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Journal of the Physical Society of Japan

Two Types of Mott Transitions

Masatoshi Imada

Published Apr 15, 1993• 76 citations
Publisher

Abstract

One type of Mott transition (MT1) is characterized by diverging enhancement of the charge effective mass when one approaches a Mott insulator from the side of the paramagnetic metal. Another fundamentally different type of Mott transition (MT2) is shown to exist when a spin gap opens. The linear coefficient of the specific heat γ decreases and then vanishes at the transition point of MT2 in sharp contrast with MT1. As an example, a dimerized t - J model is shown to undergo MT2. The underlying pairing mechanism determines the character of MT2. Recent controversial experimental results on the Mott transitions in copper oxides and other strongly correlated systems are discussed from the above viewpoint.

DOI
10.1143/jpsj.62.1105

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One type of Mott transition (MT1) is characterized by diverging enhancement of the charge effective mass when one approaches a Mott insulator from the side of the paramagnetic metal. Another fundamentally different type of Mott transition (MT2) is shown to exist when a spin gap opens. The linear coefficient of the specific heat γ decreases and then vanishes at the transition point of MT2 in sharp contrast with MT1. As an example, a dimerized t - J model is shown to undergo MT2. The underlying pairing mechanism determines the character of MT2. Recent controversial experimental results on the Mott transitions in copper oxides and other strongly correlated systems are discussed from the above viewpoint.
Introduction In this chapter we study metal–insulator transitions which occur due to correlations between the charge carriers. This quantum phase transitions results from the competition between kinetic energy and Coulomb repulsion where the latter has the tendency to localise the electrons. The simplest model which describes this competition is the one-band Hubbard model with its two energy scales, the bandwidth W and the Coulomb repulsion U between electrons of opposite spins on the same site. For a fixed density of electrons, n = 1; as the ratio U/W increases, we expect to find a zero-temperature phase transition from a metallic state to an insulator where the electrons are frozen at the lattice sites. The method employed here to investigate this transition is the Gutzwiller approach (Gutzwiller, 1965). This is a variational method which played an important role in providing a framework for the ideas of Mott on the problem of the metal–insulator transition (Mott, 1974). On the metallic side of the transition, this approach describes a metal with renormalised Fermi liquid parameters, essentially with enhanced effective mass and uniform susceptibility. This is the so-called highly correlated electron gas (Brinkman and Rice, 1970) for which the metal oxide V 2 O 3 is the prototype system. In the insulating side, Gutzwiller's approximation yields a noninteracting system of localised electrons. This insulating phase is incompressible , i.e. has zero compressibility and infinite zero temperature susceptibility. The latter is not a consequence of interactions but simply due to the divergence of the Curie susceptibility, χ ∝ 1 /T , of non-interacting moments at T = 0. Then, in Gutzwiller's approach the transition is from a paramagnetic metal to a paramagnetic insulator. We will continue using the designation Mott transition to describe this type of phase transition where the insulating phase has no long-range magnetic order. In real systems, most frequently, localisation due to interactions is accompanied by the appearance of antiferromagnetic order.
Critical properties of transitions between a variety of quantum fluids and the Mott insulator are examined in terms of the transition to an incompressible state. In one dimension, they show universally common properties each other irrespective of the statistics, components and the interaction of particles. In two dimensions, they show qualitative differences originated from the differences in the nature of the quantum fluid. It is useful to categorize the singularity at the Mott transition into two types, namely, one characterized by the charge mass divergence and the other by the vanishment of the carrier number. This difference originates from the number of components. Its variety is further explored by examining various cases such as strongly correlated fermions, hard core bosons and boson t - J models. Critical properties to other incompressible states such as spin gap states and the fractional quantum Hall state are also discussed from the same viewpoint. Relevance of our analyses to the understanding of normal state properties in high- T c cuprates and other transition metal oxides is discussed.
The paramagnetic phase of the one-band Hubbard model is studied at zero-temperature, within the framework of dynamical mean-field theory, and for general particle-hole asymmetry where a doping-induced Mott transition occurs. Our primary focus is the Mott insulator (MI) phase, and our main aim to establish what can be shown exactly about it. To handle the locally doubly-degenerate MI requires two distinct self-energies, which reflect the broken symmetry nature of the phase and together determine the standard single self-energy. Exact results are obtained for the local charge, local magnetic moment and associated spin susceptibilities, the interaction-renormalised levels, and the low-energy behaviour of the self-energy in the MI phase. The metallic phase is also considered briefly, and shown to acquire an emergent particle-hole symmetry as the Mott transition is approached. Throughout the metal, Luttinger's theorem is reflected in the vanishing of the Luttinger integral; for the generic MI by contrast this is shown to be non-vanishing, but again to have a universal magnitude. Numerical results are also obtained using NRG, for the metal/MI phase boundary, the scaling behaviour of the charge as the Mott transition is aproached from the metal, and associated universal scaling of single-particle dynamics as the low-energy Kondo scale vanishes.
We address the nature of the Mott transition in the Hubbard model at half-filling using cluster dynamical mean field theory (DMFT). We compare cluster-DMFT results with those of single-site DMFT. We show that inclusion of the short-range correlations on top of the on-site correlations does not change the order of the transition between the paramagnetic metal and the paramagnetic Mott insulator, which remains first order. However, the short range correlations reduce substantially the critical U and modify the shape of the transition lines. Moreover, they lead to very different physical properties of the metallic and insulating phases near the transition point. Approaching the transition from the metallic side, we find an anomalous metallic state with very low coherence scale. The insulating state is characterized by the narrow Mott gap with pronounced peaks at the gap edge.
We supplement (and critically overview) the existing extensive analysis of antiferromagnetic solution for the Hubbard model with a detailed discussion of two specific features, namely (i) the evolution of the magnetic (Slater) gap (here renormalized by the electronic correlations) into the Mott-Hubbard or atomic gap, and (ii) a rather weak renormalization of the effective mass by the correlations in the half-filled-band case, which contrasts with that for the paramagnetic case. The mass remains strongly enhanced in the non-half-filled-band case. We also stress the difference between magnetic and non-magnetic contributions to the gap. These results are discussed within the slave boson approach in the saddle-point approximation, in which there appears a non-linear staggered molecular field due to the electronic correlations that leads to the appearance of the magnetic gap. They reproduce correctly the ground-state energy in the limit of strong correlations. A brief comparison with the solution in the limit of infinite dimensions and the corresponding situation in the doubly-degenerate-band case with one electron per atom is also made. 1 1
An intuitive interpretation of the relationship between the dispersion relation of the single-particle excitation in a metal and that of the spin excitation in a Mott insulator is presented, based on the results for the one- and two-dimensional Hubbard models obtained by using the Bethe ansatz, dynamical density-matrix renormalization group method, and cluster perturbation theory. The dispersion relation of the spin excitation in the Mott insulator is naturally constructed from that of the single-particle excitation in the zero-doping limit in both one- and two-dimensional Hubbard models, which allows us to interpret the doping-induced states as the states that lose charge character toward the Mott transition. The characteristic feature of the Mott transition is contrasted with the feature of a Fermi liquid and that of the transition between a band insulator and a metal.