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Physical Review

Spin in Classical and Quantum Theory

Herbert C. Corben

Published Mar 15, 1961• 82 citations
Publisher

Abstract

The classical equations of motion of a charged point-particle with intrinsic spin under the influence of an external electromagnetic field are restated and compared with the Heisenberg equations of motion derived from the Dirac theory. The partition of angular momentum between particle and field in the classical theory is contrasted to the Dirac theory of electron spin. The analogy between the Dirac equation and the theory of parametric amplification is pointed out.A free spinning point particle moving according to the laws of classical relativistic point-particle mechanics may move along a helix. The sum of the intrinsic spin $\ensuremath{\sigma}$ and the angular momentum of the helical motion in this classical analog of zitterbewegung is an effective spin vector S which is a constant of the motion. Because of this internal motion, the effective mass $M$ of the particle differs from the mass $m$ which is ascribed to it in the equations of motion. Solutions are found in which S is parallel or antiparallel to the momentum, and the sign of $M$ is determined by the helicity. When placed in a uniform electromagnetic field, the particle behaves as if it had a rest mass $M$ and a magnetic moment $\frac{e\ensuremath{\sigma}}{\mathrm{Mc}}$, in addition to any explicit magnetic moment that may be ascribed to it.

DOI
10.1103/physrev.121.1833

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As a result, spin in the photon case follows from the behaviour of the intrinsic force (a linear equation in this force as shown in Part 1), but one must also have a clear link between the intrinsic force and the consequential energy and force, because it is the energy which actually has to rotate. It is not enough to have El rotate. In the case of a particle with rest mass, we argued in Part 1 that mo (Newton’s inertia) is the intrinsic force which together with velocity gives rise to the consequential energy E and momentum p. The situation is that one actually has two physical frames, the rest frame with the intrinsic force mo and the moving frame in which one has E,p. In order to link the intrinsic force mo to E, p, one must use a Lorentz invariant. We suggested in Part 1 that -Et+px = -mocc t1 is associated with -E dt + p dx = -mocc dt1 + (p=0) * (dx1->inifite) =0. Then dx=hbar/p, dt=hbar/E and E/dx and p/dt are average forces as is mocc/dt1. 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The classical equations of motion of a charged point-particle with intrinsic spin under the influence of an external electromagnetic field are restated and compared with the Heisenberg equations of motion derived from the Dirac theory. The partition of angular momentum between particle and field in the classical theory is contrasted to the Dirac theory of electron spin. The analogy between the Dirac equation and the theory of parametric amplification is pointed out.A free spinning point particle moving according to the laws of classical relativistic point-particle mechanics may move along a helix. The sum of the intrinsic spin \ensuremathσ\ensuremath{\sigma}\ensuremathσ and the angular momentum of the helical motion in this classical analog of zitterbewegung is an effective spin vector S which is a constant of the motion. Because of this internal motion, the effective mass MMM of the particle differs from the mass mmm which is ascribed to it in the equations of motion. Solutions are found in which S is parallel or antiparallel to the momentum, and the sign of MMM is determined by the helicity. When placed in a uniform electromagnetic field, the particle behaves as if it had a rest mass MMM and a magnetic moment e\ensuremathσMc\frac{e\ensuremath{\sigma}}{\mathrm{Mc}}Mce\ensuremathσ​, in addition to any explicit magnetic moment that may be ascribed to it.
According to the prevailing belief, the spin of the electron or of some other particle is a mysterious internal angular momentum for which no concrete physical picture is available, and for which there is no classical analog. However, on the basis of an old calculation by Belinfante [Physica 6, 887 (1939)], it can be shown that the spin may be regarded as an angular momentum generated by a circulating flow of energy in the wave field of the electron. Likewise, the magnetic moment may be regarded as generated by a circulating flow of charge in the wave field. This provides an intuitively appealing picture and establishes that neither the spin nor the magnetic moment are ‘‘internal’’—they are not associated with the internal structure of the electron, but rather with the structure of its wave field. Furthermore, a comparison between calculations of angular momentum in the Dirac and electromagnetic fields shows that the spin of the electron is entirely analogous to the angular momentum carried by a classical circularly polarized wave.
