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Theoretical investigation of high-Tc cuprate superconductors using t-J model : transport properties

Xiangjun Xia

Published Jan 1, 2005• 0 citations
Publisher

Abstract

The U(1) slave-boson mean-field theory of the t - J model has been used by many authors as a starting point for the theoretical analysis of high - Tc cuprate superconductors. With suitable refinements, the theory can explain a lot of qualitative features of cuprates. However, the theory does not produce a correct description of the low-energy quasi-particle properties in the under-doped regime. There exist several possible schemes to resolve this difficulty, among them, one generalizes the U(1) theory to SU(2) formulation and the other introduces confinement between spinons and holons. In this thesis, we generalize the Landau transport equations of the U(1) slave-boson mean-field theory of the t - J model to the SU(2) formulation. We first generalize the SU(2) slave-boson mean-field theory to the time-dependent regime. After eliminating the boson and constraint fields exactly in the linear-response regime at zero-temperature, we obtain a set of transport equations for quasi-particles, which has a similar structure as the Landau transport equations for Fermi-liquid superconductors, with all the Landau parameters explicitly given except that besides the usual effective interaction in the particle-hole channel in Fermi-liquid theory, we find an effective interaction in the particle-particle channel, which reflects the SU(2) symmetry between particles and holes. The transport equation is SU(2) invariant at half-filling. Around q⃗ = 0, the electron density couples only to the transverse part of the external field and the quasi-particle charge is still of order x. Besides the SU(2) formulation approach, we also investigate spinon-holon confinement in the U(1) slave-boson theory. The optical and thermal conduc-tivities of U (1) slave-boson theory with confinement are calculated. For optical conductivity, we consider only the contributions from static impurities. The qualitative behavior of our results agrees with experimental results. However, to explain the experiments quantitatively, we need to study further the con-tributions from phonons. We found a phenomenological effective Hamiltonian for the quasi-particle Green's functions in the U(1) slave-boson theory with spinon-hoion confinement. Starting from this effective Hamiltonian, we exam-ine the thermal conductivity within the theory. In particular, we compare the thermal conductivity for four different situations: (i) the ordinary d-wave su-perconducting state with four Dirac Fermi points; (ii) the normal metal state with a half-pocket Fermi surface; (iii) the spinon-holon confinement supercon-ducting state with a half-pocket Fermi surface; (iv) BCS superconducting state with a half-pocket Fermi surface.

