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Journal of the Physical Society of Japan

Tunneling Processes of a Heavy Particle Coupled to Metallic Electron Systems

Kaoru Awaka, Gen Tatara, Hidetoshi Fukuyama

Published Jun 15, 1993• 9 citations
Publisher

Abstract

A new formalism to treat the tunneling processes of a heavy particle coupled to degenerate electron systems has been presented. This simple and transparent method follows that of Caldeira and Leggett in a general framework, but the term representing the dissipation is given in terms of the imaginary part of the retarded density correlation function as far as the coupling is weak. Hence our method can incorporate the microscopic details of the electronic systems such as mutual interactions and randomness. It is found that for the Luttinger liquid, the dissipation can be either sub- or super-Ohmic depending on the type of interaction, while near the Anderson transition there exists a crossover from Ohmic to sub-Ohmic dissipation. In the case of sub-Ohmic dissipation, the tunneling rate is found to vanish discontinuously above some critical value as a function of the strength of dissipation.

DOI
10.1143/jpsj.62.1939

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A new formalism to treat the tunneling processes of a heavy particle coupled to degenerate electron systems has been presented. This simple and transparent method follows that of Caldeira and Leggett in a general framework, but the term representing the dissipation is given in terms of the imaginary part of the retarded density correlation function as far as the coupling is weak. Hence our method can incorporate the microscopic details of the electronic systems such as mutual interactions and randomness. It is found that for the Luttinger liquid, the dissipation can be either sub- or super-Ohmic depending on the type of interaction, while near the Anderson transition there exists a crossover from Ohmic to sub-Ohmic dissipation. In the case of sub-Ohmic dissipation, the tunneling rate is found to vanish discontinuously above some critical value as a function of the strength of dissipation.
The macroscopic quantum tunneling in a double-well potential with dissipation is formulated without referring to instantons. This formulation, in the domain of small dissipation, goes beyond the instanton approximation which corresponds to the two-state truncated system (or, the so-called spin-boson Hamiltonian). It is first confirmed that our formulation, when applied to the two-state truncated system, reproduces all the known results of the instanton approximation. It is then shown that the ground state is mixed with excited states by dissipative interactions and this effect tends to enhance the ground-state quantum tunneling. In the Ohmic dissipation case this enhancement factor, even for a shallow double-well potential, can be at most comparable to the suppression factor which has been known from the work by Caldeira and Leggett. In the super-Ohmic case, however, the enhancement factor generally exceeds the suppression factor and the two-state approximation fails. A salient feature in the choice of counter terms in macroscopic quantum tunneling, which is essential to the above conclusion, is emphasized.
This paper presents the results of a functional-integral approach to the dynamics of a two-state system coupled to a dissipative environment. It is primarily an extended account of results obtained over the last four years by the authors; while they try to provide some background for orientation, it is emphatically not intended as a comprehensive review of the literature on the subject. Its contents include (1) an exact and general prescription for the reduction, under appropriate circumstances, of the problem of a system tunneling between two wells in the presence of a dissipative environment to the "spin-boson" problem; (2) the derivation of an exact formula for the dynamics of the latter problem; (3) the demonstration that there exists a simple approximation to this exact formula which is controlled, in the sense that we can put explicit bounds on the errors incurred in it, and that for almost all regions of the parameter space these errors are either very small in the limit of interest to us (the "slow-tunneling" limit) or can themselves be evaluated with satisfactory accuracy; (4) use of these results to obtain quantitative expressions for the dynamics of the system as a function of the spectral density $J(\ensuremath{\omega})$ of its coupling to the environment. If $J(\ensuremath{\omega})$ behaves as ${\ensuremath{\omega}}^{s}$ for frequencies of the order of the tunneling frequency or smaller, the authors find for the "unbiased" case the following results: For s<1s<1s<1 the system is localized at zero temperature, and at finite TTT relaxes incoherently at a rate proportional to $\mathrm{exp}\ensuremath{-}{(\frac{{T}_{0}}{T})}^{1\ensuremath{-}s}$. For s>2s>2s>2 it undergoes underdamped coherent oscillations for all relevant temperatures, while for 1<s<21<s<21<s<2 there is a crossover from coherent oscillation to overdamped relaxation as TTT increases. Exact expressions for the oscillation and/or relaxation rates are presented in all these cases. For the "ohmic" case, s=1s=1s=1, the qualitative nature of the behavior depends critically on the dimensionless coupling strength $\ensuremath{\alpha}$ as well as the temperature TTT: over most of the ($\ensuremath{\alpha}$,TTT) plane (including the whole region $\ensuremath{\alpha}>1$) the behavior is an incoherent relaxation at a rate proportional to ${T}^{2\ensuremath{\alpha}\ensuremath{-}1}$, but for low TTT and $0<\ensuremath{\alpha}<\frac{1}{2}$ the authors predict a combination of damped coherent oscillation and incoherent background which appears to disagree with the results of all previous approximations. The case of finite bias is also discussed.
We study the dynamics of a quantum particle coupled to dissipative (Ohmic) environments, such as an electron liquid. For certain choices of couplings, the properties of the particle can be described in terms of an effective mass. A particular case is the three-dimensional dirty electron liquid. In other environments, like the one described by the Caldeira-Leggett model, the effective mass diverges at low temperatures, and quantum effects are strongly suppressed. For interactions within this class, arbitrarily weak potentials lead to localized solutions. Particles bound to external potentials, or moving in closed orbits, can show a first-order transition, between strongly and weakly localized regimes.
We investigate the effect of dissipation on a small quantum dot (resonant level) tunnel coupled to a chiral Luttinger liquid (LL) with the LL parameter KKK. The dissipation stems from the coupling of the dot to an electric environment, being characterized by the resistance RRR, via Coulomb interactions. We show that this problem can be mapped onto a Caldeira-Leggett model where the (ohmic) bath of harmonic oscillators is governed by the effective dissipation strength $\ensuremath{\alpha}={(2\stackrel{\ifmmode \tilde{}\else \~{}\fi{}}{K})}^{\ensuremath{-}1}$ with ${\stackrel{\ifmmode \tilde{}\else \~{}\fi{}}{K}}^{\ensuremath{-}1}={K}^{\ensuremath{-}1}+2R∕{R}_{K}$ and RK=h∕e2{R}_{K}=h∕{e}^{2}RK​=h∕e2 the quantum of resistance. Experimental consequences are discussed and the limit K=1∕2+K=1∕{2}^{+}K=1∕2+ is thoroughly studied at small R∕RKR∕{R}_{K}R∕RK​ through the spin-boson-fermion model.
We investigate a one dimensional quantum fluid coupled to a dissipative bath. The quantum fluid is captured by the canonical Luttinger liquid; the bath is given by the model of Caldeira and Leggett, i.e. a tower of oscillators coupled linearly to the fluid density, ρρρ. The bath can be integrated out exactly, producing an effective interaction for the fluid that is nonlocal in time; we argue that the form corresponding to Ohmic dissipation is generic. Compared to previous works, we compute correlation functions for this minimal model without approximation, including at finite temperature T>0T>0T>0. From these and a Kubo calculation, we conclude that arbitrary dissipation destroys the perfect conductivity of the Luttinger liquid via Zeno localization, even in the absence of a spatial potential; from RG analysis of harmonic terms, we also find that the open Luttinger liquid is significantly more prone to localization by such potentials, in contrast to the usual intuition that baths make systems less localized.