In Part 1, we tried to understand why spin arises. The basic conclusion was that it is linked with an intrinsic force which in turn is associated with E,p (energy momentum) and geometry (rotational symmetry and other symmetries). In practical terms, this means finding an equation linear in intrinsic force (as force appears linearly in nature), but still tied to E,p and geometry. Interestingly, this leads to two very different results for particles with rest mass (spin ½) and photons, although both satisfy the same special relativistic equations (albeit the photon with rest mass mo=0) and both have exp(-iEt+ipx) free wavefunctions. In the photon case, the Electric field El is the intrinsic force (together with the magnetic B) which gives rise to both energy and momentum density. Specifically, energy density= .5eo El dot El + .5/uo B dot B and momentum density = 1/uo El x B. In the photon case, however, there is no rest frame and so the classical vector El is directly associated with E (energy) and p (momentum) without one needing to consider special relativity. Instead one directly uses Maxwell’s electromagnetic equations in order to find a linear equation describing the classical vector El. This equation involves d/dt partial and grad partial which are linked to the quantum operators for E and p (id/dt, -igrad) and El itself is proportional on exp(-iEt+ipx) (actually cos(-wt+kx)), also from Maxwell’s equations. Given this scenario, one has a classical vector El which is perpendicular to B and both lie in a plane perpendicular to motion. For circular polarization, El moves in a circle and given that it gives rise to energy, this energy circulates like classical angular momentum. For the 3-vector for El, one says that one has spin 1, but for circular polarized light, this is classical angular momentum. As a result, spin in the photon case follows from the behaviour of the intrinsic force (a linear equation in this force as shown in Part 1), but one must also have a clear link between the intrinsic force and the consequential energy and force, because it is the energy which actually has to rotate. It is not enough to have El rotate. In the case of a particle with rest mass, we argued in Part 1 that mo (Newton’s inertia) is the intrinsic force which together with velocity gives rise to the consequential energy E and momentum p. The situation is that one actually has two physical frames, the rest frame with the intrinsic force mo and the moving frame in which one has E,p. In order to link the intrinsic force mo to E, p, one must use a Lorentz invariant. We suggested in Part 1 that -Et+px = -mocc t1 is associated with -E dt + p dx = -mocc dt1 + (p=0) * (dx1->inifite) =0. Then dx=hbar/p, dt=hbar/E and E/dx and p/dt are average forces as is mocc/dt1. Tthe idea of force is very much the cornerstone of exp(-iEt+ipx) we argue. In order to see spin arise, one needs an equation linear in mo (the intrinsic force), but linked to E,p and showing geometrical invariances, according to the recipe of Part 1. -EE + cc p dot p = -momocc ((1)) links E,p, mo and shows invariances, but is not linear in mo. One must then linearize it. This means that one compares to Lorentz frames, the rest frame containing mo and the moving containing E,p. Both mo and p are linked to forces, but mo is the intrinsic force and p, the consequential. As a result, they must somehow be separated as they are in ((1)), in particular they are perpendicular if one considers: EE = pz pz + momo (c=1, p->px). In order to linearize without using unit vectors, one cannot use numbers, but must use matrices (as Dirac showed). The operator linked with pz must anticommute with that linked with mo. The operators associated with the consequential and intrinsic forces differ and in fact anticommute in the rest mass case. One may show that one requires at least a 2x2 matrix (the full Dirac treatment uses a 4-vector made of 2 spinors), which means that there is a two vector state. This is presumably associated with motion, if exp(ipz z) is linked to motion as well. In order to analyze this 2 vector state (spinor), we first compare the situation with the photon case. There, one had a 3-vector El which means that one knows an exact position in the plane. The second piece of information must be the direction in which this vector is moving in a circle (for circularly polarized light). There are two a priori given pieces of information which together with the link between El and energy density yields classical angular motion. In the rest mass case, one again expects rotational motion in a plane perpendicular to the z axis (because pz describes all motion along z). (1,0) and (0,1), however, describe classical rotational direction, clockwise and counterclockwise, but this spin ½ case cannot be classical rotation because the physical vector in the plane is not given (as it is by El the intrinsic force). Thus, one has only the direction of rotation. We argue that if exp(ipx) means that one has p hits at different x within hbar/p with probability exp(ipx), one may imagine different x,y positions of energy in the plane (with probabilities) as long as the rotation for (1,0) for each is in the clockwise direction (for example). This means that a physical vector may appear at some x,y in the plane and then at an x1,t1 which would be considered a classical time in the past as long as the motion is clockwise. In this way, one may have an angle of 720 degrees (instead of 360 degrees) describe the motion. In terms of interaction with a B field, one has the clear two directions (spin up clockwise and spin down counterclockwise as examples). Thus, spin must exist in the rest mass case, because one must have mo perpendicular to p if special relativity is to hold. If one does not want to have spin, then one must disregard the equivalence of frames moving at constant speeds with respect to each other and that seems unphysical. (Note: There are spin 0 objects (Higgs particle), but we do not consider that here.
