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Physical review. B, Condensed matter

Nonperturbative theory of exchange and correlation in one-electron quasiparticle states

ROBERT K. NESBET

Published Aug 1, 1986• 10 citations
Publisher

Abstract

A nonperturbative argument is used to derive a one-electron Hamiltonian whose eigenfunctions are in one-to-one correspondence with electron or hole quasiparticles of an N-electron system. Nonlocal exchange is included exactly, and self-energy terms due to electronic correlation are included at the level of approximation of a given N-electron wave function. When parametrized by quasiparticle occupation numbers, this one-electron Hamiltonian is the functional derivative of an exact N-electron energy functional, as in the Landau theory of interacting fermion systems. The present nonperturbative derivation extends the Landau theory to ordered or localized systems for which many-body perturbation theory is not directly applicable. Analysis of the Bardeen-Cooper-Schrieffer (BCS) reduced Hamiltonian for superconductors leads to a temperature-dependent energy gap and a transition temperature in good agreement with the BCS theory, in a formalism that conserves the number of electrons.

DOI
10.1103/physrevb.34.1526

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A nonperturbative argument is used to derive a one-electron Hamiltonian whose eigenfunctions are in one-to-one correspondence with electron or hole quasiparticles of an N-electron system. Nonlocal exchange is included exactly, and self-energy terms due to electronic correlation are included at the level of approximation of a given N-electron wave function. When parametrized by quasiparticle occupation numbers, this one-electron Hamiltonian is the functional derivative of an exact N-electron energy functional, as in the Landau theory of interacting fermion systems. The present nonperturbative derivation extends the Landau theory to ordered or localized systems for which many-body perturbation theory is not directly applicable. Analysis of the Bardeen-Cooper-Schrieffer (BCS) reduced Hamiltonian for superconductors leads to a temperature-dependent energy gap and a transition temperature in good agreement with the BCS theory, in a formalism that conserves the number of electrons.
A fermion system with a simple attractive interaction is discussed with the aid of time-dependent correlation functions. Although perturbation theory is inapplicable, a sequence of correlation approximations described in the first paper of this series can be employed. The lowest approximation in the sequence expresses the two-particle correlation function in terms of single-particle functions and leads to the Hartree approximation; the second expresses three-particle correlation function in terms of one- and two-particle correlation functions and leads to the time-dependent correlation functions that characterize the super-conducting model of Bardeen, Cooper, and Schrieffer. In the second section of this paper these correlation functions are determined and the thermodynamic properties of the superconductor are calculated from them.In the third section of the paper, the electromagnetic effects of the superconductor predicted by the Bardeen-Cooper-Schrieffer time-dependent correlation functions are considered. Their unsatisfactory description of current conservation is indicated and overcome in the fourth section by a more accurate solution valid at nonvanishing temperature. This solution predicts different diffusive properties but the same Meissner effect and superconductive behavior, since the longitudinal current correlation function is modified while the transverse current correlation functions is not.The fifth section of the paper is devoted to the properties of a pure superconductor which depend on the lifetimes of the single-particle excitations. The effect of these lifetimes on the static electrical conductivity is determined, and it is shown that they do not destroy supercurrents although they eliminate a gap in the single-particle excitation spectrum. Their effect on the thermal conductivity is also calculated using heat current correlation functions. It is shown that a model which treats the lifetime of the single-particle excitation due to lattice interactions as constant yields results in agreement with observed thermal conductivities.
In this lecture we present many-body perturbation theory as a method to determine quasiparticle excitations in solids, especially electronic band structures, accurately from first principles.The main ingredient is the electronic self-energy that, in principle, contains all many-body exchange and correlation effects beyond the Hartree potential.As its exact mathematical expression is unknown, approximations must be used in practical calculations.The approximation is obtained using a systematic algebraic approach on the basis of Green function techniques.It constitutes an expansion of the self-energy up to linear order in the screened Coulomb potential, which describes the interaction between the quasiparticles and includes dynamic screening through the creation of exchange-correlation holes around the bare particles.The implementation of the approximation relies on a perturbative treatment starting from density functional theory.Besides a detailed mathematical discussion we focus on the underlying physical concepts and show some illustrative applications.
