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arXiv:2412.15493 · Physical Review Letters

Giant Number-Parity Effect Leading to Spontaneous Symmetry Breaking in Finite-Size Quantum Spin Models

Filippo Caleca, Saverio Bocini, Fabio Mezzacapo, Tommaso Roscilde

Published Nov 10, 2025• 1 citation
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Abstract

Spontaneous symmetry breaking (SSB) occurs when a many-body system governed by a symmetric Hamiltonian, and prepared in a symmetry-broken state by the application of a field coupling to its order parameter O, retains a finite O value even after the field is switched off. SSB is generally thought to occur only in the thermodynamic limit N→∞ (for N degrees of freedom). In this limit, the time to restore the symmetry once the field is turned off, either via thermal or quantum fluctuations, is expected to diverge. Here, we show that SSB can also be observed in finite-size quantum spin systems, provided that the spin is half-integer and three conditions are met: (1) the ground state of the system has long-range correlations, (2) the Hamiltonian conserves the (spin) parity of the order parameter, and (3) N is odd. Using a combination of analytical arguments and numerical results (based on time-dependent variational Monte Carlo and rotor + spin-wave theory), we show that SSB on finite-size systems can be achieved via a quasiadiabatic preparation of the ground state-which, in U(1)-symmetric systems, is shown to require a symmetry-breaking field vanishing over timescales τ∼O(N). In these systems, the symmetry-broken state exhibits spin squeezing with Heisenberg scaling.

