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Cybernetics and Systems Analysis

Functionally redundant constraints for Boolean quadratic-type optimization problems

Petro I. Stetsyuk

Published Nov 1, 2005• 4 citations
Publisher
DOI
10.1007/s10559-006-0029-z

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The problem of minimizing a pseudo-Boolean function with no additional constraints arises in a variety of applications.A quadratization is a quadratic reformulation of the nonlinear problem obtained by introducing a set of auxiliary binary variables which can be optimized using quadratic optimization techniques.Using the well-known result that a pseudo-Boolean function can be uniquely expressed as a multilinear polynomial, any pseudo-Boolean function can be quadratized by providing a quadratization for negative monomials and one for positive monomials.A desirable property for a quadratization is to introduce small number of auxiliary variables.For the case of negative monomials there exists a quadratization using a single auxiliary variable which is, in addition, submodular.However, much less is known for positive monomials.The best lower bound on the number of variables required by a quadratization in the literature is n-1 2 .We present here new quadratizations of the positive monomial that significantly improve this lower bound decreasing it to a logarithmic bound.This lower bound is derived from a more general result, stating that a quadratization with a logarithmic number of variables can be defined for exact kout-of-n functions, which is a more general class of symmetric functions.Moreover, for exact k-out-of-n functions we also prove that a logarithmic number of variables is necessary when requiring certain symmetry conditions to the quadratization.Finally, we provide quadratizations for general symmetric functions using O( √ n) auxiliary variables.This upper bound nicely matches a lower bound of Ω( √ n) variables that was recently introduced.
We study the rank of the Sum of Squares (SoS) hierarchy over the Boolean hypercube for Symmetric Quadratic Functions (SQFs) in n variables with roots placed in points k - 1 and k. Functions of this type have played a central role in deepening the understanding of the performance of the SoS method for various unconstrained Boolean hypercube optimization problems, including the Max Cut problem. Recently, Lee, Prakash, de Wolf, and Yuen proved a lower bound on the SoS rank for SQFs of Ω(√k(n - k)) and conjectured the lower bound of Ω(n) by similarity to a polynomial representation of the n-bit OR function. Leveraging recent developments on Chebyshev polynomials, we refute the Lee-Prakash-de Wolf- Yuen conjecture and prove that the SoS rank for SQFs is at most O(√nk log(n)). We connect this result to two constrained Boolean hypercube optimization problems. First, we provide a degree O(√n) SoS certificate that matches the known SoS rank lower bound for an instance of Min Knapsack, a problem that was intensively studied in the literature. Second, we study an instance of the Set Cover problem for which Bienstock and Zuckerberg conjectured an SoS rank lower bound of n/4. We refute the Bienstock-Zuckerberg conjecture and provide a degree O(√n log(n)) SoS certificate for this problem.