We introduce a new fermionic variational wavefunction, generalizing the Bardeen-Cooper-Schrieffer (BCS) wavefunction, which is suitable for interacting multi-species spinful systems and sustaining superfluidity. Applications range from quark matter to the high temperature superconductors. A wide class of Hamiltonians, comprising interactions and hybridization of arbitrary momentum dependence between different fermion species, can be treated in a comprehensive manner. This is the case, as both the intra-species and the inter-species interactions are treated on equally rigorous footing, which is accomplished via the introduction of a new quantum index attached to the fermions. The index is consistent with known fermionic physics, and allows for heretofore unaccounted for fermion-fermion correlations. We have derived the finite temperature version of the theory, thus obtaining the renormalized quasiparticle dispersion relations, and we discuss the appearance of charge and spin density wave order. We present numerical solutions for two electron species in 2 dimensions. Based on these solutions, we show that, for equivalent spin up and down fermions, the Fermi occupation factor (per spin) equals 1/2 deep in the Fermi sea. This constitutes a unique experimental prediction of the theory, both for the normal and superfluid states. Interestingly, this result, obtained in the thermodynamic limit, is consistent with Fermi occupation factor (in-)equalities for finite systems of electrons, derived (in a different context) by Borland and Dennis, J. Phys. B {\bf 5}, 7 (1972) and by Altunbulak and Klyachko, Commun. Math. Phys. {\bf 282}, 287 (2008).
Many-electron theory is treated here with much attention focused on the synthesis of the density functional and density matrix theory. This synthesis shows that the exchange–correlation potential, normally obtained as the functional derivative with respect to the electron density of an assumed approximate exchange–correlation energy, can be written exactly in terms of the “near-diagonal” behavior of the fully interacting first-order density matrix and the diagonal of the second-order density matrix, thereby bypassing the functional derivative. Also involved, since the exchange–correlation potential is an “artifact” of reducing the many-electron Schrödinger equation to one-body Slater–Kohn–Sham equations, are the one-body orbitals derived from these latter equations, not just the density thereby obtained. This situation has then motivated a discussion of what constraints are placed on the low-order density matrices of atoms and molecules, described by an assumed spin-independent Hamiltonian, by the requirement that these matrices are constructed from an N-electron wave function which is an eigenfunction of the spin operators S2 and Sz. Some briefer discussion is added on the optimally convergent determinantal expansion of such an N-electron wave function, the relation between Brueckner and Löwdin natural orbitals being commented on as a by-product. In this latter context, it is noted that the exchange-only potential of density functional theory can be represented as a sum of two line integrals, each of which is path-dependent, the sum being, of course, path-independent. But in addition to knowledge of Slater–Kohn–Sham orbitals appearing as in the Harbola–Sahni exchange-only potential (which is one of the path-dependent terms), there is a kinetic correction. This involves Löwdin natural orbitals and their occupation numbers, but only now in the weak coupling limit of the electron–electron interaction, as emphasized in the kinetic “correction” to the Harbola–Sahni formula exhibited by Levy and the writer. Some directions for further work are briefly set out. ©1999 John Wiley & Sons, Inc. Int J Quant Chem 74: 163–176, 1999
Superconducting pairing of electrons in nanoscale metallic particles with discrete energy levels and a fixed number of electrons is described by the reduced Bardeen, Cooper, and Schrieffer model Hamiltonian. We show that this model is integrable by the algebraic Bethe ansatz. The eigenstates, spectrum, conserved operators, integrals of motion, and norms of wave functions are obtained. Furthermore, the quantum inverse problem is solved, meaning that form factors and correlation functions can be explicitly evaluated. Closed form expressions are given for the form factors and correlation functions that describe superconducting pairing.