) state information (CSI) is perfect at the transmitter and the coherence period is sufficiently large to enable random coding arguments in each block. In a fast fading scenario, when the codeword length spans many coherence periods, the secrecy capacity is still not known. In this paper, we present a framework that characterizes this secrecy capacity under imperfect main channel estimation at the transmitter. Inner and outer bounds on the ergodic secrecy capacity are derived for a class of independent identically distributed (i.i.d.) fading channels. The achievable rate is a simple on-off scheme using a Gaussian input. The upper bound is obtained using an appropriate correlation scheme of the main and the eavesdropper channels. The upper and the lower bounds coincide with recently derived ones in the perfect main CSI extreme. Furthermore, the lower bound matches the upper bound in no main CSI extreme, where the secrecy capacity is equal to zero. Numerical results are provided for independent identically distributed (i.i.d.) Rayleigh fading channels.