DOI
10.1103/krzp-rq8z

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Spontaneous symmetry breaking (SSB) occurs when a many-body system governed by a symmetric Hamiltonian, and prepared in a symmetry-broken state by the application of a field coupling to its order parameter O, retains a finite O value even after the field is switched off. SSB is generally thought to occur only in the thermodynamic limit N→∞ (for N degrees of freedom). In this limit, the time to restore the symmetry once the field is turned off, either via thermal or quantum fluctuations, is expected to diverge. Here, we show that SSB can also be observed in finite-size quantum spin systems, provided that the spin is half-integer and three conditions are met: (1) the ground state of the system has long-range correlations, (2) the Hamiltonian conserves the (spin) parity of the order parameter, and (3) N is odd. Using a combination of analytical arguments and numerical results (based on time-dependent variational Monte Carlo and rotor + spin-wave theory), we show that SSB on finite-size systems can be achieved via a quasiadiabatic preparation of the ground state-which, in U(1)-symmetric systems, is shown to require a symmetry-breaking field vanishing over timescales τ∼O(N). In these systems, the symmetry-broken state exhibits spin squeezing with Heisenberg scaling.
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Spontaneous symmetry breaking is a property of Hamiltonian equilibrium states which, in the thermodynamic limit, retain a finite average value of an order parameter even after a field coupled to it is adiabatically turned off. In the case of quantum spin models with continuous symmetry, we show that this adiabatic process is also accompanied by the suppression of the fluctuations of the symmetry generator-namely, the collective spin component along an axis of symmetry. In systems of S=1/2 spins or qubits, the combination of the suppression of fluctuations along one direction and of the persistence of transverse magnetization leads to spin squeezing-a much sought-after property of quantum states, both for the purpose of entanglement detection as well as for metrological uses. Focusing on the case of XXZ models spontaneously breaking a U(1) [or even SU(2)] symmetry, we show that the adiabatically prepared states have nearly minimal spin uncertainty; that the minimum phase uncertainty that one can achieve with these states scales as N^{-3/4} with the number of spins N; and that this scaling is attained after an adiabatic preparation time scaling linearly with N. Our findings open the door to the adiabatic preparation of strongly spin-squeezed states in a large variety of quantum many-body devices including, e.g., optical-lattice clocks.
Beginning with Anderson (1972) , spontaneous symmetry breaking ( ssb ) in infinite quantum systems is often put forward as an example of (asymptotic) emergence in physics , since in theory no finite system should display it. Even the correspondence between theory and reality is at stake here, since numerous real materials show ssb in their ground states (or equilibrium states at low temperature), although they are finite. Thus against what is sometimes called ‘Earman's Principle’, a genuine physical effect (viz. ssb ) seems theoretically recovered only in some idealisation (namely the thermodynamic limit), disappearing as soon as the idealisation is removed. We review the well-known arguments that (at first sight) no finite system can exhibit ssb , using the formalism of algebraic quantum theory in order to control the thermodynamic limit and unify the description of finite- and infinite-volume systems. Using the striking mathematical analogy between the thermodynamic limit and the classical limit, we show that a similar situation obtains in quantum mechanics (which typically forbids ssb ) versus classical mechanics (which allows it). This discrepancy between formalism and reality is quite similar to the measurement problem (now regarded as an instance of asymptotic emergence), and hence we address it in the same way, adapting an argument of the Landsman and Reuvers (2013) that was originally intended to explain the collapse of the wave-function within conventional quantum mechanics. Namely, exponential sensitivity to (asymmetric) perturbations of the (symmetric) dynamics as the system size increases causes symmetry breaking already in finite but very large quantum systems. This provides continuity between finite- and infinite-volume descriptions of quantum systems featuring ssb and hence restores Earman's Principle (at least in this particularly threatening case).
We study the dynamics of the Lipkin-Meshkov-Glick (LMG) model with a finite number of spins. In the thermodynamic limit, the ground state of the LMG model with an isotropic Hamiltonian in the broken phase breaks to a mean-field ground state with a certain direction. However, when the spin number NNN is finite, the exact ground state is always unique and is not given by a classical mean-field ground state. Here, we prove that when NNN is large but finite, through a tiny external perturbation, a localized state which is close to a mean-field ground state can be prepared, which mimics spontaneous symmetry breaking. Also, we find the localized in-plane spin polarization oscillates with two different frequencies $\ensuremath{\sim}O(1/N)$, and the lifetime of the localized state is long enough to exhibit this oscillation. We numerically test the analytical results and find that they agree very well with each other. Finally, we link the phenomena to quantum time crystals and time quasicrystals.
A cornerstone of the theory of phase transitions is the observation that many-body systems exhibiting a spontaneous symmetry breaking in the thermodynamic limit generally show extensive fluctuations of an order parameter in large but finite systems. In this work, we introduce the dynamical analog of such a theory. Specifically, we consider local dissipative dynamics preparing an equilibrium steady-state of quantum spins on a lattice exhibiting a discrete or continuous symmetry but with extensive fluctuations in a local order parameter. We show that for all such processes, there exist asymptotically stationary symmetry-breaking states, i.e., states that become stationary in the thermodynamic limit and give a finite value to the order parameter. We give results both for discrete and continuous symmetries and explicitly show how to construct the symmetry-breaking states. Our results show in a simple way that, in large systems, local dissipative dynamics satisfying detailed balance cannot uniquely and efficiently prepare states with extensive fluctuations with respect to local operators. We discuss the implications of our results for quantum simulators and dissipative state preparation.
Spontaneous symmetry breaking occurs in a system when its Hamiltonian possesses a certain symmetry, whereas the ground-state wave functions do not preserve it. This provides such a scenario that a bifurcation, which breaks the symmetry, occurs when some control parameter crosses its critical value. It is unveiled that the ground-state fidelity per lattice site exhibits such a bifurcation for quantum lattice systems undergoing quantum phase transitions. The significance of this result lies in the fact that the ground-state fidelity per lattice site is universal, in the sense that it is model independent, in contrast to (model-dependent) order parameters. This fundamental quantity may be computed by exploiting the developed tensor network algorithms on infinite-size lattices. We illustrate the scheme in terms of the quantum Ising model in a transverse magnetic field and the spin-1/2 XYX model in an external magnetic field on an infinite-size lattice in one spatial dimension.