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Physical Review

On Quantum Measurements and the Role of the Uncertainty Relations in Statistical Mechanics

Walter M. Elsasser

Published Nov 1, 1937• 73 citations
Publisher

Abstract

We investigate here the concept of generalized complementarity introduced by Bohr. It is shown that it is not possible to ascertain the microscopic state of a system without, for the purpose of measurement, imposing upon it physical conditions so stringent that they preclude the application of the statistical description which was appropriate before the measurement. One may conclude that the statistical averages which appear in the formation of an ensemble should in quantum statistics be given an interpretation somewhat different from that of classical statistics. These results lead naturally to a critical survey of the foundations of quantum statistical mechanics. We discuss the physical interpretation of statistical matrices which are the quantum equivalent of the classical ensemble. By a straightforward generalization of classical methods one obtains a statistical representation of a system if a set of measurements are given. Let $\ensuremath{\rho}$ designate the statistical matrix which represents the system; the method consists in making the diagonal sum of $\ensuremath{\rho} log \ensuremath{\rho}$ a minimum, while the results of the performed measurements appear as conditions of the minimum. As an application we treat the composition of two separate systems and derive from this the general proof of the $H$ theorem which was first given by Klein.

DOI
10.1103/physrev.52.987

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We investigate here the concept of generalized complementarity introduced by Bohr. It is shown that it is not possible to ascertain the microscopic state of a system without, for the purpose of measurement, imposing upon it physical conditions so stringent that they preclude the application of the statistical description which was appropriate before the measurement. One may conclude that the statistical averages which appear in the formation of an ensemble should in quantum statistics be given an interpretation somewhat different from that of classical statistics. These results lead naturally to a critical survey of the foundations of quantum statistical mechanics. We discuss the physical interpretation of statistical matrices which are the quantum equivalent of the classical ensemble. By a straightforward generalization of classical methods one obtains a statistical representation of a system if a set of measurements are given. Let \ensuremathρ\ensuremath{\rho}\ensuremathρ designate the statistical matrix which represents the system; the method consists in making the diagonal sum of \ensuremathρlog\ensuremathρ\ensuremath{\rho} log \ensuremath{\rho}\ensuremathρlog\ensuremathρ a minimum, while the results of the performed measurements appear as conditions of the minimum. As an application we treat the composition of two separate systems and derive from this the general proof of the HHH theorem which was first given by Klein.
The capabilities of a new approach towards the foundations of Statistical Mechanics are explored. The approach is genuine quantum in the sense that statistical behavior is a consequence of objective quantum uncertainties due to entanglement and uncertainty relations. No additional randomness is added by hand and no assumptions about a priori probabilities are made, instead measure concentration results are used to justify the methods of Statistical Physics. The approach explains the applicability of the microcanonical and canonical ensemble and the tendency to equilibrate in a natural way. This work contains a pedagogical review of the existing literature and some new results. The most important of which are: i) A measure theoretic justification for the microcanonical ensemble. ii) Bounds on the subsystem equilibration time. iii) A proof that a generic weak interaction causes decoherence in the energy eigenbasis. iv) A proof of a quantum H-Theorem. v) New estimates of the average effective dimension for initial product states and states from the mean energy ensemble. vi) A proof that time and ensemble averages of observables are typically close to each other. vii) A bound on the fluctuations of the purity of a system coupled to a bath.
The so-called preparation uncertainty that occurs in the quantum world can be understood well in purely operational terms, and its existence in any given theory, perhaps differently than in quantum mechanics, can be verified by examining only measurement statistics. Namely, one says that uncertainty occurs in some theory when for some pair of observables, there is no preparation that would exhibit deterministic statistics for both of them. However, the right-hand side of the uncertainty relation is not operational anymore if we do not insist that it is just the minimum of the left-hand side for a given theory. For example, in quantum mechanics, it is some function of two observables that must be computed within the quantum formalism. Also, while joint nonmeasurability of observables is an operational notion, the complementarity in Bohr's sense (i.e., in terms of information needed to describe the system) has not yet been expressed in purely operational terms. Here we propose a general operational framework that provides answers to the above issues. We introduce an operational definition of complementarity and further postulate that complementary observables have to exhibit uncertainty, which means that we propose to put the (operational) complementarity as the right-hand side of the uncertainty relation. In particular, we identify two different notions of uncertainty and complementarity for which the above principle holds in the quantum-mechanical realm. We also introduce postulates for the general measures of uncertainty and complementarity. In order to define quantifiers of complementarity we first turn to the simpler notion of independence that is defined solely in terms of the statistics of two observables. Importantly, for clean and extremal observables---i.e., ones that cannot be simulated irreducibly by other observables---any measure of independence reduces to the proper complementary measure. Finally, as an application of our general framework we define a number of complementarity indicators and show that they can be used to state uncertainty relations. One of them, assuming some natural symmetries, leads to the Tsirelson bound for the Clauser-Horne-Shimony-Holt (CHSH) inequality. Lastly, we show that for a single system a variant of information causality called the information content principle, under the above symmetries, can be interpreted as an uncertainty relation in the above sense.
