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Modern Physics Letters B

AN EXACTLY SOLVABLE FERMION MODEL: SPINONS, HOLONS AND A NON-FERMI LIQUID PHASE

G. Baskaran

Published Apr 20, 1991• 37 citations
Publisher

Abstract

An interacting fermion model in d-dimensions is introduced and solved exactly. Low energy excitations have complete spin-charge decoupling. The holon spectrum is gapless and exhibits a pseudo-Fermi surface. Spinons have a gap and, as in the 1-D Hubbard model, the spinons exist only in a limited region of the Brillouin Zone. As a function of electron concentration the system exhibits metal insulator transition.

DOI
10.1142/s0217984991000782

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An interacting fermion model in d-dimensions is introduced and solved exactly. Low energy excitations have complete spin-charge decoupling. The holon spectrum is gapless and exhibits a pseudo-Fermi surface. Spinons have a gap and, as in the 1-D Hubbard model, the spinons exist only in a limited region of the Brillouin Zone. As a function of electron concentration the system exhibits metal insulator transition.
Exotic elementary objects such as "holons" and "spinons", which are widely used in descriptions of correlated electrons in reduced spatial dimensions, were introduced from analysis of the excitation branches of one-dimensional (1D) models. The 1D Hubbard model with effective nearest-neighbor hopping integral t and on-site repulsion U is a prominent example. In the last twenty years a large number of angle-resolved photoemission spectroscopy experiments as well as electron energy-loss spectroscopic studies and high-resolution resonant inelastic X-ray experiments on several quasi-1D metals and quasi-1D Mott-Hubbard insulators have observed separate charge and spin spectral features, which have been identified with "holons" and "spinons". The elementary objects emerging within non-perturbative 1D correlated systems play now the same role in actual low-dimensional materials as Fermi-liquid quasiparticles in three-dimensional metals. The main goal of this paper is the review of representations of the 1D Hubbard model physics in terms of elementary objects whose configurations generate the energy eigenstates from the electron or hole vacuum. In addition, the relation to the holon and spinon representations is discussed and clarified.
Resorting to a recently developed theoretical device called dimensional regularization for quantum criticality with a Fermi surface, we examine a metal-insulator quantum phase transition from a Landau's Fermi-liquid state to a U(1) spin-liquid phase with a spinon Fermi surface in two dimensions. Unfortunately, we fail to approach the spin-liquid Mott quantum critical point from the U(1) spin-liquid state within the dimensional regularization technique. Self-interactions between charge fluctuations called holons are not screened, which shows a run-away renormalization group flow, interpreted as holons remain gapped. This leads us to consider another fixed point, where the spinon Fermi surface can be destabilized across the Mott transition. Based on this conjecture, we reveal the nature of the spin-liquid Mott quantum critical point: Dimensional reduction to one dimension occurs for spin dynamics described by spinons. As a result, Landau damping for both spin and charge dynamics disappear in the vicinity of the Mott quantum critical point. When the flavor number of holons is over its critical value, an interacting fixed point appears to be identified with an inverted XYXYXY universality class, controlled within the dimensional regularization technique. On the other hand, a fluctuation-driven first order metal-insulator transition results when it is below the critical number. We propose that the destabilization of a spinon Fermi surface and the emergence of one-dimensional spin dynamics near the spin-liquid Mott quantum critical point can be checked out by spin susceptibility with a 2kF2{k}_{F}2kF​ transfer momentum, where kF{k}_{F}kF​ is a Fermi momentum in the U(1) spin-liquid state: The absence of Landau damping in U(1) gauge fluctuations gives rise to a divergent behavior at zero temperature while it vanishes in the presence of a spinon Fermi surface.
The complex interplay between charge and spin dynamics lies at the heart of strongly correlated quantum materials, and it is a fundamental topic in basic research with far-reaching technological perspectives. We explore in this paper the dynamics of holes in a single-band, extended t - J model where the background spins form a Z 2 quantum spin liquid. Using a field theory approach based on a parton construction, we show that while the electrons for most momenta fractionalize into uncorrelated charge-carrying holons and spin-carrying spinons as generally expected for a quantum spin liquid, the spinon-holon scattering cross section diverges for certain momenta, signaling strong correlations. By deriving an effective low-energy Hamiltonian describing this dynamics, we demonstrate that these divergences are due to the formation of long-lived spinon-holon bound states. Since the wave function of these bound states is localized over a few lattice sites, they correspond to well-defined fermions with the same charge and spin as the underlying electrons. We then show that quantum gas microscopy with atoms in optical lattices provides an excellent platform for verifying and probing the internal spatial structure of these emerging fermions. The fermions will furthermore show up as clear quasiparticle peaks in angle-resolved photoemission spectroscopy with an intensity determined by their internal structure. For a nonzero hole concentration, the fermions form hole pockets with qualitatively the same location, shape, and intensity variation in the Brillouin zone as the so-called Fermi arcs observed in the pseudogap phase. Such agreement is remarkable since the Fermi arcs arise from the delicate interplay between the symmetry of the quantum spin liquid and the internal structure of the emerging fermions in a minimal single-band model with no extra degrees of freedom added. Our results, therefore, provide a microscopic mechanism for the conjectured fractionalized Fermi liquid and open up new pathways for exploring the pseudogap phase and high-temperature superconductivity as arising from a quantum spin liquid.
Using the Bethe-Ansatz technique, we diagonalize exactly the one-dimensional t-J Hamiltonian for the supersymmetric case t=J. In this limit it is identical with models considered previously by Sutherland and by Schlottmann. The ground state is a liquid of singlet pairs of varying spatial separation for all band fillings. We find two types of gapless excitations with effective Fermi surfaces at 2kF{\mathit{k}}_{\mathit{F}}kF​ and kF{\mathit{k}}_{\mathit{F}}kF​ which we identify with the holon and the spinon excitations near half filling.
Using the Bethe-Ansatz technique, we diagonalize exactly the one-dimensional t-J Hamiltonian for the supersymmetric case t=J. In this limit it is identical with models considered previously by Sutherland and by Schlottmann. The ground state is a liquid of singlet pairs of varying spatial separation for all band fillings. We find two types of gapless excitations with effective Fermi surfaces at 2kF{\mathit{k}}_{\mathit{F}}kF​ and kF{\mathit{k}}_{\mathit{F}}kF​ which we identify with the holon and the spinon excitations near half filling.