A neo-classical relativistic mechanics theory is presented where the spin of an electron is a natural part of its space-time path as a point particle. The fourth-order equation of motion corresponds to the same Lagrangian function in proper time as in special relativity except for an additional spin energy term. The total motion can be decomposed into a sum of a local spin motion about a point and a global motion of this point, called the spin center. The global motion is sub-luminal and obeys Newton's second law in proper time, the time for a clock fixed at the spin center, while the total motion occurs at the speed of light c, consistent with the eigenvalues of Dirac's velocity operators having magnitude c. The local spin motion corresponds to Schrödinger's zitterbewegung and is a perpetual motion, which for a free electron has a circular path in the spin-center frame. In an electro-magnetic field, this spin motion generates magnetic and electric dipole energies through the Lorentz force on the electron's point charge. The corresponding electric dipole energy is consistent with the spin-orbit coupling term in the corrected Pauli non-relativistic Hamiltonian but the magnetic dipole energy is one half of that in Dirac's theory. By defining a spin tensor as the angular momentum of the electron's total motion about its spin center, the fundamental equations of motion can be re-written in an identical form to those of the Barut-Zanghi electron theory. These equations of motion can then be expressed using operators applied to a state function of proper time satisfying a Dirac-Schrödinger spinor equation. The operators produce dynamic variables without any probability implications. For the free electron, the state function satisfies Dirac's relativistic wave equation when the Lorentz transformation is applied to express proper time in terms of an observer's space-time coordinates.
For a free Dirac electron, the Heisenberg equations define an internal dynamical system in the rest frame, isomorphic to a finite three-dimensional oscillator with a compact SO(5) phase space, such that the spin of the electron is the orbital angular momentum of the internal dynamics (Barut and Bracken 1980, 1981a). In the present work, the change in this internal dynamics due to an external magnetic field is studied. In order that the internal motion can be distinguished from the centre of mass motion, the solutions of the corresponding Hamilton and Heisenberg equations for the relativistic classical motion and the relativistic quantum mechanical spinless motion are also presented. The solutions for the electron exhibit the effect of the spin terms both in the internal motion and external motion, and we are able to identify the properties of the Zitterbewegung in the external field.
First, the experimental foundations for the existence of a new dynamical variable, the spin of particles, are presented. The Pauli equation is then derived in detail, two applications are given and the energy levels of a particle with spin in a constant magnetic field are studied. This is the analysis of Landau levels, which can be performed by using the known results on the spectrum of harmonic oscillators. In this chapter we also study in detail the addition of orbital angular momentum and spin, as well as the spin–orbit interaction with the resulting Thomas precession. Stern-Gerlach experiment and electron spin The hypothesis that the electron has an intrinsic magnetic moment and an angular momentum, in short a spin , was first suggested in Uhlenbeck and Goudsmit (1926). They noticed, even before the discovery of quantum mechanics, that a complete description of spectra was not possible unless a magnetic moment and a mechanical moment were ascribed to the electron, and hence the concept of an electron as a point charge was insufficient. First, let us therefore try to understand how a magnetic moment can be associated to an atomic system. For this purpose, consider for simplicity the Bohr model of an hydrogen atom, where the electron moves along a circular orbit and rotates with orbital angular momentum L .
Dirac's equation with static external fields is considered as an equation of relativistic quantum theory, which describes the quantum dynamics of an electron in four-dimensional space-time. It is shown that the Dirac electron has only one intrinsic degree of freedom -- spin. The quantum ensemble of an electron with a given energy consists of two inseparable from each other subensembles of heavy and light spin-1/2 quasiparticles to have opposite (relative) intrinsic parities. In the case of electrical scalar potential nonuniform in the direction of a particle motion, these subensembles behave as analogs of the electrical and magnetic components of the plane monochromatic electromagnetic wave propagating in a dispersive medium, nonuniform in the direction of a wave motion. The role of states with negative energies and the properties of the velocity operator are explained.