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Physical Review

Method of Correlated Basis Functions

J. W. Clark, Paul A. Westhaus

Published Jan 21, 1966• 160 citations
Publisher

Abstract

The method of correlated basis functions provides a means of systematically exploiting our intuitive understanding of real physical systems. Here we seek especially to develop a formalism for describing systems of strongly interacting fermions, for example, nuclei and liquid ${\mathrm{He}}^{3}$, using a complete set of correlated functions ${\ensuremath{\Psi}}_{\mathrm{m}}=\frac{F{\ensuremath{\Phi}}_{\mathrm{m}}}{{({\ensuremath{\Phi}}_{\mathrm{m}}, {F}^{2}{\ensuremath{\Phi}}_{\mathrm{m}})}^{\frac{1}{2}}}$. $F$ is taken as a product of two-body factors, $\ensuremath{\Pi}{i<j}^{}[f({r}_{\mathrm{ij}})]$, the $f({r}_{\mathrm{ij}})$ embodying at least the correlations arising from strong short-range repulsions; and ${{\ensuremath{\Phi}}_{\mathrm{m}}}$, a set of independent-particle-model functions which might serve as a basis in the absence of highly singular interactions. The matrix elements ${\mathfrak{H}}_{\mathrm{mn}}$, ${\mathfrak{N}}_{\mathrm{mn}}$ of the Hamiltonian and identity operators with respect to the correlated basis ${{\ensuremath{\Psi}}_{\mathrm{m}}}$ are evaluated by generalization of cluster-expansion techniques developed originally for the calculation of the partition function of a classical imperfect gas and adapted to the quantum-mechanical many-body problem by Iwamoto and Yamada. Contributions to our expansions for the ${\mathfrak{H}}_{\mathrm{mn}}$ are classified according to order of magnitude in the quantity $\ensuremath{\rho}\ensuremath{\omega}$, where $\ensuremath{\omega}=\ensuremath{\int}({f}^{2}(r)\ensuremath{-}1)d\mathrm{r}$ is a "correlation parameter" and $\ensuremath{\rho}$ the average particle density. To the extent that $|\ensuremath{\rho}\ensuremath{\omega}|$ is small, it provides a true expansion parameter. A detailed technical discussion of the cluster expansions is given, with special emphasis on their symmetry properties upon truncation. Although the many-body problem is soluble by simultaneous diagonalization of the matrices (${\mathfrak{H}}_{\mathrm{mn}}$) and (${\mathfrak{N}}_{\mathrm{mn}}$), it is preferable first to transform to an orthonormal basis of "unperturbed" correlated functions ${{\ensuremath{\Theta}}_{\mathrm{m}}}$ with respect to which the Hamiltonian and identity operators have the matrix representations (${H}_{\mathrm{mn}}$) and $({N}_{\mathrm{mn}})=({\ensuremath{\delta}}_{\mathrm{mn}})$, and then to attempt the separate diagonalization of (${H}_{\mathrm{mn}}$). In general, such a transformation is expedited by the L\"owdin procedure carried out to the desired order in $\ensuremath{\rho}\ensuremath{\omega}$. However, a Schmidt orthogonalization scheme might prove more advantageous in specific cases. Field-theoretic techniques (of both perturbative and nonperturbative nature) may be brought to bear in the diagonalization of (${H}_{\mathrm{mn}}$). The inverse of the unitary transformation which takes the basis ${{\ensuremath{\Phi}}_{\mathrm{m}}}$ into the basis ${{\ensuremath{\Theta}}_{\mathrm{m}}}$, applied to the given singular Hamiltonian, leads---for any $F$ in the class considered---to a non-singular "effective Hamiltonian." Following this formal cue, we set out to construct explicitly a second-quantized effective Hamiltonian which generates the same matrix elements, to prescribed order in $\ensuremath{\rho}\ensuremath{\omega}$, when operating between independent-particle kets of the model occupation-number representation, as does the given Hamiltonian in the configuration-space representation, between the corresponding correlated functions of the L\"owdin basis. The quasiparticles described by this effective Hamiltonian interact via well-behaved two-body, three-body, \ifmmode\cdot\else\textperiodcentered\fi{}\ifmmode\cdot\else\textperiodcentered\fi{}\ifmmode\cdot\else\textperiodcentered\fi{}, $Q$-body, \ifmmode\cdot\else\textperiodcentered\fi{}\ifmmode\cdot\else\textperiodcentered\fi{}\ifmmode\cdot\else\textperiodcentered\fi{} potentials, in contrast to the highly singular two-body interactions of the real particles. For small $|\ensuremath{\rho}\ensuremath{\omega}|$, the effective two-body forces predominate. An avenue to deeper understanding of the applicability of the nuclear-shell model and the dressed-quasiparticle theory of liquid ${\mathrm{He}}^{3}$ has been opened. This article treats only the formalism for a uniform extended medium. Numerical calculations, as well as the extension of the method to finite systems, will follow.

