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IEEE Transactions on Information Theory

On the Secrecy Capacity of Fading Channels

Praveen Kumar Gopala, Lifeng Lai, Hesham El Gamal

Published Sep 18, 2008• 1,259 citations
Publisher

Abstract

We consider the secure transmission of information over an ergodic fading channel in the presence of an eavesdropper. Our eavesdropper can be viewed as the wireless counterpart of Wyner's wiretapper. The secrecy capacity of such a system is characterized under the assumption of asymptotically long coherence intervals. We first consider the full channel state information (CSI) case, where the transmitter has access to the channel gains of the legitimate receiver and the eavesdropper. The secrecy capacity under this full CSI assumption serves as an upper bound for the secrecy capacity when only the CSI of the legitimate receiver is known at the transmitter, which is characterized next. In each scenario, the perfect secrecy capacity is obtained along with the optimal power and rate allocation strategies. We then propose a low-complexity on/off power allocation strategy that achieves near-optimal performance with only the main channel CSI. More specifically, this scheme is shown to be asymptotically optimal as the average signal-to-noise ratio (SNR) goes to infinity, and interestingly, is shown to attain the secrecy capacity under the full CSI assumption. Overall, channel fading has a positive impact on the secrecy capacity and rate adaptation, based on the main channel CSI, is critical in facilitating secure communications over slow fading channels.