DOI
10.14711/thesis-b909297

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The U(1) slave-boson mean-field theory of the t - J model has been used by many authors as a starting point for the theoretical analysis of high - Tc cuprate superconductors. With suitable refinements, the theory can explain a lot of qualitative features of cuprates. However, the theory does not produce a correct description of the low-energy quasi-particle properties in the under-doped regime. There exist several possible schemes to resolve this difficulty, among them, one generalizes the U(1) theory to SU(2) formulation and the other introduces confinement between spinons and holons. In this thesis, we generalize the Landau transport equations of the U(1) slave-boson mean-field theory of the t - J model to the SU(2) formulation. We first generalize the SU(2) slave-boson mean-field theory to the time-dependent regime. After eliminating the boson and constraint fields exactly in the linear-response regime at zero-temperature, we obtain a set of transport equations for quasi-particles, which has a similar structure as the Landau transport equations for Fermi-liquid superconductors, with all the Landau parameters explicitly given except that besides the usual effective interaction in the particle-hole channel in Fermi-liquid theory, we find an effective interaction in the particle-particle channel, which reflects the SU(2) symmetry between particles and holes. The transport equation is SU(2) invariant at half-filling. Around q⃗ = 0, the electron density couples only to the transverse part of the external field and the quasi-particle charge is still of order x. Besides the SU(2) formulation approach, we also investigate spinon-holon confinement in the U(1) slave-boson theory. The optical and thermal conduc-tivities of U (1) slave-boson theory with confinement are calculated. For optical conductivity, we consider only the contributions from static impurities. The qualitative behavior of our results agrees with experimental results. However, to explain the experiments quantitatively, we need to study further the con-tributions from phonons. We found a phenomenological effective Hamiltonian for the quasi-particle Green's functions in the U(1) slave-boson theory with spinon-hoion confinement. Starting from this effective Hamiltonian, we exam-ine the thermal conductivity within the theory. In particular, we compare the thermal conductivity for four different situations: (i) the ordinary d-wave su-perconducting state with four Dirac Fermi points; (ii) the normal metal state with a half-pocket Fermi surface; (iii) the spinon-holon confinement supercon-ducting state with a half-pocket Fermi surface; (iv) BCS superconducting state with a half-pocket Fermi surface.
In this paper we generalize slave-boson mean-field theory for $t\ensuremath{-}J$ model to the time-dependent regime, and derive transport equations for $t\ensuremath{-}J$ model, both in the normal and superconducting states. By eliminating the boson and constraint fields exactly at zero temperature in the linear-response regime we obtain a set of transport equations for physical electrons which have the same form as Landau transport equations for normal Fermi liquid and Fermi-liquid superconductor, respectively, with all Landau parameters explicitly given. Our theory can be viewed as a refined version of U(1) Gauge theory where all lattice effects are retained and strong correlation effects are reflected as strong Fermi-liquid interactions in the transport equation. Some experimental consequences are discussed.
This thesis deals with different aspects of high temperature superconductivity in hole-doped cuprates. We assume the t - J model to describe the CuO2 planes of cuprates and we use a spin-charge gauge approach with spin-charge separation to describe holes in terms of a spinless fermion carrying the charge (holon) and a neutral boson carrying spin 1/2 (spinon), coupled by a slave-particle gauge field. In this framework we consider the effects of the presence of a finite density of incoherent holon pairs in the normal state as a precursor of superconductivity. We show that it is possible to take such pairs into account through a strongly direction dependent spectral weight for holons, which suppresses quasi-particles starting from the anti-nodal directions, and a wave function renormalization for the slave particle gauge field. In this way we prove that, when temperature is reduced, the formation of holon pairs causes both the deviation from linearity of the resistivity and the deviation from the constant value of the Knight shift. Moreover we point out the need for a negative next-nearest-neighbor hopping term ((t - t' - J model) to get a good continuum limit and to evaluate the Knight shift. These results are obtained through a Green's function, which follows naturally from the formalism and analytically interpolates between a Fermi liquid-like behavior and a d-wave superconductor when the coherence length of the holon pair order parameter is increased. The system preserves a finite Fermi surface until the superconducting transition, where it reduces to four nodes. Finally when, at lower temperatures, both the holon pairs and the RVB spinon pairs condense we enter the superconducting phase. In this phase we study the magnetic excitations showing how to extend to spin waves the hourglass-shape dispersion, found for spinons near the antiferromagnetic vector, if a suitable local mechanism of attraction between spinon and anti-spinon is assumed. The resulting spin wave Green's function, whose imaginary part is directly comparable with experiments, generates the hourglass with a finite gap between the two branches. Since the U(1) slave-particle gauge field gains mass in the superconducting phase via Anderson-Higgs mechanism, we propose the necessary mechanism of attraction comes from the unbroken Z2 subgroup of the U(1) gauge group.
