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Proceedings of the Physical Society

A new method of expansion in the quantum many-body problem: III. The density field

D Sherrington

Published Jun 1, 1967• 17 citations
Publisher

Abstract

In a discussion of the quantum dynamics of a non-relativistic many-particle system it is shown how a two-body interaction, quartic in the field operators, may be replaced by an interaction with an auxliary density-like field. An extension of the procedure of Edwards and Sherrington for expanding in terms of correlations about the state of maximal quantum randomness is applied to the coupled system to give the density correltions and excitations as well as the corresponding single-particle quantities. As an example, an explicit expression for the density excitations is obtained in terms of the quasi-particle energies, for the case in which quasi-particles exist as well-defined modes of single-particle excitation.

DOI
10.1088/0370-1328/91/2/301

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In a discussion of the quantum dynamics of a non-relativistic many-particle system it is shown how a two-body interaction, quartic in the field operators, may be replaced by an interaction with an auxliary density-like field. An extension of the procedure of Edwards and Sherrington for expanding in terms of correlations about the state of maximal quantum randomness is applied to the coupled system to give the density correltions and excitations as well as the corresponding single-particle quantities. As an example, an explicit expression for the density excitations is obtained in terms of the quasi-particle energies, for the case in which quasi-particles exist as well-defined modes of single-particle excitation.
Art is the elimination of the unnecessary. Pablo Picasso Summary Condensed matter is constituted by a huge number of electrons and nuclei interacting with Coulomb potentials. The topic of this chapter is a way to deal with the full, coupled problem by separating it into a part that is tractable and the rest that is approximated. This naturally leads to the appearance of dynamical fields, and to the concept of “quasi-particles” that have the same quantum numbers as non-interacting electrons. The quasi-particles obey equations where the potential and bare interactions in the hamiltonian are replaced by dynamical self-energies and screened interactions that can describe many of the effects of correlation. In this chapter we discuss the intuitive concepts behind this approach in general terms to motivate the more rigorous formulations and approximations used in the Green's function methods of the following chapter and in Part III. The first equations of this book, Eqs. (1.1) and (1.2), express the fundamental theory of matter in terms of electrons and nuclei that interact with Coulomb potentials. For systems with only a few electrons, a solution of the problem can be obtained by exact diagonalization, using configuration interaction methods. For many-electron systems one has to resort to other methods. For example, QMC stochastic simulations (Chs. 22–25) are among the most accurate methods known to calculate certain expectation values, such as equilibrium thermodynamic properties, total energies, the density, and various static correlation functions like those in Ch. 5. Other properties such as excitation spectra are more difficult to access with QMC. Straightforward perturbation theory is, in general, not appropriate since interactions among the electrons are of the same order of magnitude as the independent-particle terms. Hence, we must develop other approaches. One strategy that gives access to equilibrium thermodynamic as well as dynamical excitation properties is to separate the interacting many-body problem into a part that is tractable by some means and the rest of the problem that is dealt with more approximately. The present chapter is devoted to this idea. It is a prelude to many-body Green's function methods; the aim is to provide a unified framework for the developments in Chs. 8–21, along with a qualitative description of the most relevant quantities.
The method of correlated basis functions provides a means of systematically exploiting our intuitive understanding of real physical systems. Here we seek especially to develop a formalism for describing systems of strongly interacting fermions, for example, nuclei and liquid He3{\mathrm{He}}^{3}He3, using a complete set of correlated functions ${\ensuremath{\Psi}}_{\mathrm{m}}=\frac{F{\ensuremath{\Phi}}_{\mathrm{m}}}{{({\ensuremath{\Phi}}_{\mathrm{m}}, {F}^{2}{\ensuremath{\Phi}}_{\mathrm{m}})}^{\frac{1}{2}}}$. FFF is taken as a product of two-body factors, $\ensuremath{\Pi}{i<j}^{}[f({r}_{\mathrm{ij}})]$, the f(rij)f({r}_{\mathrm{ij}})f(rij​) embodying at least the correlations arising from strong short-range repulsions; and ${{\ensuremath{\Phi}}_{\mathrm{m}}}$, a set of independent-particle-model functions which might serve as a basis in the absence of highly singular interactions. The matrix elements Hmn{\mathfrak{H}}_{\mathrm{mn}}Hmn​, Nmn{\mathfrak{N}}_{\mathrm{mn}}Nmn​ of the Hamiltonian and identity operators with respect to the correlated basis ${{\ensuremath{\Psi}}_{\mathrm{m}}}$ are evaluated by generalization of cluster-expansion techniques developed originally for the calculation of the partition function of a classical imperfect gas and adapted to the quantum-mechanical many-body problem by Iwamoto and Yamada. Contributions to our expansions for the Hmn{\mathfrak{H}}_{\mathrm{mn}}Hmn​ are classified according to order of magnitude in the quantity $\ensuremath{\rho}\ensuremath{\omega}$, where $\ensuremath{\omega}=\ensuremath{\int}({f}^{2}(r)\ensuremath{-}1)d\mathrm{r}$ is a "correlation parameter" and $\ensuremath{\rho}$ the average particle density. To the extent that $|\ensuremath{\rho}\ensuremath{\omega}|$ is small, it provides a true expansion parameter. A detailed technical discussion of the cluster expansions is given, with special emphasis on their symmetry properties upon truncation. Although the many-body problem is soluble by simultaneous diagonalization of the matrices (Hmn{\mathfrak{H}}_{\mathrm{mn}}Hmn​) and (Nmn{\mathfrak{N}}_{\mathrm{mn}}Nmn​), it is preferable first to transform to an orthonormal basis of "unperturbed" correlated functions ${{\ensuremath{\Theta}}_{\mathrm{m}}}$ with respect to which the Hamiltonian and identity operators have the matrix