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Physical Review Letters

Kinetic Energy Driven Pairing in Cuprate Superconductors

Thomas Maier, Mark Jarrell, Alexandru Macridin, Cyrill Slezak

Published Jan 16, 2004• 70 citations
Publisher

Abstract

Pairing occurs in conventional superconductors through a reduction of the electronic potential energy accompanied by an increase in kinetic energy. In the underdoped cuprates, optical experiments show that pairing is driven by a reduction of the electronic kinetic energy. Using the dynamical cluster approximation we study superconductivity in the two-dimensional Hubbard model. We find that pairing is indeed driven by the kinetic energy and that superconductivity evolves from an unconventional state with partial spin-charge separation, to a superconducting state with quasiparticle excitations.

DOI
10.1103/physrevlett.92.027005

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Pairing occurs in conventional superconductors through a reduction of the electronic potential energy accompanied by an increase in kinetic energy. In the underdoped cuprates, optical experiments show that pairing is driven by a reduction of the electronic kinetic energy. Using the dynamical cluster approximation we study superconductivity in the two-dimensional Hubbard model. We find that pairing is indeed driven by the kinetic energy and that superconductivity evolves from an unconventional state with partial spin-charge separation, to a superconducting state with quasiparticle excitations.
Pairing occurs in conventional superconductors through a reduction of the electronic potential energy accompanied by an increase in kinetic energy, indicating that the transition is driven by a pairing potential. In the underdoped cuprates, optical experiments show that pairing is driven by a reduction of the electronic kinetic energy. Using the Dynamical Cluster Approximation we study the nature of superconductivity in a microscopic model of the cuprates, the two-dimensional Hubbard model. We find that pairing is indeed driven by the kinetic energy and that superconductivity evolves from an unconventional, spin-charge separated state, consistent with the RVB model of high-temperature superconductors.
The energetics of the interplay between superconductivity and the pseudogap in high-temperature superconductivity is examined using the eight-site dynamical cluster approximation to the two-dimensional Hubbard model. Two regimes of superconductivity are found: a weak-coupling/large-doping regime in which the onset of superconductivity causes a reduction in potential energy and an increase in kinetic energy, and a strong-coupling regime in which superconductivity is associated with an increase in potential energy and a decrease in kinetic energy. The crossover between the two regimes is found to coincide with the boundary of the normal-state pseudogap, providing further evidence of the unconventional nature of superconductivity in the pseudogap regime. However, the absence, in the strongly correlated but nonsuperconducting state, of discernibly nonlinear response to an applied pairing field suggests that resonating valence bond physics is not the origin of the kinetic-energy driven superconductivity.
The superconducting mechanism of doped cuprates is studied within the t–J model. It is shown that dressed holons interact directly through the kinetic energy by exchanging dressed spinon excitations. This interaction leads to a net attractive force between dressed holons, and the electron Cooper pairs originating from the dressed holon pairing state are due to the charge-spin recombination, and their condensation reveals the superconducting ground state. The superconducting transition temperature is determined by the dressed holon pair transition temperature, and is proportional to the hole doping concentration in the underdoped regime, in qualitative agreement with experiments.
In conventional superconductors described by the Bardeen-Cooper-Schrieffer (BCS) Theory, the transition from the normal to the superconducting state is accompanied by a reduction in the potential energy and an increase in the kinetic energy. On the other hand, in high-temperature superconductors the potential and the kinetic energies present an unconventional behavior that may be strongly related to the pseudogap phenomena. In this work, the kinetic and potential energies in the superconducting state of the two-dimensional Hubbard model were analyzed. The model is investigated using the Green’s function method within a n-pole approximation, which allows superconductivity with dx2�����y2-wave pairing. In the present scenario, a pseudogap emerges near the anti-nodal points in the Fermi surface, when the strong coupling regime is reached. The results show that in the low doping region, the system enters the strong coupling regime and the opening of a pseudogap is followed by a decrease in the kinetic energy and an increase in the potential energy. A phase diagram of Coulomb interaction U versus the occupation nT is also presented. This phase diagram shows clearly that the pseudogap regime coincides with the strong coupling regime in which the kinetic and potential energies present an unconventional behavior. The analysis of the density of states and the chemical potential showed that the unconventional behavior of the potential and kinetic energies occurs due to the pseudogap emergence in the high occupancy region. It was also observed that the pseudogap emergence, when the occupancy increases, is preceded by a change in the Fermi surface topology, which characterizes a Lifshitz transition. Both the pseudogap and the Lifshitz transition are affected by the next-nearest neighbor hopping t2 (of the Hubbard model). This result is in accordance with recent theoretical and experimental results for the Hubbard model and the cuprates.
The BCS-BEC crossover within the two-dimensional attractive Hubbard model is studied by using the Cellular Dynamical Mean-Field Theory, both in the normal and superconducting ground states. Short-range spatial correlations incorporated in this theory remove the normal-state quasiparticle peak and the first-order transition found in the Dynamical Mean-Field Theory, rendering the normal state crossover smooth. For UUU smaller than the bandwidth, pairing is driven by the potential energy, while in the opposite case it is driven by the kinetic energy, resembling a recent optical conductivity experiment in cuprates. Phase coherence leads to the appearance of a collective Bogoliubov mode in the density-density correlation function and to the sharpening of the spectral function.
We study the dynamics of the Cooper pairing across the T = 0 phase diagram of the two-dimensional Hubbard model, relevant for high-temperature superconductors, using a cluster extension of dynamical mean-field theory. We find that the superconducting pairing function evolves from an unconventional form in the overdoped region into a more conventional boson-mediated retarded form in the underdoped region of the phase diagram. The boson, however, promotes the rise of a pseudogap in the electron density of states rather than a superconducting gap as in the standard theory of superconductivity. We discuss our results in terms of Mott-related phenomena, and we show that they can be observed in tunneling experiments.