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Progress of Theoretical Physics Supplement

Methods of Dynamical Lie Algebra for Many Fermion Green Functions

Joseph L. Birman, A. I. Solomon

Published Jan 1, 1984• 8 citations
Publisher

Abstract

The Thermal Matsubara Green Functions, and their zero temperature analogs, in many-fermion systems are shown to be built up from products, or sums of products, of factors each of which is determined by a Lie Algebra. These factors are: the structure constants of a mapping φ of the B2N+1 Fermion Algebra (consisting of singles and pairs of fermion operators) onto itself; and the structure constants of a mapping φ′ of the D2N+1 Dynamical Algebra of the Hamiltonian (consisting of pairs of fermion operators) onto itself; and eigenvalues of the generators of the Abelian Cartan subalgebra. Eigenstates of the many-fermion Hamiltonian typically relate to different types or numbers of elementary excitations (quasi-particles); these states are shwon to be bases for irreducible representations of the Dynamical Algebra. The contribution of each such irreducible set of states to the Green Functions is exhibited. These results are exact for mean-field Hamiltonians; generalization to include effects of fluctuations may be possible. The Green Functions for a model BCS singlet superconductor are determined (Dynamical Algebra SU (2)) to illustrate the various steps in the analysis.

DOI
10.1143/ptps.80.62

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The Thermal Matsubara Green Functions, and their zero temperature analogs, in many-fermion systems are shown to be built up from products, or sums of products, of factors each of which is determined by a Lie Algebra. These factors are: the structure constants of a mapping φ of the B2N+1 Fermion Algebra (consisting of singles and pairs of fermion operators) onto itself; and the structure constants of a mapping φ′ of the D2N+1 Dynamical Algebra of the Hamiltonian (consisting of pairs of fermion operators) onto itself; and eigenvalues of the generators of the Abelian Cartan subalgebra. Eigenstates of the many-fermion Hamiltonian typically relate to different types or numbers of elementary excitations (quasi-particles); these states are shwon to be bases for irreducible representations of the Dynamical Algebra. The contribution of each such irreducible set of states to the Green Functions is exhibited. These results are exact for mean-field Hamiltonians; generalization to include effects of fluctuations may be possible. The Green Functions for a model BCS singlet superconductor are determined (Dynamical Algebra SU (2)) to illustrate the various steps in the analysis.
Abstract Green-function techniques are among the most versatile tools for investigating quantum many-body systems at finite temperature. Yet, standard textbook treatments often fragment the formalism—separating bosons and fermions, systems with massless and massive particles, or restricting proofs to special Hamiltonians—thereby obscuring the structural unity of the theory. This work develops a general, Hamiltonian-independent framework for both real- and imaginary-time Green-functions, valid for any combination of bosonic and fermionic degrees of freedom, including mixed systems such as interacting electron–phonon models. The key conceptual advance is the nature index η , which complements the conventional statistical sign ζ . While ζ encodes particle statistics, η distinguishes canonical quantization of systems with massless particles ( η = 0) from second quantization of systems with massive particles ( η = 1). This classification removes ambiguities in chemical-potential terms and unifies the treatment of photons, phonons, electrons, and their mixtures under a single notation. From this basis, we formulate generalized ensemble constructions, generalized Lehmann-representations, and a fluctuation-dissipation theorem valid for arbitrary Hamiltonians. Several results—such as the monotonicity of particle number in the chemical potential, an explicit formula for the quadratic contribution to the internal energy from the retarded Green-function, and the Hartree-contribution to the self-energy in electron–phonon systems—are either absent from, or only sparsely mentioned in, existing literature. We further introduce Green’s Chart, a visual and algebraic map that systematically connects all Green-function types through analytic continuation, Fourier-transforms, and Wick-rotations, enabling all to be generated from the Matsubara Green-function. Applications to both non-interacting and interacting models demonstrate the framework’s ability to compute densities of states, thermodynamic potentials, and spectral functions with a consistent formalism. The results provide a complete and reproducible toolkit for equilibrium many-body theory, consolidating scattered results into a unified structure suitable for both pedagogical and computational purposes.