representations (Hmn{H}_{\mathrm{mn}}Hmn​) and $({N}_{\mathrm{mn}})=({\ensuremath{\delta}}_{\mathrm{mn}})$, and then to attempt the separate diagonalization of (Hmn{H}_{\mathrm{mn}}Hmn​). In general, such a transformation is expedited by the L\"owdin procedure carried out to the desired order in $\ensuremath{\rho}\ensuremath{\omega}$. However, a Schmidt orthogonalization scheme might prove more advantageous in specific cases. Field-theoretic techniques (of both perturbative and nonperturbative nature) may be brought to bear in the diagonalization of (Hmn{H}_{\mathrm{mn}}Hmn​). The inverse of the unitary transformation which takes the basis ${{\ensuremath{\Phi}}_{\mathrm{m}}}$ into the basis ${{\ensuremath{\Theta}}_{\mathrm{m}}}$, applied to the given singular Hamiltonian, leads---for any FFF in the class considered---to a non-singular "effective Hamiltonian." Following this formal cue, we set out to construct explicitly a second-quantized effective Hamiltonian which generates the same matrix elements, to prescribed order in $\ensuremath{\rho}\ensuremath{\omega}$, when operating between independent-particle kets of the model occupation-number representation, as does the given Hamiltonian in the configuration-space representation, between the corresponding correlated functions of the L\"owdin basis. The quasiparticles described by this effective Hamiltonian interact via well-behaved two-body, three-body, \ifmmode\cdot\else\textperiodcentered\fi{}\ifmmode\cdot\else\textperiodcentered\fi{}\ifmmode\cdot\else\textperiodcentered\fi{}, QQQ-body, \ifmmode\cdot\else\textperiodcentered\fi{}\ifmmode\cdot\else\textperiodcentered\fi{}\ifmmode\cdot\else\textperiodcentered\fi{} potentials, in contrast to the highly singular two-body interactions of the real particles. For small $|\ensuremath{\rho}\ensuremath{\omega}|$, the effective two-body forces predominate. An avenue to deeper understanding of the applicability of the nuclear-shell model and the dressed-quasiparticle theory of liquid He3{\mathrm{He}}^{3}He3 has been opened. This article treats only the formalism for a uniform extended medium. Numerical calculations, as well as the extension of the method to finite systems, will follow.
In this book, we encounter the hierarchy problem when we apply the equation-of-motion technique to analyze the quantum dynamics of the coupled light–matter system. To obtain systematic approximations, we use the so-called cluster-expansion method where many-body quantities are systematically grouped into cluster classes based on how important they are to the overall quantum dynamics. With increasing complexity, the clusters contain independent single particles (singlets), interacting pairs (doublets), three-particle terms (triplets), coupled four-particle contributions (quadruplets), as well as higher-order correlations. In this context, the N -particle concept is somewhat formal because it refers to generic N -particle expectation values 〈 N 〉, which may consist of an arbitrary mixture of carrier, photon, and phonon operators, as discussed in Section 14.2. In order to truncate the hierarchy problem at a given level, 〈 N 〉 is approximated through a functional structure that includes all clusters up to the predetermined level while all remaining clusters with a higher rank are omitted. It is natural that the corresponding approximations can be systematically improved by increasing the number of clusters included. To the best of our knowledge, the idea of coupled-clusters approaches was first formulated by Fritz Coester and Hermann Kümmel in the 1950s to describe nuclear many-body phenomena. The approach was then modified for the needs of quantum chemistry by Jiri Cizek 1966 to deal with many-body phenomena in atoms and molecules. Currently, it is one of the most accurate methods to compute molecular eigenstates.
The individual particle theory of many body systems was studied starting from a microscopic point of view. A technique which is equivalent to a generalized thermodynamics was used to show that, under the appropriate conditions of temperature and external field, the quasi-particle approach is correct for three very dissimilar systemsi the normal degenerate Fermi system, the metallic electron-phonon system, and the polaron. The fact that an approach like this works for such dissimilar systems emphasizes the underlying unity of the quasi-particle models. The concept that the real t~me non-equilibrium self-energy and the incoherent part of the density-density correlation function may be generated as functional derivatives of a generalized thermodynamic potential (~), together with local translational and rotational invariance and Galilean relativity, leads to a transformation from the microscopic particle density variables g«p,m,R,T) to those of the quasi-particle theory n (R,T). ~ - p- It was shown that, for zero temperature, such a ~ derivability is exact; at low temperature and for slowly varying fields, this ~ derivability is approximately true. This was shown by a procedure which is eqUivalent to an expansion in terms of the real scattering probability for quasiparticles. At low temperature and for slowly varying fields, such real scattering is very improbable and the expansion parameter is small. Perturbation theory was used only to determine the actual size of terms which, on physical grounds are necessarily small. As such, this approach is non-perturbative, depending only on properties of the exact selfenergies and correlation functions. In addition to demonstrating that the quasi-particle models are correct, information on the regions of validity for ~hese models is obtained. .As by-products of these derivations, microscopic expressions for the parameters of the quasi-particle theory and simple microscopic expressions for the currents in degenerate Fermi systems and the electron-phonon system are obtained.
A new method of expansion for the Green functions of the quantum many-body problem is given. The Feynman representation of quantum mechanics is used and the basic factor exp{( i /ℏ) ∫ d 3 x dt }, where is the Lagrangian density, is expanded in Hermite functionals. This leads to an equation for the single-particle Green function which has strong connections with the usual Boltzmann equation, and the solutions of which automatically satisfy sum rules. The quasi-particle concept appears very clearly, with its limitations also clarified, and the derivation of the Boltzmann equation is greatly simplified.