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Physical Review

Ground-State Energy and Green's Function for Reduced Hamiltonian for Superconductivity

J. Bardeen, GERALD RICKAYZEN

Published May 15, 1960• 22 citations
Publisher

Abstract

In their theory of superconductivity, Bardeen, Cooper, and Schrieffer made use of a reduced Hamiltonian which included only scattering of pairs of particles of opposite momentum and spin. It is shown that the solution they obtained by a variational method is correct to $O(\frac{1}{n})$ for a large system. The single particle Green's function is derived and used to calculate the interaction energy.

DOI
10.1103/physrev.118.936

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•Sep 8, 2016•0 citations
In their theory of superconductivity, Bardeen, Cooper, and Schrieffer made use of a reduced Hamiltonian which included only scattering of pairs of particles of opposite momentum and spin. It is shown that the solution they obtained by a variational method is correct to O(1n)O(\frac{1}{n})O(n1​) for a large system. The single particle Green's function is derived and used to calculate the interaction energy.
The ground-state wave function and some of the excited states of the BCS reduced Hamiltonian are found. In the limit of large volume, the boundary and continuity conditions on the exact wave function lead directly to the equations which Bardeen, Cooper, and Schrieffer found by a variational technique. It is also shown in what sense the BCS trial wave function may be considered asymptotically exact in this limit. Finite-volume corrections are included in an appendix, and explicit calculations are carried out for a one-step model of the kinetic energy which has possible applications to the problem of the finite nucleus.
The spectrum and eigenstates of Bardeen-Cooper-Schrieffer's reduced Hamiltonian in the theory of superconductivity are investigated in a mathematically rigorous manner. The Hamiltonian is defined first for a finite number of electrons contained in a finite volume. The interaction Hamiltonian is assumed to take a simple form. The Hamiltonian after the Bogoliubov transformation (transformed Hamiltonian) has a limit in the weak topology of Hilbert space when the volume tends to infinity with the number density of electrons kept constant. In the limit the interaction part vanishes and the free part gives a continuous excitation spectrum of Bogolons (transformed electrons). It should be noticed that the operator norm of the former does not tend to zero and has no strong limit as well as the total Hamilton. An equivalent boson which consists of two Bogolons with opposite momenta and spins is introduced. In the Fock space for the bosons the Hamiltonian has a strong limit for infinite volume. The limit operator has the same excitation spectrum of Bogolons as the free Hamiltonian and the existence of the lower limit of the spectrum is shown for some special class of the interactions. For large volume the limit operator is a good approximation to be transformed Hamiltonian. The ground state of the free part of the transformed Hamiltonian (i.e. the ground state of Bardeen-Cooper-Schrieffer's calculation) is not the exact eigenstate of the transformed total Hamiltonian and the difference does not vanish when the volume tends to infinity.
Abstract One of the important steps leading to the successful formulation of the microscopic theory of superconductivity was the model calculation performed by Cooper (1956) which showed that two electrons, interacting above a filled Fermi sea, had a bound state in the presence of an arbitrarily weak attractive interaction. This chapter first examines Cooper’s calculation. The success of the Cooper model calculation in producing a bound state, with its implication that a proper many-body theory would contain a gap in the excitation spectrum, strongly suggests that the ground state wave function should be constructed from pairs of electrons. However, it is difficult to perform calculations using the many-body pair wave function from Cooper’s model. The chapter then introduces the wave function proposed by Bardeen, Cooper, and Schrieffer (BCS) as an alternative.