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Physical Review B

Fermi-liquid behavior and spin-charge separation in underdoped cuprates: Gaussian fluctuations in the U(1) slave-boson mean-field theory of the t−J model

Ching-Kit Chan, Tai Kai Ng

Published Nov 13, 2006• 4 citations
Publisher

Abstract

The Gaussian fluctuations in slave-boson mean-field theory of the $t\text{\ensuremath{-}}J$ model are analyzed in this paper in the low-doping regime where the superconducting to normal (pseudogap phase) transition is driven by vanishing of bose-condensation amplitude. By eliminating the boson and constraint fields exactly in the linear-response regime, we show that the Gaussian theory describes an unconventional Fermi liquid superconductor where the superconducting to normal transition is a new type of phase transition characterized by a change of Landau parameter from ${F}_{1}>\ensuremath{-}1$ in the superconducting phase to ${F}_{1}=\ensuremath{-}1$ in the pseudo-gap phase, corresponding to a state with spin-charge separation. The consequences of this proposal are discussed.

DOI
10.1103/physrevb.74.172503

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The Gaussian fluctuations in slave-boson mean-field theory of the t\ensuremath-Jt\text{\ensuremath{-}}Jt\ensuremath-J model are analyzed in this paper in the low-doping regime where the superconducting to normal (pseudogap phase) transition is driven by vanishing of bose-condensation amplitude. By eliminating the boson and constraint fields exactly in the linear-response regime, we show that the Gaussian theory describes an unconventional Fermi liquid superconductor where the superconducting to normal transition is a new type of phase transition characterized by a change of Landau parameter from F1>\ensuremath−1{F}_{1}>\ensuremath{-}1F1​>\ensuremath−1 in the superconducting phase to F1=\ensuremath−1{F}_{1}=\ensuremath{-}1F1​=\ensuremath−1 in the pseudo-gap phase, corresponding to a state with spin-charge separation. The consequences of this proposal are discussed.
The Gaussian fluctuations in slave-boson mean-field theory of t−Jt-Jt−J model is analyzed in this paper in the low-doping regime where the superconducting to normal (pseudo-gap phase) transition is driven by vanishing of bose-condensation amplitude. By eliminating the boson and constraint fields exactly in the linear response regime we show that the Gaussian theory describes a Fermi liquid superconductor where the superconducting to normal transition is actually a spin-charge separation transition characterized by a change of Landau parameter from F1>−1F_1>-1F1​>−1 in the superconducting phase to F1=−1F_1=-1F1​=−1 in the pseudo-gap phase. Consequences of this proposal are discussed.
This thesis studies two modern mean field theories of the t-J model for high Tc superconductors, namely the Slave-Boson Mean Field Theory and the Spinon-Dopon Mixing Mean Field Theory, from the view point of the traditional Fermi Liquid language. This study mainly focuses on whether the two mean field theories are consistent with Fermi Liquid behaviour in the underdoped regime of the superconducting and pseudogap phases of the t-J model. Historically, experimental results indicate that the superconducting phase can be well described by the conventional Fermi liquid-like quasiparticle picture; while the pseudogap phase exhibits non-trivial non-Fermi Liquid properties. This work aims at interpreting the pseudogap phase in a generalized Fermi Liquid framework and explaining why the simple quasiparticle picture works so well in the superconducting phase even in this strongly correlated superconducting system. Within the Gaussian approximation, we formally derived the Landau interaction in Fermi liquid theory, which serves as the key to classify the behaviour of the quasiparticles in different phases. It is found that the Slave-Boson Mean Field Theory describes the superconducting to the pseudogap phase transition as a transition with an interesting Landau parameter F1s changing from 1+F1s~x to 1+F1s=0, reflecting the occurrence of a quasiparticle instability. A new phase is proposed and its experimental consequences are discussed. On the other hand, we also find that the Spinon-Dopon Mixing Mean Field Theory can be understood in a conventional Fermi Liquid framework; even though quasiparticles in the theory carry larger charges. The issue of superfluid density is also clarified.
