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Journal of the Physical Society of Japan

Spontaneous Symmetry Breaking by Local or Partial Fields

Masuo Suzuki, Hidenori Suzuki

Published Dec 15, 2004• 2 citations
Publisher

Abstract

The basic problem how spontaneous symmetry breaks is studied rigorously for local fields in a finite domain. Another basic problem is to investigate whether or not there exist lower dimensions (of the domain to which a field H is applied) below which no spontaneous symmetry breaking (SSB) occurs. This is studied using scaling, renormalization group and mean-field theory for partial fields in an infinite domain. Our main results are the following: (i) The total magnetization is proportional to the square of the spontaneous magnetization when a field is applied only to a finite region (an extension of Yang's result [Phys. Rev. 85 (1952) 808], M = N m 2 s for a fixed single spin). A general formulation is given to calculate the proportionality coefficient which is shown to vanish as the field goes to zero. This indicates no SSB in this situation. (ii) On the other hand, if we apply partial fields to a d '-dimensional region and make them vanish, we find that SSB occurs, at least, for d '> d ' c =β/ν. In the region 0< d '≤ d ' c , the situation is subtle, as is exemplified by an exactly soluble model with such a field on one-side boundary as depends on the system-size.

DOI
10.1143/jpsj.73.3299

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The basic problem how spontaneous symmetry breaks is studied rigorously for local fields in a finite domain. Another basic problem is to investigate whether or not there exist lower dimensions (of the domain to which a field H is applied) below which no spontaneous symmetry breaking (SSB) occurs. This is studied using scaling, renormalization group and mean-field theory for partial fields in an infinite domain. Our main results are the following: (i) The total magnetization is proportional to the square of the spontaneous magnetization when a field is applied only to a finite region (an extension of Yang's result [Phys. Rev. 85 (1952) 808], M = N m 2 s for a fixed single spin). A general formulation is given to calculate the proportionality coefficient which is shown to vanish as the field goes to zero. This indicates no SSB in this situation. (ii) On the other hand, if we apply partial fields to a d '-dimensional region and make them vanish, we find that SSB occurs, at least, for d '> d ' c =β/ν. In the region 0< d '≤ d ' c , the situation is subtle, as is exemplified by an exactly soluble model with such a field on one-side boundary as depends on the system-size.
Spontaneous symmetry breaking (SSB) occurs when a many-body system governed by a symmetric Hamiltonian, and prepared in a symmetry-broken state by the application of a field coupling to its order parameter O, retains a finite O value even after the field is switched off. SSB is generally thought to occur only in the thermodynamic limit N→∞ (for N degrees of freedom). In this limit, the time to restore the symmetry once the field is turned off, either via thermal or quantum fluctuations, is expected to diverge. Here, we show that SSB can also be observed in finite-size quantum spin systems, provided that the spin is half-integer and three conditions are met: (1) the ground state of the system has long-range correlations, (2) the Hamiltonian conserves the (spin) parity of the order parameter, and (3) N is odd. Using a combination of analytical arguments and numerical results (based on time-dependent variational Monte Carlo and rotor + spin-wave theory), we show that SSB on finite-size systems can be achieved via a quasiadiabatic preparation of the ground state-which, in U(1)-symmetric systems, is shown to require a symmetry-breaking field vanishing over timescales τ∼O(N). In these systems, the symmetry-broken state exhibits spin squeezing with Heisenberg scaling.
Spontaneous symmetry breaking (SSB) in quantum systems, such as ferromagnets, is normally described as (or as arising from) degeneracy of the ground state; however, it is well established that this degeneracy only occurs in spatially infinite systems, and even better established that ferromagnets are not spatially infinite. I review this well-known paradox, and consider a popular solution where the symmetry is explicitly broken by some external field which goes to zero in the infinite-volume limit; although this is formally satisfactory, I argue that it must be rejected as a physical explanation of SSB since it fails to reproduce some important features of the phenomenology. Motivated by considerations from the analogous classical system, I argue that SSB in finite systems should be understood in terms of the approximate decoupling of the system's state space into dynamically-isolated sectors, related by a symmetry transformation; I use the formalism of decoherent histories to make this more precise and to quantify the effect, showing that it is more than sufficient to explain SSB in realistic systems and that it goes over in a smooth and natural way to the infinite limit.
Philosophical analysis of spontaneous symmetry breaking (SSB) in particle physics has been hindered by the unavailability of rigorous formulations of models in quantum field theory (QFT). A strategy for addressing this problem is to use the rigorous models that have been constructed for SSB in quantum statistical mechanics (QSM) systems as a basis for drawing analogous conclusions about SSB in QFT. On the basis of an analysis of this strategy as an instance of the application of the same mathematical formalism to different domains and as an instance of drawing analogies between domains, I conclude that certain structural explanations can be exported from QSM to QFT but that causal explanations cannot.
