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IEEE Journal of Selected Topics in Quantum Electronics

Physical mechanism for apparent superluminality in barrier tunneling

Herbert G. Winful

Published Jan 1, 2003• 22 citations
Publisher

Abstract

Tunneling without distortion is not a propagation phenomenon but a quasistatic process in which the slowly varying envelope of the input pulse modulates the amplitude of a standing wave in the barrier. Because the envelope has a bandwidth that is small compared to the cutoff frequency of the barrier it does not propagate; it merely stands and waves. The envelope of the reflected and transmitted fields can adiabatically follow the envelope of the input pulse with only a small delay proportional to the energy stored in the barrier. The Hartman effect, in which the delay becomes independent of barrier length, is explained on the basis of saturation of stored energy with increasing length. Because the delay is not a propagation delay, it should not be linked to a velocity of propagation. True evanescent waves have zero speed and not infinite velocity as often asserted.

DOI
10.1109/jstqe.2002.807972

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Tunneling without distortion is not a propagation phenomenon but a quasistatic process in which the slowly varying envelope of the input pulse modulates the amplitude of a standing wave in the barrier. Because the envelope has a bandwidth that is small compared to the cutoff frequency of the barrier it does not propagate; it merely stands and waves. The envelope of the reflected and transmitted fields can adiabatically follow the envelope of the input pulse with only a small delay proportional to the energy stored in the barrier. The Hartman effect, in which the delay becomes independent of barrier length, is explained on the basis of saturation of stored energy with increasing length. Because the delay is not a propagation delay, it should not be linked to a velocity of propagation. True evanescent waves have zero speed and not infinite velocity as often asserted.
We show that the anomalously short delay times observed in barrier tunneling have their origin in energy storage and its subsequent release. The observed group delay is proportional to the energy stored. This delay is not a propagation delay and should not be linked to a velocity since evanescent waves do not propagate. The "Hartman effect", in which the group delay becomes independent of thickness for opaque barriers, is shown to be a consequence of the saturation of stored energy with barrier length.
Recent papers suggest that tunneling wave packets traverse the region of allowed propagation between two potential barriers with superluminal group velocity and in a time independent of barrier separation. This phenomenon has been termed the "generalized Hartman effect" and extended to multiple barriers. Here we show that this delay time is not a transit time but a cavity lifetime. It does not imply superluminal velocity. Reported experimental verifications of this effect are reinterpreted.
We consider tunneling of a nonrelativistic particle across a potential barrier. It is shown that the barrier acts as an effective beam splitter which builds up the transmitted pulse from the copies of the initial envelope shifted in the coordinate space backward relative to the free propagation. Although along each pathway causality is explicitly obeyed, in special cases reshaping can result an overall reduction of the initial envelope, accompanied by an arbitrary coordinate shift. In the case of a high barrier the delay amplitude distribution (DAD) mimics a Dirac $\ensuremath{\delta}$ function, the transmission amplitude is superoscillatory for finite momenta and tunneling leads to an accurate advancement of the (reduced) initial envelope by the barrier width. In the case of a wide barrier, initial envelope is accurately translated into the complex coordinate plane. The complex shift, given by the first moment of the DAD, accounts for both the displacement of the maximum of the transmitted probability density and the increase in its velocity. It is argued that analyzing apparent ``superluminality'' in terms of spacial displacements helps avoid contradiction associated with time parameters such as the phase time.
The mechanism of superluminal traversal time is investigated from the viewpoint of interference between multiple finite wave packets, due to the multiple reflections inside the well or barrier. In the case of potential well traveling that is classically allowed, each of the successively transmitted constituents is delayed by a subluminal time. When the thickness of the well is much smaller in comparison with a characteristic length of the incident wave packet, the reshaped wave packet with superluminal traversal time in transmission maintains the pro. le of the incident wave packet. In the case of potential barrier tunneling that is classically forbidden, though each of the successively transmitted constituents is delayed by a time that is independent of the barrier thickness, the interference between multiple transmitted constituents explains the barrier thickness dependence of the traversal time for thin barriers and its barrier thickness independence for thick barriers. This manifests the nature of the Hartman effect. Copyright (c) EPLA, 2008.
Measures of pulse delay in microwave propagation, in open air and for short distances (not much greater than 1 m), were made by using launcher and receiver horns. When these are facing each other we observe a delay time corresponding to a speed equal to c while, if the receiver horn is shifted or tilted with respect to the launcher horn, the delay time decreases showing a superluminal behavior. In other words the modulation phase shift, interpreted as a propagation time, turns out to be surprisingly smaller than the one relative to the light speed. This effect, which disappears for longer distances, is here interpreted on the basis of the existence of a special kind of evanescent waves (leaky waves). Just the presence of evanescent waves allows one to make a comparison with the tunneling processes where superluminal transport properties have been theoretically predicted.
The phenomenon of quantum tunneling challenges classical intuitions about particle behavior and offers profound insights into the nature of quantum entities. This article examines tunneling through the lens of an effect predicted by Thomas E. Hartman in 1962: the tunneling time-delay becomes independent of the barrier width as the latter increases, implying superluminal effective velocities that appear to conflict with relativistic constraints. Exploiting the inherent symmetries of transmitted and reflected time-delays, our analysis shows that a tunneling particle, like its reflected counterpart, completely avoids the barrier region. However, since it can be detected on the transmitted side of the barrier, the only logical conclusion is that the classical notion of spatiality is violated during the tunneling process. In other words, quantum tunneling and the associated Hartman effect strongly support the idea that quantum non-locality should be interpreted as quantum non-spatiality. The latter, according to the conceptuality interpretation of quantum mechanics, expresses the conceptual-like nature of quantum entities, which during measurement transition from an abstract state to a maximally concrete one, in full compatibility with the Hartman effect.