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Journal of Physics A Mathematical and General

On the existence of quantum subdynamics

Göran Lindblad

Published Jul 21, 1996• 41 citations
Publisher

Abstract

It is shown, using only elementary operator algebra, that an open quantum system coupled to its environment will have a subdynamics (reduced dynamics) as an exact consequence of the reversible dynamics of the composite system only when the states of system and environment are uncorrelated. Furthermore, it is proved that for a finite temperature the KMS condition for the lowest-order correlation function cannot be reproduced by any type of linear subdynamics except the reversible Hamiltonian one of a closed system. The first statement can be seen as a particular case of a more general theorem of Takesaki on the properties of conditional expectations in von Neumann algebras. The concept of subdynamics used here allows for memory effects, no assumption is made of a Markov property. For dynamical systems based on commutative algebras of observables the subdynamics always exists as a stochastic process in the random variable defining the open subsystem.

DOI
10.1088/0305-4470/29/14/037

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It is shown, using only elementary operator algebra, that an open quantum system coupled to its environment will have a subdynamics (reduced dynamics) as an exact consequence of the reversible dynamics of the composite system only when the states of system and environment are uncorrelated. Furthermore, it is proved that for a finite temperature the KMS condition for the lowest-order correlation function cannot be reproduced by any type of linear subdynamics except the reversible Hamiltonian one of a closed system. The first statement can be seen as a particular case of a more general theorem of Takesaki on the properties of conditional expectations in von Neumann algebras. The concept of subdynamics used here allows for memory effects, no assumption is made of a Markov property. For dynamical systems based on commutative algebras of observables the subdynamics always exists as a stochastic process in the random variable defining the open subsystem.
The effects of system-environment correlations on the dynamics of an open quantum system are investigated for the standard model of a set of quantum harmonic oscillators interacting with a heat bath of oscillators. By definition, a subdynamics is described by transformations of the open system observables. It is shown that such a construction can reproduce the observable properties of the exact dynamics only when the states of system and environment are uncorrelated, while for classical systems there is always a subdynamics. A quantum subdynamics cannot have the properties we associate with thermal fluctuations; the KMS relation at a finite temperature for the open system implies that the system must be closed. The conditions for having a subdynamics as a good approximation to the exact closed dynamics are investigated, and so are the similar but stronger conditions for a Markovian dynamics. It is also shown that a subdynamics defines the response of the open system to some types of time dependent external forces.
An extension of the conditional expectations (those under a given subalgebra of events and not the simple ones under a single event) from the classical to the quantum case is presented. In the classical case, the conditional expectations always exist; in the quantum case, however, they exist only if a certain weak compatibility criterion is satisfied. This compatibility criterion was introduced among others in a recent paper by the author. Then, state-independent conditional expectations and quantum Markov processes are studied. A classical Markov process is a probability measure, together with a system of random variables, satisfying the Markov property and can equivalently be described by a system of Markovian kernels (often forming a semigroup). This equivalence is partly extended to quantum probabilities. It is shown that a dynamical (semi)group can be derived from a given system of quantum observables satisfying the Markov property, and the group generators are studied. The results are presented in the framework of Jordan operator algebras, and a very general type of observables (including the usual real-valued observables or self-adjoint operators) is considered.
Abstract It is shown that the relevant part of an equilibrium two-time correlation function of operators related to a subsystem of S < N particles, selected from the whole system of N ≫ 1 quantum particles, obeys the exact completely closed (homogeneous) evolution equation. This equation differs from the conventional Nakajima–Zwanzig equation by the absence of the undesirable inhomogeneous term comprising all interparticle correlations at the initial time moment. The equation defines the subdynamics in a subspace of S selected particles and is obtained without any use of approximation like the Boltzmann ‘molecular chaos’, factorized initial state or Bogoliubov’s principle of weakening of initial correlations. In the second order in a small inter-particle interaction, this equation reduces to the