The Statistical Interpretation of quantum theory is formulated for the purpose of providing a sound interpretation using a minimum of assumptions. Several arguments are advanced in favor of considering the quantum state description to apply only to an ensemble of similarily prepared systems, rather than supposing, as is often done, that it exhaustively represents an individual physical system. Most of the problems associated with the quantum theory of measurement are artifacts of the attempt to maintain the latter interpretation. The introduction of hidden variables to determine the outcome of individual events is fully compatible with the statistical predictions of quantum theory. However, a theorem due to Bell seems to require that any such hidden-variable theory which reproduces all of quantum mechanics exactly (i.e., not merely in some limiting case) must possess a rather pathological character with respect to correlated, but spacially separated, systems.
The capabilities of a new approach towards the foundations of Statistical Mechanics are explored. The approach is genuine quantum in the sense that statistical behavior is a consequence of objective quantum uncertainties due to entanglement and uncertainty relations. No additional randomness is added by hand and no assumptions about a priori probabilities are made, instead measure concentration results are used to justify the methods of Statistical Physics. The approach explains the applicability of the microcanonical and canonical ensemble and the tendency to equilibrate in a natural way. This work contains a pedagogical review of the existing literature and some new results. The most important of which are: i) A measure theoretic justification for the microcanonical ensemble. ii) Bounds on the subsystem equilibration time. iii) A proof that a generic weak interaction causes decoherence in the energy eigenbasis. iv) A proof of a quantum H-Theorem. v) New estimates of the average effective dimension for initial product states and states from the mean energy ensemble. vi) A proof that time and ensemble averages of observables are typically close to each other. vii) A bound on the fluctuations of the purity of a system coupled to a bath.
The rather new field of quantum thermodynamics intends to derive thermodynamics from quantum mechanics, as well as to study thermodynamical behavior of quantum systems. It turns out that, indeed, thermalization can be obtained even for very small quantum systems due to the interaction with an appropriate environment. The consideration of an ensemble, as in statistical mechanics, is not necessary. However, the total system - consisting of system and environment - in quantum thermodynamics is usually considered to be closed. In particular, there exists no interaction with an external observer. Since quantum measurements typically influence the measured system, one may wonder which influence such an observation will have in the quantum thermodynamical setting. In this thesis, we study this influence of measurements in quantum thermodynamical systems. It turns out that various concepts known from statistical mechanics arise from such a "quantum thermodynamics under observation", although they do not have any meaning in the isolated quantum thermodynamical setting. The model discussed in the first part consists of a two-level system coupled to a large spin environment, the magnetization of which is measured periodically. This leads to quasi-classical trajectories for the system and - as in statistical mechanics - thermalization and temperature only have a meaning in terms of an ensemble average or a long-time average. Calculating these averages, we prove the ergodicity of the system. Interestingly, the entropy of the obtained attractor state depends on the time between the measurements and can be shown to be connected with the subjective lack of knowledge of the observer. In case of optimal measurements, the ensemble averaged state of the system under periodic measurements equals the state of the system in the quantum thermodynamical model without measurements. Introducing a detuning between system and environment, we find that the system can be prepared in almost arbitrary thermal states due to the periodic measurements. Even the creation of inversion becomes possible. As shown in numerical simulations, our results, which were analytically obtained for large environments, are even applicable to describe the behavior of the system coupled to small environments consisting of only a few spins. Besides measurements of the environment, we also study direct projective measurements of the system, as well as measurements with finite duration, obtaining that the dynamics of the system is almost independent of the concrete realization of the measurements. In the second part of the thesis, we discuss the meaning of temperature fluctuations in quantum thermodynamical systems. In statistical mechanics, there exist different approaches to the problem of temperature fluctuations, which lead to the well-known temperature fluctuation formula. The nature and operational accessibility of these fluctuations, however, remains rather unclear. We argue that according to quantum thermodynamics a system relaxes into a quasi-stationary thermal state and therefore the temperature does not fluctuate. However, since temperature is not an observable, it can only be determined indirectly. For modular systems, we show that the fluctuations of the temperature estimate obtained from a single energy measurement, indeed, are given by the temperature fluctuation formula derived in statistical mechanics, but only within a certain temperature range. The validity range of this formula increases with increasing size of the system. Thus, one can conclude that these "temperature fluctuations" can be interpreted as representing a fundamental limit for the instantaneous determination of temperature.
Classical statistical average values are generally generalized to average values of quantum mechanics. It is discovered that quantum mechanics is a direct generalization of classical statistical mechanics, and we generally deduce both a new general continuous eigenvalue equation and a general discrete eigenvalue equation in quantum mechanics, and discover that a eigenvalue of quantum mechanics is just an extreme value of an operator in possibility distribution, the eigenvalue f is just classical observable quantity. A general classical statistical uncertain relation is further given, and the general classical statistical uncertain relation is generally generalized to the quantum uncertainty principle; the two lost conditions in classical uncertain relation and quantum uncertainty principle, respectively, are found. We generally expound the relations among the uncertainty principle, singularity and condensed matter stability, discover that the quantum uncertainty principle prevents the appearance of singularity of the electromagnetic potential between nucleus and electrons, and give the failure conditions of the quantum uncertainty principle. Finally, we discover that the classical limit of quantum mechanics is classical statistical mechanics, the classical statistical mechanics may further be degenerated to classical mechanics and we discover that merely stating that the classical limit of quantum mechanics is classical mechanics is a mistake. As application examples, we deduce both the Schrödinger equation and the state superposition principle, and deduce that there exists a decoherent factor from a general mathematical representation of the state superposition principle; the consistent difficulty between statistical interpretation of quantum mechanics and determinant property of classical mechanics is overcome.