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Physica A Statistical Mechanics and its Applications

Renormalization group methods and applications: First results for the weakly coupled Anderson model

Jacques Magnen, Gilles Poirot, Vincent Rivasseau

Published Feb 1, 1999• 5 citations
Publisher
DOI
10.1016/s0378-4371(98)00519-6

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The aim of this work is the extension of the functional renormalization group (FRG) formalism to treat non-equilibrium situations. To this end, we reformulate the FRG equations in terms of the Keldysh method which is the standard technique to treat systems out of equilibrium. As simplest non-trivial application to test the potential and weakness of the non-equilibrium FRG we choose the single impurity Anderson model (SIAM). This model represents the paradigm for correlation effects in condensed matter physics and it is at the heart of a large range of experimental and theoretical investigations. In particular, the SIAM can be considered as the standard model for describing the physical properties of certain nanostructures and mesoscopic systems, such as quantum dots. These devices are interesting because they show fancy physical effects such as single electron tunneling and they could open new perspectives for future generations of electronic devices. After a general introduction to mesoscopic systems and the basics of the Keldysh technique, we derive the FRG equations for treating non-equilibrium situations and we point out the differences between equilibrium and non-equilibrium FRG schemes. The FRG can be adopted to describe both fermionic and bosonic systems and, at least formally, time-dependent situations as well as the stationary case. In the second part of this work we analyze the transport properties of quantum dots in several physical situations. First, we study the ""easiest"" case, namely we apply the non-equilibrium FRG formalism to the SIAM with finite bias voltage V_B in the stationary state at T=0. Here, we can test the technique by comparing it to available exact results for the linear response regime V_B = 0. As next step we switch on an external magnetic field B and the temperature T in order to observe the effect of these two parameters on the transport properties of a quantum dot. The comparison to known results for V_B = 0 allows us to critically survey the range of applicability of the Non-equilibrium FRG and the accuracy of the results.

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We apply the functional renormalization group method to the calculation of dynamical properties of zero-dimensional interacting quantum systems. As case studies we discuss the anharmonic oscillator and the single impurity Anderson model. We truncate the hierarchy of flow equations such that the results are at least correct up to second order perturbation theory in the coupling. For the anharmonic oscillator energies and spectra obtained within two different functional renormalization group schemes are compared to numerically exact results, perturbation theory, and the mean field approximation. Even at large coupling the results obtained using the functional renormalization group agree quite well with the numerical exact solution. The better of the two schemes is used to calculate spectra of the single impurity Anderson model, which then are compared to the results of perturbation theory and the numerical renormalization group. For small to intermediate couplings the functional renormalization group gives results which are close to the ones obtained using the very accurate numerical renormalization group method. In particulare the low-energy scale (Kondo temperature) extracted from the functional renormalization group results shows the expected behavior.
The aim of this work is the extension of the functional renormalization group (FRG) formalism to treat non-equilibrium situations. To this end, we reformulate the FRG equations in terms of the Keldysh method which is the standard technique to treat systems out of equilibrium. As simplest non-trivial application to test the potential and weakness of the non-equilibrium FRG we choose the single impurity Anderson model (SIAM). This model represents the paradigm for correlation effects in condensed matter physics and it is at the heart of a large range of experimental and theoretical investigations. In particular, the SIAM can be considered as the standard model for describing the physical properties of certain nanostructures and mesoscopic systems, such as quantum dots. These devices are interesting because they show fancy physical effects such as single electron tunneling and they could open new perspectives for future generations of electronic devices. After a general introduction to mesoscopic systems and the basics of the Keldysh technique, we derive the FRG equations for treating non-equilibrium situations and we point out the differences between equilibrium and non-equilibrium FRG schemes. The FRG can be adopted to describe both fermionic and bosonic systems and, at least formally, time-dependent situations as well as the stationary case. In the second part of this work we analyze the transport properties of quantum dots in several physical situations. First, we study the ""easiest"" case, namely we apply the non-equilibrium FRG formalism to the SIAM with finite bias voltage V_B in the stationary state at T=0. Here, we can test the technique by comparing it to available exact results for the linear response regime V_B = 0. As next step we switch on an external magnetic field B and the temperature T in order to observe the effect of these two parameters on the transport properties of a quantum dot. The comparison to known results for V_B = 0 allows us to critically survey the range of applicability of the Non-equilibrium FRG and the accuracy of the results.
We investigate several fundamental characteristics of the multiloop functional renormalization group (mfRG) flow by hands of its application to a prototypical many-electron system: the Anderson impurity model (AIM). We first analyze the convergence of the algorithm in the different parameter regions of the AIM. As no additional approximation is made, the multiloop series for the local self-energy and response functions converge perfectly to the corresponding results of the parquet approximation (PA) in the weak- to intermediate-coupling regime. Small oscillations of the mfRG solution as a function of the loop order gradually increase with the interaction, hindering a full convergence to the PA in the strong-coupling regime, where perturbative resummation schemes are no longer reliable. By exploiting the converged results, we inspect the fulfillment of (i) sum rules associated to the Pauli principle and (ii) Ward identities related to conservation laws. For the Pauli principle, we observe a systematic improvement by increasing the loop order and including the multiloop corrections to the self-energy. This is consistent with the preservation of crossing symmetries and two-particle self-consistency in the PA. For the Ward identities, we numerically confirm a visible improvement by means of the Katanin substitution. At weak coupling, violations of the Ward identity are further reduced by increasing the loop order in mfRG. In this regime, we also determine the precise scaling of the deviations of the Ward identity as a function of the electronic interaction. For larger interaction values, the overall behavior becomes more complex, and the benefits of the higher-loop terms are mostly present in the contributions at large frequencies.