Nanosystems and strongly correlated systems can possess a more complicated internal Lie-group dynamics in comparison with the Lie-group dynamics of Bose and Fermi systems described by the Heisenberg algebra and superalgebra, respectively. In order to investigate properties of such quantum systems, we represent operators of quantum systems by differential operators over a commutative algebra of regular functionals and develop a new diagram technique on the basis of the expansion of the generating functional for the temperature Green functions. The differential representation makes it possible to generalize functional equations and the diagram technique for the case of quantum systems on topologically nontrivial manifolds by the substitution of the generating functional on a sheaf of function rings on a nontrivial manifold for the generating functional of a constant sheaf of functions. Nontrivial cohomologies of the manifold, on which the quantum system is acted, lead to the existence of additional excitations. We consider the self-consistent-field approximation and the approximation of effective Green functions and interactions. Poles of the matrix of effective interactions and Green functions determine quasi-particle excitations of the quantum system. For special cases of models the diagram expansion is simplified. In particular, if the internal dynamics is determined by the Heisenberg algebra (superalgebra), the diagram expansion reduces to Feynman's diagrams for Bose (Fermi) quantum systems. We consider the reduction of the developed diagram technique and excitations for the case of the spin system with an uniaxial anisotropy.
We study in this series the group theoretical structure of Fermion many-body systems arising from the canonical anticommutation relation of the annihilation-creation operators. Owing to the canonical anticommutation relation, a Fermion system with N single particle states has at least six Lie algebras of Fermion operators, a U(N), an SO(2N), an SO(2N+1), an SO(2N+2) and two U(N+1) Lie algebras. There are also two Clifford algebras of 2N and 2N+1 dimensions. The Fermion space is shown to belong to the spinor representations of the SO(2N), SO(2N+1) and SO(2N+2) groups. The canonical transformations generated by the U(N), SO(2N) and SO(2N+1) Lie algebras are characterized as the transformations to induce the linear U(N), SO(2N) and SO(2N+1) transformations for the Clifford algebras. The independent (quasi-) particle type wave functions of three kinds including the Hartree-Fock and Hartree-Bogoliubov wave functions are constructed by means of the canonical transformations and their relationship is studied. We derive three exact generator coordinate representations for state vectors in which the generator coordinates are the U(N), SO(2N) or SO(2N+1) group and the generating functions are the independent (quasi-) particle type wave functions. We characterize the structures of state vectors in the generator coordinate representations and study the relationship of the three representations.
The Fourier transforms of the thermal two-time single-particle Green functions may be expressed as matrix elements of the resolvent of the Liouville operator, in an abstract Hilbert space. This abstract Hilbert space (the "superspace") contains elements f, g, etc. which are products of an odd number of fermion creation and/or annihilation operators. These operators may also be expressed as linear combinations of a set of stepping operators Φ = fig, where I is the projection operator for the vacuum in the ordinary Fock space. The Judd operators are stepping operators which step between many-particle states which usually differ in particle number. In the calculation of the single-particle Green function, only those single-particle Judd operators which step between states differing by one electron are relevant. The Judd operators obey a Lie algebra analogous to the angular momentum stepping operators L±. The single-site and two-site Hubbard model for arvitrary electron density are solved exactly using the Judd operator formalism. The correlation functions are evaluated as functions of chemical potential, temperature and t/U, where t is the hopping energy and U is the intasite Coulomb energy.
A new many-body theory for fermions is proposed wihich is based on the SO(2N+1) Lie algebra of the fermion operators consisted of the annihilation-creation operators and the pair operators. A New cannonical transformation, which is the extension of the Bogoliubov transformation to the SO(2N+1) group, is introduced. A new bose representation for the fermion Lie operators is obtained by mapping the fermion Lie operators into the regular representation of the SO(2N+1) group. The annihilation-creation operators and the pair operators of fermions are represented by the closed first order differential operators on the SO(2N+1) group. An exact representation of fermion wavefunctions in a form similar to the wavefunction of the generator coordinate method is obtained making use of the SO(2N+1) canonical transformation. The physical fermion space is shown to be the irreducible spinor representation of the SO(2N+1) group. The dynamics of fermions in the bose representation space is shown to represent rotations of a 2N+1 dimensional rotator.
Considering the present situation of Lie-algebraic studies of high-temperature superconductivity, a Schwinger-type boson realization of the su(4) algebra is investigated. The basic framework comes from a possible form of the su(n) and the su(n,1) algebras in the Schwinger representation, which was recently proposed by two of the present authors (M. Y. & A. K.), together with J. da Providência. The form investigated in this paper is, in some sense, a natural extension of the Schwinger boson representation for the so(5), so(4) and su(2)⊗su(2) algebras, which was also proposed by the present authors. The orthogonal set for the irreducible representation of the su(4) algebra is completely analogous to that expressed in terms of fermion operators for pairing correlation.