DOI
10.1103/physrev.141.833

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The method of correlated basis functions provides a means of systematically exploiting our intuitive understanding of real physical systems. Here we seek especially to develop a formalism for describing systems of strongly interacting fermions, for example, nuclei and liquid He3{\mathrm{He}}^{3}He3, using a complete set of correlated functions \ensuremathΨm=F\ensuremathΦm(\ensuremathΦm,F2\ensuremathΦm)12{\ensuremath{\Psi}}_{\mathrm{m}}=\frac{F{\ensuremath{\Phi}}_{\mathrm{m}}}{{({\ensuremath{\Phi}}_{\mathrm{m}}, {F}^{2}{\ensuremath{\Phi}}_{\mathrm{m}})}^{\frac{1}{2}}}\ensuremathΨm​=(\ensuremathΦm​,F2\ensuremathΦm​)21​F\ensuremathΦm​​. FFF is taken as a product of two-body factors, \ensuremathΠi<j[f(rij)]\ensuremath{\Pi}{i<j}^{}[f({r}_{\mathrm{ij}})]\ensuremathΠi<j[f(rij​)], the f(rij)f({r}_{\mathrm{ij}})f(rij​) embodying at least the correlations arising from strong short-range repulsions; and \ensuremathΦm{{\ensuremath{\Phi}}_{\mathrm{m}}}\ensuremathΦm​, a set of independent-particle-model functions which might serve as a basis in the absence of highly singular interactions. The matrix elements Hmn{\mathfrak{H}}_{\mathrm{mn}}Hmn​, Nmn{\mathfrak{N}}_{\mathrm{mn}}Nmn​ of the Hamiltonian and identity operators with respect to the correlated basis \ensuremathΨm{{\ensuremath{\Psi}}_{\mathrm{m}}}\ensuremathΨm​ are evaluated by generalization of cluster-expansion techniques developed originally for the calculation of the partition function of a classical imperfect gas and adapted to the quantum-mechanical many-body problem by Iwamoto and Yamada. Contributions to our expansions for the Hmn{\mathfrak{H}}_{\mathrm{mn}}Hmn​ are classified according to order of magnitude in the quantity \ensuremathρ\ensuremathω\ensuremath{\rho}\ensuremath{\omega}\ensuremathρ\ensuremathω, where \ensuremathω=\ensuremath∫(f2(r)\ensuremath−1)dr\ensuremath{\omega}=\ensuremath{\int}({f}^{2}(r)\ensuremath{-}1)d\mathrm{r}\ensuremathω=\ensuremath∫(f2(r)\ensuremath−1)dr is a "correlation parameter" and \ensuremathρ\ensuremath{\rho}\ensuremathρ the average particle density. To the extent that ∣\ensuremathρ\ensuremathω∣|\ensuremath{\rho}\ensuremath{\omega}|∣\ensuremathρ\ensuremathω∣ is small, it provides a true expansion parameter. A detailed technical discussion of the cluster expansions is given, with special emphasis on their symmetry properties upon truncation. Although the many-body problem is soluble by simultaneous diagonalization of the matrices (Hmn{\mathfrak{H}}_{\mathrm{mn}}Hmn​) and (Nmn{\mathfrak{N}}_{\mathrm{mn}}Nmn​), it is preferable first to transform to an orthonormal basis of "unperturbed" correlated functions \ensuremathΘm{{\ensuremath{\Theta}}_{\mathrm{m}}}\ensuremathΘm​ with respect to which the Hamiltonian and identity operators have the matrix representations (Hmn{H}_{\mathrm{mn}}Hmn​) and (Nmn)=(\ensuremathδmn)({N}_{\mathrm{mn}})=({\ensuremath{\delta}}_{\mathrm{mn}})(Nmn​)=(\ensuremathδmn​), and then to attempt the separate diagonalization of (Hmn{H}_{\mathrm{mn}}Hmn​). In general, such a transformation is expedited by the L"owdin procedure carried out to the desired order in \ensuremathρ\ensuremathω\ensuremath{\rho}\ensuremath{\omega}\ensuremathρ\ensuremathω. However, a Schmidt orthogonalization scheme might prove more advantageous in specific cases. Field-theoretic techniques (of both perturbative and nonperturbative nature) may be brought to bear in the diagonalization of (Hmn{H}_{\mathrm{mn}}Hmn​). The inverse of the unitary transformation which takes the basis \ensuremathΦm{{\ensuremath{\Phi}}_{\mathrm{m}}}\ensuremathΦm​ into the basis \ensuremathΘm{{\ensuremath{\Theta}}_{\mathrm{m}}}\ensuremathΘm​, applied to the given singular Hamiltonian, leads---for any FFF in the class considered---to a non-singular "effective Hamiltonian." Following this formal cue, we set out to construct explicitly a second-quantized effective Hamiltonian which generates the same matrix elements, to prescribed order in \ensuremathρ\ensuremathω\ensuremath{\rho}\ensuremath{\omega}\ensuremathρ\ensuremathω, when operating between independent-particle kets of the model occupation-number representation, as does the given Hamiltonian in the configuration-space representation, between the corresponding correlated functions of the L"owdin basis. The quasiparticles described by this effective Hamiltonian interact via well-behaved