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Physical Review A

Tunneling and group velocity in the square potential barrier

Paolo Moretti

Published Aug 1, 1992• 10 citations
Publisher

Abstract

Extending the results obtained in previous papers, an asymptotic analysis is applied to the problem of the penetration of a square potential barrier; it is shown that also in the classically forbidden case a velocity can be attributed to the particle, analogous to the usual group velocity and determining the traversal time.
DOI
10.1103/physreva.46.1233

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Starting out with the dwell time approach by Smith for stationary one-dimensional tunneling problems, we introduce the notion of the minimum tunneling time required for traversal through an arbitrary potential barrier. The newly devised time scale is based on a simple variational principle and presents a strictly local quantity not depending on the asymptotics of the potential distribution. Its properties are illustrated using the customary square barrier as an example. The minimum tunneling time approach cannot support the existence of superluminal velocities in barrier penetration.
The precise definition and physical interpretation of a tunneling time is a fundamental problem in quantum mechanics. The lack of a well-defined time operator in quantum theory precludes the calculation of time in terms of an expectation value. Consequently, model calculations and simulation studies have been proposed and used to determine the time for a particle to traverse a quantum-mechanical barrier. The results offer both qualitatively and quantitatively, disparate predictions. One of the more commonly used approaches is the phase method, which we have applied to several one-dimensional model potentials to show that the tunneling time is characterized by the ratio of the typical decay length in the barrier to the incident velocity, τ∼(1/κ)/v0. We also show that the phase and the spin precession methods are equivalent when the magnetic field is applied throughout the space containing the particle wave function and the tunneling barrier. In principle, the spin precession method can be regarded as an operational definition of the tunneling time. It also has been shown that a tunneling time can be defined operationally for a time-dependent barrier, for which the model calculations predict a tunneling time given by the mean barrier width divided by the magnitude of the imaginary velocity of the particle in the barrier, τ∼d/‖v‖. This pseudokinematic result has been inferred by magnetic field dependent tunneling through heterostructures and computer simulation of wave packet tunneling through one-dimensional square barriers. Other tunneling time theories predict one or the other of the above mentioned characteristic times; several theories predict both. We interpret these different results for τ to mean that a tunneling time is not uniquely defined as a function of particle energy and the barrier shape unless the process in which the tunneling is involved is also specified. That is, the tunneling time is a meaningful and unique concept only for particular tunneling processes or definite operational procedures.
There has recently been a growth in interest in electron tunnelling through barriers, and in particular in the question of whether it is possible to talk of a tunnelling time and, if so, what is it? A brief account of a study of the signal velocity of wavepackets travelling into a rectangular barrier was given recently, and the present paper is an extended version of this theory. In particular it is shown that the signal velocity of a free electron is the same as its group velocity, which in turn is the same as that which a classical particle particle of the same energy would have. It is also shown that when the wavepacket enters a classically forbidden region the signal velocity continues to have a meaning, and indeed a pulse-like wavefunction travels very much like a light pulse in a dispersive and attenuating medium. The expression for the signal velocity is symmetrical with respect to the barrier height, so that pulses well below the barrier travel faster, though with greater attenuation, than pulses near the top of the barrier. This result agrees with conclusions reached by some other workers. It is also shown that an electron responds to an accelerating field in the barrier as would be expected for a classical particle. It is argued that the not uncommon statement that the non nor eigenstates of a free particle describe a beam of particles is incorrect for electrons, for such a solution can at most describe two electrons. The theory indicates that by using orthogonal wavepackets it is possible to construct many-electron wavefunctions which do describe beams of electrons, and then free electrons travel with the group (and signal) velocity.
We demonstrate that although the well-known analogy between the time-independent solutions for two-dimensional tunneling (e.g., frustrated total internal reflection) and tunneling through a one-dimensional potential barrier cannot, in general, be extended to the time domain, there are certain limits in which the delay times for the two problems obey a simple relationship. In particular, when an effective mass is chosen such that mc2{\mathit{mc}}^{2}mc2=\ensuremath{\Elzxh}\ensuremath{\omega}, the ``classical'' traversal times for allowed transmission become identical for a photon of energy \ensuremath{\Elzxh}\ensuremath{\omega} traversing an air gap between regions of index n and for a particle of mass m traversing the analogous square barrier of height V0{\mathit{V}}_{0}V0​ in one dimension. The quantum-mechanical group delays are also identical, given this effective mass, both for E\ensuremath{\approxeq}V0{\mathit{V}}_{0}V0​ (\ensuremath{\theta}\ensuremath{\approxeq}${\mathrm{\ensuremath{\theta}}}_{\mathit{c}}$) and for E\ensuremath{\gg}V0{\mathit{V}}_{0}V0​ (\ensuremath{\theta}\ensuremath{\ll}${\mathrm{\ensuremath{\theta}}}_{\mathit{c}}$). (For a smoothly varying potential or index of refraction, the agreement persists for all values of E where the WKB approximation applies.) The same relation serves to equate the quantum-mechanical ``dwell'' times for any values of E and V0{\mathit{V}}_{0}V0​. On the other hand, in the ``deep tunneling'' limit, E\ensuremath{\ll}V0{\mathit{V}}_{0}V0​ (\ensuremath{\theta}\ensuremath{\approxeq}\ensuremath{\pi}/2), one must choose mc2{\mathit{mc}}^{2}mc2=n2{\mathit{n}}^{2}n2\ensuremath{\Elzxh}\ensuremath{\omega} in order to make the group delays equal for the two problems. These equivalences simplify certain calculations, and the two-dimensional analogy may also be useful for geometrically visualizing the tunneling process and the anomalously small group delays known to occur in the opaque limit. We also demonstrate that the equality of the group delays for transmission and reflection for lossless barriers follows from a simple intuitive argument based on time-reversal invariance, and discuss the extension of the result to the case of lossy barriers.