We develop a slave-boson theory for the $t\ensuremath{-}J$ model at finite doping that respects an SU(2) symmetry: a symmetry previously known to be important at half filling. The mean-field phase diagram is found to be consistent with the phases observed in the cuprate superconductors, which contain ddd-wave superconductor, spin-gap, strange metal, and Fermi-liquid phases. The spin-gap phase is best understood as the staggered flux phase, which is nevertheless translationally invariant for physical quantities. The physical electron spectral function shows small Fermi segments at low doping that continuously evolve into the large Fermi surface at high-doping concentrations. The close relation between the SU(2) and the U(1) slave-boson theory is discussed. The low-energy effective theory for the low-lying fluctuations is derived and additional lying modes [which were overlooked in the U(1) theory] are identified.
The Chern-Simons bosonization with $\mathrm{U}(1)\ifmmode\times\else\texttimes\fi{}\mathrm{SU}(2)$ gauge field is applied to the two-dimensional $t\ensuremath{-}J$ model in the limit $t\ensuremath{\gg}J,$ to study the normal-state properties of underdoped cuprate superconductors. We prove the existence of an upper bound on the partition function for holons in a spinon background, and we find the optimal spinon configuration saturating the upper bound on average---a coexisting flux phase and s+ids+ids+id-like resonating-valence-bond state. After neglecting the feedback of holon fluctuations on the U(1) field B and spinon fluctuations on the SU(2) field VVV, the holon field is a fermion and the spinon field is a hard-core boson. Within this approximation we show that the B field produces a \ensuremath{\pi} flux phase for the holons, converting them into Dirac-like fermions, while the VVV field, taking into account the feedback of holons produces a gap for the spinons vanishing in the zero-doping limit. The nonlinear-\ensuremath{\sigma} model with a mass term describes the crossover from the short-ranged antiferromagnetic (AF) state in doped samples to long-range AF order in reference compounds. Moreover, we derive a low-energy effective action in terms of spinons, holons and a self-generated U(1) gauge field. Neglecting the gauge fluctuations, the holons are described by the Fermi-liquid theory with a Fermi surface consisting of four ``half-pockets'' centered at (\ifmmode\pm\else\textpm\fi{}\ensuremath{\pi}/2,\ifmmode\pm\else\textpm\fi{}\ensuremath{\pi}/2) and one reproduces the results for the electron spectral function obtained in the mean-field approximation, in agreement with the photoemission data on underdoped cuprates. The gauge fluctuations are not confining due to coupling to holons, but nevertheless yield an attractive interaction between spinons and holons leading to a bound state with electron quantum numbers. The renormalization effects due to gauge fluctuations give rise to non-Fermi-liquid behavior for the composite electron, in certain temperature range showing the linear in T resistivity. This formalism provides a new interpretation of the spin gap in the underdoped superconductors (mainly due to the short-ranged AF order) and predicts that the minimal gap for the physical electron is proportional to the square root of the doping concentration. Therefore the gap does not vanish in any direction. All these predictions can be checked explicitly in experiment.
This thesis studies two modern mean field theories of the t-J model for high Tc superconductors, namely the Slave-Boson Mean Field Theory and the Spinon-Dopon Mixing Mean Field Theory, from the view point of the traditional Fermi Liquid language. This study mainly focuses on whether the two mean field theories are consistent with Fermi Liquid behaviour in the underdoped regime of the superconducting and pseudogap phases of the t-J model. Historically, experimental results indicate that the superconducting phase can be well described by the conventional Fermi liquid-like quasiparticle picture; while the pseudogap phase exhibits non-trivial non-Fermi Liquid properties. This work aims at interpreting the pseudogap phase in a generalized Fermi Liquid framework and explaining why the simple quasiparticle picture works so well in the superconducting phase even in this strongly correlated superconducting system. Within the Gaussian approximation, we formally derived the Landau interaction in Fermi liquid theory, which serves as the key to classify the behaviour of the quasiparticles in different phases. It is found that the Slave-Boson Mean Field Theory describes the superconducting to the pseudogap phase transition as a transition with an interesting Landau parameter F1s changing from 1+F1s~x to 1+F1s=0, reflecting the occurrence of a quasiparticle instability. A new phase is proposed and its experimental consequences are discussed. On the other hand, we also find that the Spinon-Dopon Mixing Mean Field Theory can be understood in a conventional Fermi Liquid framework; even though quasiparticles in the theory carry larger charges. The issue of superfluid density is also clarified.
The U(1)×SU(2) Chern–Simons gauge theory is applied to study the 2D t–J model describing the normal state of underdoped cuprate superconductors. The U(1) field produces a flux phase for holons converting them into Dirac-like fermions, while the SU(2) field, due to the coupling to holons gives rise to a gap for spinons. An effective low-energy action involving holons, spinons and a self-generated U(1) gauge field is derived. The Fermi surface and electron spectral function obtained are consistent with photoemission experiments. The theory predicts a minimal gap proportional to doping concentration. It also explains anomalous transport properties.