DOI
10.1109/tit.2008.928990

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We consider the secure transmission of information over an ergodic fading channel in the presence of an eavesdropper. Our eavesdropper can be viewed as the wireless counterpart of Wyner's wiretapper. The secrecy capacity of such a system is characterized under the assumption of asymptotically long coherence intervals. We first consider the full channel state information (CSI) case, where the transmitter has access to the channel gains of the legitimate receiver and the eavesdropper. The secrecy capacity under this full CSI assumption serves as an upper bound for the secrecy capacity when only the CSI of the legitimate receiver is known at the transmitter, which is characterized next. In each scenario, the perfect secrecy capacity is obtained along with the optimal power and rate allocation strategies. We then propose a low-complexity on/off power allocation strategy that achieves near-optimal performance with only the main channel CSI. More specifically, this scheme is shown to be asymptotically optimal as the average signal-to-noise ratio (SNR) goes to infinity, and interestingly, is shown to attain the secrecy capacity under the full CSI assumption. Overall, channel fading has a positive impact on the secrecy capacity and rate adaptation, based on the main channel CSI, is critical in facilitating secure communications over slow fading channels.
We consider the secure transmission of information over an ergodic fading channel in the presence of an eavesdropper. Our eavesdropper can be viewed as the wireless counterpart of Wyner's wiretapper. The secrecy capacity of such a system is characterized under the assumption of asymptotically long coherence intervals. We first consider the full Channel State Information (CSI) case, where the transmitter has access to the channel gains of the legitimate receiver and the eavesdropper. The secrecy capacity under this full CSI assumption serves as an upper bound for the secrecy capacity when only the CSI of the legitimate receiver is known at the transmitter, which is characterized next. In each scenario, the perfect secrecy capacity is obtained along with the optimal power and rate allocation strategies. We then propose a low-complexity on/off power allocation strategy that achieves near-optimal performance with only the main channel CSI. More specifically, this scheme is shown to be asymptotically optimal as the average SNR goes to infinity, and interestingly, is shown to attain the secrecy capacity under the full CSI assumption. Remarkably, our results reveal the positive impact of fading on the secrecy capacity and establish the critical role of rate adaptation, based on the main channel CSI, in facilitating secure communications over slow fading channels.
We consider the secure transmission of information over an ergodic fading channel in the presence of an eavesdropper. Our eavesdropper can be viewed as the wireless counterpart of Wyner's wiretapper. The secrecy capacity of such a system is characterized under the assumption of asymptotically long coherence intervals. We analyze the full Channel State Information (CSI) case, where the transmitter has access to the channel gains of the legitimate receiver and eavesdropper, and the main channel CSI scenario, where only the legitimate receiver channel gain is known at the transmitter. In each scenario, the secrecy capacity is obtained along with the optimal power and rate allocation strategies. We then propose a low-complexity on/off power allocation strategy that achieves near-optimal performance with only the main channel CSI. More specifically, this scheme is shown to be asymptotically optimal as the average SNR goes to infinity, and interestingly, is shown to attain the secrecy capacity under the full CSI assumption. Remarkably, our results reveal the positive impact of fading on the secrecy capacity and establish the critical role of rate adaptation, based on the main channel CSI, in facilitating secure communications over slow fading channels.
We consider the secure transmission of information over an ergodic fading channel in the presence of an eavesdropper. Our eaves- dropper can be viewed as the wireless counterpart of Wyner's wiretapper. The secrecy capacity of such a system is characterized under the assump- tion of asymptotically long coherence intervals. We first consider the full channel state information (CSI) case, where the transmitter has access to the channel gains of the legitimate receiver and the eavesdropper. The secrecy capacity under this full CSI assumption serves as an upper bound for the secrecy capacity when only the CSI of the legitimate receiver is known at the transmitter, which is characterized next. In each scenario, the perfect secrecy capacity is obtained along with the optimal power and rate allocation strategies. We then propose a low-complexity on/off power allocation strategy that achieves near-optimal performance with only the main channel CSI. More specifically, this scheme is shown to be asymptotically optimal as the average signal-to-noise ratio (SNR) goes to infinity, and interestingly, is shown to attain the secrecy capacity under the full CSI assumption. Overall, channel fading has a positive impact on the secrecy capacity and rate adaptation, based on the main channel CSI, is critical in facilitating secure communications over slow fading channels. Index Terms—Channel state information (CSI), fading, list decoding, se- crecy capacity, wiretap channel.
We study the secret message capacity of an ergodic block fading wiretap channel with partial channel state information at the transmitter and perfect channel state information at the receivers, under both a short term power constraint (STPC) and a long term power constraint (LTPC). We consider that in addition to the statistics of the main and the eavesdropper channel state information (CSI), the sender is provided by the legitimate receiver with a q-bit feedback, at the beginning of each coherence block, through an error-free public channel, with capacity q bits. We establish upper and lower bounds on the secrecy capacity. We show that the lower and the upper bounds coincide asymptotically as q → ∞. When applied to Rayleigh fading channels, we show that, a 4-bit feedback achieves about 90% of the secrecy capacity when perfect main CSI is available at the transmitter. Finally, asymptotic analysis at high and low Signal-to-Noise Ratio (SNR) is presented. It is found that the capacity is bounded at high-SNR, whereas at asymptotically low-SNR, the lower bounds and the upper bound scale linearly with SNR under STPC. Furthermore, subject to LTPC, the capacity at low-SNR is equal to the capacity of the main channel without secrecy constraint and with perfect CSI at both the transmitter and the receiver, under a mild condition on the fading statistics. We also show that a positive secrecy rate is achievable even when the feedback is at the end of each coherence block and q=1.
This paper is concerned with the study of secrecy capacity for the log-normal fading channel in which the main channel is correlated with the eavesdropper channel. Perfect secrecy is achieved when the transmitter and legitimate receiver can communicate at some positive rate, while insuring that the eavesdropper gets zero bits of information. We consider the full channel state information (CSI) case, where the transmitter has access to both the main channel and eavesdropper channel gains. Under this assumption, we define the secrecy capacity of single-input single-output (SISO) log-normal fading channel and find the optimal power allocation at the transmitter that achieves the secrecy capacity. By analyzing the resulting secrecy capacity, we quantify the loss of secrecy capacity due to the correlation. We also find the closed-form analytical expression for the upper bound of secrecy capacity in terms of correlation coefficient which includes the independent case as a special one. The analysis of upper bound tells how the correlation coefficient and the ratio of main and eavesdropper channel gains affect the secrecy capacity.
We investigate the secrecy capacity of an ergodic fading wiretap channel when the main and eavesdropper channels are correlated. Assuming that the transmitter knows the full channel state information (CSI) (i.e., the channel gains from the transmitter to the legitimate receiver and eavesdropper), we quantify the loss of the secrecy capacity due to the correlation and investigate the asymptotic behavior of the secrecy capacity in the high signal-to-noise ratio (SNR) regime. While the ergodic capacity of fading channels grows logarithmically with SNR in general, we have found that the secrecy capacity converges to an upper-bound (a closed-form expression is derived) that will be shown to be a function of two channel parameters; the correlation coefficient and the ratio of the main to eavesdropper channel gains. From this, we are able to see how the two channel parameters affect the secrecy capacity and conclude that the excessively large signal power does not help to improve the secrecy capacity and the loss due to the correlation could be significant especially when the ratio of the main to eavesdropper channel gains is low.