In many statistical models (but not all) one can introduce a local order parameter associated with a finite, discrete or continuous group of symmetries. The higher the temperature, the more important the fluctuations. One expects therefore in general to find pure phases at low temperature, with a reduced symmetry group, as a consequence of a nonvanishing expectation value of some order parameter. This situation is referred to as spontaneous symmetry breaking. A typical example is the classical Heisenberg model describing short-range interactions of an n -vector field ϕ, with an orthogonal O(n) symmetry group. For n = 1, 2, 3, this can account for a Curie transition from a ferromagnetic to a paramagnetic phase. In particle physics the σ-model of Gell-Mann and Levy involves a spontaneous symmetry breaking of chiral invariance, typical of massless spinor fields, accompanied by soft excitation modes, the so-called Goldstone modes, associated to a π-meson triplet and leading to a nonvanishing dynamical fermion mass. In a first and rather crude approximation, one can analyse the action itself or an effective one incorporating some fluctuation effects, and look for extrema as a function of field configurations, generally translationally invariant. The remaining fluctuations are then treated perturbatively. This mean field method is common to a great variety of domains, ranging from the Clausius–Mossotti formula for a polarizable medium, the Weiss molecular field in the theory of magnetism, Landau's effective action in various statistical contexts, the effective medium approximation in disordered systems, the Hartree–Fock method in atomic or many-body physics, to the semiclassical approximation in the study of quantum systems.
Determining whether an additional local symmetry affects the universality class of a sta-tistical model is an important issue in the theory of critical phenomena. A basic example is provided by the RP N −1 model, in which N -component spin variables at each lattice site interact through an Hamiltonian invariant under global O(N ) rotations and local spin re-versals. The local symmetry makes the difference with the usual O(N ) model and amounts to the head-tail symmetry characteristic of liquid crystals. In three dimensions, the weak first order transition observed in numerical simulations of the ferromagnetic model is con-sistent with the mean field scenario. On the other hand, in the two-dimensional case –the one we focus on in this thesis – fluctuations are stronger and minimize the reliability of mean field predictions, as illustrated by the phase transition of the three-state Potts model, which becomes continuous on planar lattices. For the RP N −1 model, the absence of spontaneous breaking of continuous symmetry in two dimensions generically suggests that criticality is limited to zero temperature, and Monte Carlo studies for T → 0 showed a fast growth of the correlation length which made particularly hard to reach the asymp-totic limit and draw conclusions. On the other hand, the possibility of finite temperature topological transitions similar to the Berezinskii-Kosterlitz-Thouless (BKT) one – which should definitely occur for RP 1 ∼ O(2) – and mediated by ”disclination” defects has also been debated in numerical studies. While two-dimensional criticality has allowed for an impressive amount of exact solutions thanks to lattice integrability and conformal field theory, models with local symmetries traditionally remained outside the range of application of these methods. In this thesis, however, we show how the renormalization group fixed points of the RP N −1 model and of its complex generalization, the CP N −1 model, can be accessed in an exact way. This is achieved in the scale invariant scattering framework which, as we review in the introductory part of the thesis, implements in the basis of particle excitations the infinite-dimensional conformal symmetry characteristic of critical points in two dimensions and has provided in the last few years new results for pure and disordered systems. In the last part of the thesis, we will exploit the generality of the scale invariant scattering method to progress with another long standing problem of two-dimensional criticality, namely that of spin clusters in Potts correlated percolation. It has been known for long time that the problem can be addressed considering two coupled Potts models, but the need to consider the number of states of one of these models as a continuous variable has severely limited the analytical or numerical study of the critical points. Also here, the ability of the scattering method to enforce conformal invariance for the internal symmetry characteristic of the universality class will allow us to obtain exact equations for the critical points and to determine their solutions in the relevant limits.
Philosophical analysis of spontaneous symmetry breaking (SSB) in particle physics has been hindered by the unavailability of rigorous formulations of models in quantum field theory (QFT). A strategy for addressing this problem is to use the rigorous models that have been constructed for SSB in quantum statistical mechanics (QSM) systems as a basis for drawing analogous conclusions about SSB in QFT. Based on an analysis of this strategy as an instance of the application of the same mathematical formalism to different domains and as an instance of drawing analogies between domains, I conclude that certain structural explanations can be exported from QSM to QFT, but that causal explanations cannot.