Markovian evolution equation, which for a one-particle correlation function ( S = 1) takes the form of the linear generalized quantum Boltzmann-like equation for a relevant part of a correlation function (one particle momentum distribution function) with the additional terms conditioned by initial correlations taken into account. This equation makes it possible to obtain the solution for the corresponding one-particle correlation function, which is valid for all timescales and reveals the influence of initial correlations on the evolution in time process. On a large timescale t ≫ t cor ∼ ℏ / k B T (decoherence time), the initial correlations cease to influence the damping process and the evolution enters a kinetic stage. However, the factor related to initial correlations survives on the large timescale, and can contribute to the kinetic coefficients.
We address the dynamics of a bosonic system coupled to either a bosonic or a magnetic environment and derive a set of sufficient conditions that allow one to describe the dynamics in terms of the effective interaction with a classical fluctuating field. We find that for short interaction times the dynamics of the open system is described by a Gaussian noise map for several different interaction models and independently on the temperature of the environment. In order to go beyond a qualitative understanding of the origin and physical meaning of the above short-time constraint, we take a general viewpoint and, based on an algebraic approach, suggest that any quantum environment can be described by classical fields whenever global symmetries lead to the definition of environmental operators that remain well defined when increasing the size, i.e., the number of dynamical variables, of the environment. In the case of the bosonic environment this statement is exactly demonstrated via a constructive procedure that explicitly shows why a large number of environmental dynamical variables and, necessarily, global symmetries, entail the set of conditions derived in the first part of the work.
Hilbert's sixth problem placed probability and mechanics at the center of the axiomatization of physics. It asks how irreversible statistical probability and thermodynamics can follow from the reversible, deterministic dynamics of a system. Building on an exact open quantum system theory developed in the past two decades, we construct a dynamical route from the reversible quantum dynamics to reduced statistics. For quadratic bosonic and fermionic systems bilinearly coupled to arbitrary environments, we derive the exact reduced density operator determined completely by a dissipative propagator u and a fluctuation correlation function v of the system. For continuous spectral densities with no bound-state pole, u vanishes in the long-time limit, information about the system initial states is lost completely, and the reduced density operator of systems approaches a thermal Gibbs state. Gapped spectral densities with localized bound states instead preserve long-time memory and prevent thermalization. We then remove the usual assumption of an initially thermal, mixed environment, start from a product of pure states for the system and environment, unitary evolution first generates system-environment entanglement and a periodic quasi-Gibbs reduced state for a finite environment. When the number of environmental degrees of freedom tends to infinity, the spectrum becomes continuous, the recurrence disappears, the exact reduced density operator converges to a thermal Gibbs state. The total entropy remains zero, whereas the system entropy becomes entanglement entropy and reaches its maximum. Probability is therefore not an additional random postulate imposed on unitary dynamics, it is the objective statistical structure of an open system in a composite. These results provide an exact, testable dynamical solution of the determinism to statistics.
Statistically interpretable axioms are formulated that define a quantum stochastic process (QSP) as a causally ordered operator field in an arbitrary space-time region T of an open quantum system under a sequential observation at a discrete space-time localization. It is shown that to every QSP described in the weak sense by a self-consistent system of causally ordered correlation kernels there corresponds a unique, up to unitary equivalence, minimal QSP in the strong sense. It is shown that the proposed QSP construction, which reduces in the case of the linearly ordered discrete T=Z to the construction of the inductive limit of Lindblad's canonical representations, corresponds to Kolmogorov's classical reconstruction if the order on T is ignored and leads to Lewis construction if one uses the system of all (not only causal) correlation kernels, regarding this system as lexicographically preordered on T. The approach presented encompasses both nonrelativistic and relativistic irreversible dynamics of open quantum systems and fields satisfying the conditions of local commutativity and semigroup covariance. Also given are necessary and sufficient conditions of dynamicity (or conditional Markovianity) and regularity, these leading to the properties of complete mixing (relaxation) and ergodicity of the QSP.