two-body, three-body, \ifmmode\cdot\else\textperiodcentered\fi{}\ifmmode\cdot\else\textperiodcentered\fi{}\ifmmode\cdot\else\textperiodcentered\fi{}, QQQ-body, \ifmmode\cdot\else\textperiodcentered\fi{}\ifmmode\cdot\else\textperiodcentered\fi{}\ifmmode\cdot\else\textperiodcentered\fi{} potentials, in contrast to the highly singular two-body interactions of the real particles. For small ∣\ensuremathρ\ensuremathω∣|\ensuremath{\rho}\ensuremath{\omega}|∣\ensuremathρ\ensuremathω∣, the effective two-body forces predominate. An avenue to deeper understanding of the applicability of the nuclear-shell model and the dressed-quasiparticle theory of liquid He3{\mathrm{He}}^{3}He3 has been opened. This article treats only the formalism for a uniform extended medium. Numerical calculations, as well as the extension of the method to finite systems, will follow.
The ground state and low excited states of liquid He3{\mathrm{He}}^{3}He3 (and other fermion systems) can be constructed from a set of basis functions $\ensuremath{\Psi}(|\mathrm{n})={{\ensuremath{\psi}}_{0}}^{B}\ensuremath{\Phi}(|\mathrm{n})$ in which ${{\ensuremath{\psi}}_{0}}^{B}$ is the ground-state boson-type solution of the Schr\"odinger equation and the model functions $\ensuremath{\Phi}(|\mathrm{n})$ are Slater determinants suitable for describing states of the noninteracting Fermion system. Diagonal and nondiagonal matrix elements of the identity and the Hamiltonian operator are evaluated by a cluster-expansion technique. An orthonormal basis system is constructed from $\ensuremath{\Psi}(|\mathrm{n})$ and used to express the Hamiltonian operator in quasiparticle form: a large diagonal component containing constant, linear, quadratic, and cubic terms in free-quasiparticle occupation-number operators and a nondiagonal component representing the residual interactions involved in collisions of two and three free quasiparticles.
A new variational approach is developed for studying the properties of systems of particles interacting through singular short-range repulsions that give rise to strong two-particle correlations. The correlated trial function ${\ensuremath{\Psi}}_{\ensuremath{\gamma}}={e}^{S}{\ensuremath{\Phi}}_{\ensuremath{\gamma}}$ (state $\ensuremath{\gamma}$) results, with proper choice of SSS, in a simple form for the energy expectation value 〈H〉〈H〉〈H〉---as well as for other matrix elements of interest---which is devoid of all reference to the strong repulsions except through e2S{e}^{2S}e2S factors and hence is particularly suited to calculation. In many cases an independent-particle type ${\ensuremath{\Phi}}_{\ensuremath{\gamma}}$ seems appropriate. The cluster evaluation of this form for 〈H〉〈H〉〈H〉 is discussed, both in the few-particle and many-particle cases. Using the techniques of Iwamoto and Yamada, simplified convergent cluster expansions for the energy expectation value are derived for many-fermion and many-boson systems. A program for application of this method to nuclear problems is being initiated.
The left-unitary operators that introduce the correlations of the hard core in an uncorrelated bound-state wave function of a finite number AAA of particles are explicitly determined up to a unitary transformation. Left unitarity is required in order to keep orthonormality. Using a shell-model basis, transformed according to the correlation operator, it is possible to diagonalize the Hamiltonian in a subspace of the full Hilbert space with the technique of Bloch and Horowitz. Ground as well as excited states are treated on the same footing. In practice, the diagonalization is accomplished using the original single-particle basis and transforming back the Hamiltonian. This results in an AAA-body operator for which a cluster expansion is possible. In this cluster expansion, there are three- and four-body terms easy to evaluate, because they factorize. A particularly interesting application can be made to few-body systems, evaluating the integrals numerically. The unique approximation is then connected with the cut of the basis. The method developed seems comparatively simple and is free of the mathematical problems of the hard core.
This invaluable book contains pedagogical articles on the dominant nonstochastic methods of microscopic many-body theories - the methods of density functional theory, coupled cluster theory, and correlated basis functions - in their widest sense. Other articles introduce students to applications of these methods in front-line research, such as Bose-Einstein condensates, the nuclear many-body problem, and the dynamics of quantum liquids. These keynote articles are supplemented by experimental reviews on intimately connected topics that are of current relevance. The book addresses the striking l