We develop a slave-boson theory for the $t\ensuremath{-}J$ model at finite doping that respects an SU(2) symmetry: a symmetry previously known to be important at half filling. The mean-field phase diagram is found to be consistent with the phases observed in the cuprate superconductors, which contain ddd-wave superconductor, spin-gap, strange metal, and Fermi-liquid phases. The spin-gap phase is best understood as the staggered flux phase, which is nevertheless translationally invariant for physical quantities. The physical electron spectral function shows small Fermi segments at low doping that continuously evolve into the large Fermi surface at high-doping concentrations. The close relation between the SU(2) and the U(1) slave-boson theory is discussed. The low-energy effective theory for the low-lying fluctuations is derived and additional lying modes [which were overlooked in the U(1) theory] are identified.
The SU(2) slave-boson mean-field theory for the ${\mathrm{tt}}^{\ensuremath{'}}J$ model is analyzed. The role of next-nearest-neighbor hopping ${t}^{\ensuremath{'}}$ on the phase diagram is studied. We find a pseudogap phase in hole-doped (HD) materials (where ${t}^{\ensuremath{'}}<0).$ The pseudogap phase is a U(1) spin liquid (the staggered-flux phase) with a U(1) gauge interaction and no fractionalization. This agrees with experiments on HD samples. The same calculation also indicates that a positive ${t}^{\ensuremath{'}}$ favors a Z2{Z}_{2}Z2​ state with true spin-charge separation. The Z2{Z}_{2}Z2​ state that exists when ${t}^{\ensuremath{'}}\ensuremath{\gtrsim}0.5J$ can be a candidate for the pseudogap phase of electron-doped (ED) cuprates (if such a phase exists). The experimental situation in ED materials is also addressed.
The U(1) slave-boson mean-field theory of the t - J model has been used by many authors as a starting point for the theoretical analysis of high - Tc cuprate superconductors. With suitable refinements, the theory can explain a lot of qualitative features of cuprates. However, the theory does not produce a correct description of the low-energy quasi-particle properties in the under-doped regime. There exist several possible schemes to resolve this difficulty, among them, one generalizes the U(1) theory to SU(2) formulation and the other introduces confinement between spinons and holons. In this thesis, we generalize the Landau transport equations of the U(1) slave-boson mean-field theory of the t - J model to the SU(2) formulation. We first generalize the SU(2) slave-boson mean-field theory to the time-dependent regime. After eliminating the boson and constraint fields exactly in the linear-response regime at zero-temperature, we obtain a set of transport equations for quasi-particles, which has a similar structure as the Landau transport equations for Fermi-liquid superconductors, with all the Landau parameters explicitly given except that besides the usual effective interaction in the particle-hole channel in Fermi-liquid theory, we find an effective interaction in the particle-particle channel, which reflects the SU(2) symmetry between particles and holes. The transport equation is SU(2) invariant at half-filling. Around q⃗ = 0, the electron density couples only to the transverse part of the external field and the quasi-particle charge is still of order x. Besides the SU(2) formulation approach, we also investigate spinon-holon confinement in the U(1) slave-boson theory. The optical and thermal conduc-tivities of U (1) slave-boson theory with confinement are calculated. For optical conductivity, we consider only the contributions from static impurities. The qualitative behavior of our results agrees with experimental results. However, to explain the experiments quantitatively, we need to study further the con-tributions from phonons. We found a phenomenological effective Hamiltonian for the quasi-particle Green's functions in the U(1) slave-boson theory with spinon-hoion confinement. Starting from this effective Hamiltonian, we exam-ine the thermal conductivity within the theory. In particular, we compare the thermal conductivity for four different situations: (i) the ordinary d-wave su-perconducting state with four Dirac Fermi points; (ii) the normal metal state with a half-pocket Fermi surface; (iii) the spinon-holon confinement supercon-ducting state with a half-pocket Fermi surface; (iv) BCS superconducting state with a half-pocket Fermi surface.
In this paper we generalize slave-boson mean-field theory for $t\ensuremath{-}J$ model to the time-dependent regime, and derive transport equations for $t\ensuremath{-}J$ model, both in the normal and superconducting states. By eliminating the boson and constraint fields exactly at zero temperature in the linear-response regime we obtain a set of transport equations for physical electrons which have the same form as Landau transport equations for normal Fermi liquid and Fermi-liquid superconductor, respectively, with all Landau parameters explicitly given. Our theory can be viewed as a refined version of U(1) Gauge theory where all lattice effects are retained and strong correlation effects are reflected as strong Fermi-liquid interactions in the transport equation. Some experimental consequences are discussed.