A nonperturbative derivation of the Brueckner approximation to the ground-state energy of nuclear matter (with standard choice of hole and particle energies) is given within the framework of the method of correlated basis functions. The structure of the factor-cluster (FIY) expansion of the expectation value of the Hamiltonian with respect to a trial function incorporating short-range correlations in a general fashion, is analyzed for a uniform extended medium of fermions. With a special choice of correlated wave function, the Brueckner approximation is extracted from the FIY expansion by selective summation of two-body combination terms to all orders in the smallness parameter $\ensuremath{\kappa}$ associated, in this case, with both Brueckner-Bethe-Goldstone and FIY energy expansions. A reexamination of the numerical comparison of conventional Brueckner and Jastrow methods carried out earlier for two simple models of nuclear matter leads to the conclusion that it is inadvisable, at least in a Jastrow calculation satisfying the average Pauli condition, to incorporate the $O(\ensuremath{\kappa})$ contribution of the analog of the dispersion correction of reaction-matrix theory without at the same time including the $O(\ensuremath{\kappa})$ contribution of the analog of the Bethe-Faddeev term. For the uniform extended medium for the Jastrow choice of wave function, there is a formal cancellation of these two three-body contributions, the scale of this cancellation being governed by the size of $\ensuremath{\kappa}$. In the numerical example considered, $\ensuremath{\kappa}$ is about 0.22 and the cancellation goes something like +14 MeV-15 MeV=-1 MeV. These findings, when juxtaposed with the standard Brueckner results for the simple models in question, suggest that a departure from the standard prescription of hole and particle energies in reaction-matrix theory may be necessary when $\ensuremath{\kappa}$ is sizeable-as in liquid 3He^{3}\mathrm{He}3He and the high-density neutron gas, as well as equilibrium nuclear matter described with some potentials.
In this work we develop a complete variational many-body theory for a system of NNN trapped bosons interacting via a general two-body potential. The many-body solution of this system is expanded over orthogonal many-body basis functions (configurations). In this theory both the many-body basis functions and the respective expansion coefficients are treated as variational parameters. The optimal variational parameters are obtained self-consistently by solving a coupled system of noneigenvalue---generally integro-differential---equations to get the one-particle functions and by diagonalizing the secular matrix problem to find the expansion coefficients. We call this theory multiconfigurational Hartree theory for bosons or MCHB(M)\mathrm{MCHB}(M)MCHB(M), where MMM specifies explicitly the number of one-particle functions used to construct the configurations. General rules for evaluating the matrix elements of one- and two-particle operators are derived and applied to construct the secular Hamiltonian matrix. We discuss properties of the derived equations. We show that in the limiting cases of one configuration the theory boils down to the well-known Gross-Pitaevskii and the recently developed multi-orbital mean fields. The invariance of the complete solution with respect to unitary transformations of the one-particle functions is utilized to find the solution with the minimal number of contributing configurations. In the second part of our work we implement and apply the developed theory. It is demonstrated that for any practical computation where the configurational space is restricted, the description of trapped bosonic systems strongly depends on the choice of the many-body basis set used, i.e., self-consistency is of great relevance. As illustrative examples we consider bosonic systems trapped in one- and two-dimensional symmetric and asymmetric double well potentials. We demonstrate that self-consistency has great impact on the predicted physical properties of the ground and excited states and show that the lack of self-consistency may lead to physically wrong predictions. The convergence of the general MCHB(M)\mathrm{MCHB}(M)MCHB(M) scheme with a growing number MMM is validated in a specific case of two bosons trapped in a symmetric double well.