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International Journal of Modern Physics B

SO(4) Symmetry of the Hubbard Model and its Experimental Consequences

Shoucheng Zhang

Published Jan 1, 1991• 28 citations
Publisher

Abstract

The one band Hubbard model on a bi-partite lattice possess a global SO(4) symmetry group which is a direct product of the spin SU(2) and the pseudospin SU(2) symmetry group. Recently, the group theorectical consequence of this symmetry property has been investigated systematically. It is shown that this symmetry property can be used to reduce the complexity of diagonalizing the Hubbard Hamiltonian, and classify all the eigenstates according to the representation of the SO(4) group. It also leads to an exact one-to-one corespondence of the eigenstates at half-filling to that away from half-filling. Most importantly however, it is shown that this symmetry property leads to a direct experimental prediction for the high Tc superconductivity. If the high Tc superconductivity is correctly described by the Hubbard model, then the SO(4) symmetry dictates the existence of a collective mode that only appears below the superconducting transition temperature. Such a mode can be detected in an electron energy loss experiment as a sharp resonance feature. The location of the peak measure the parameters in the Hubbard model, the intensity is proportional to the superconducting order parameter and the width measures the departure of the Hubbard model from reality.

DOI
10.1142/s0217979291000110

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Abstract We discuss the one-dimensional Hubbard model, on finite sites spin chain, in context of the action of the direct product of two unitary groups SU(2)×SU(2). The symmetry revealed by this group is applicable in the procedure of exact diagonalization of the Hubbard Hamiltonian. This result combined with the translational symmetry, given as the basis of wavelets of the appropriate Fourier transforms, provides, besides the energy, additional conserved quantities, which are presented in the case of a half-filled, four sites spin chain. Since we are dealing with four elementary excitations, two quasiparticles called “spinons”, which carry spin, and two other called “holon” and “antyholon”, which carry charge, the usual spin-SU(2) algebra for spinons and the so called pseudospin-SU(2) algebra for holons and antiholons, provide four additional quantum numbers.

Open Physics•May 30, 2012•7 citations
The one band Hubbard model on a bi-partite lattice possess a global SO(4) symmetry group which is a direct product of the spin SU(2) and the pseudospin SU(2) symmetry group. Recently, the group theorectical consequence of this symmetry property has been investigated systematically. It is shown that this symmetry property can be used to reduce the complexity of diagonalizing the Hubbard Hamiltonian, and classify all the eigenstates according to the representation of the SO(4) group. It also leads to an exact one-to-one corespondence of the eigenstates at half-filling to that away from half-filling. Most importantly however, it is shown that this symmetry property leads to a direct experimental prediction for the high Tc superconductivity. If the high Tc superconductivity is correctly described by the Hubbard model, then the SO(4) symmetry dictates the existence of a collective mode that only appears below the superconducting transition temperature. Such a mode can be detected in an electron energy loss experiment as a sharp resonance feature. The location of the peak measure the parameters in the Hubbard model, the intensity is proportional to the superconducting order parameter and the width measures the departure of the Hubbard model from reality.
The Hubbard model possesses a SU(2) pseudospin symmetry, which contains the U(1) phase symmetry as a subgroup. The existence of such symmetry leads to interesting experimental consequences if the U(1) phase symmetry is spontaneously broken, i.e., if the ground state is superconducting. In this case, there must exist a pair of massive collective modes which together with the usual Goldstone mode form a triplet representation of the psuedospin group. These collective modes are collisionless and couple directly to external charge disturbances with wave number \ensuremath{\pi} and can therefore be detected experimentally as sharp resonances.
We make use of a canonical transformation relating the positive U and negative U sectors of the one band Hubbard model to study the global SU(2) pseudospin symmetry in the model, and to investigate the structure of the collective excitation spectrum from a superconducting ground state in the model. New collective modes in this model associated with the SU(2) pseudospin symmetry, recently discussed by Zhang, appear in the pseudo-spinwave spectrum of the transformed problem. Consequences of this mapping for a self dual generalization of the Hubbard model are also discussed.
In this thesis, symmetry and related transformation laws under a suitable unitary transformation are used in the study of the superconducting and magnetic properties of strongly correlated electronic systems. Such a study profits from a recently found global SO(3)×SO(3)×U(1) = [SO(4)×U(1)]/Z2 symmetry in the Hubbard model on a bipartite lattice. The introduction of the square-lattice quantum liquid relies on a general description of the Hubbard model consistent with its exact global SO(3) × SO(3) × U(1) symmetry. Such a quantum liquid is expected to play the same role for many-electron problems with short-range interactions on a square lattice, as a Fermi liquid for three-dimensional isotropic metals. It refers to the Hubbard model on the square lattice in the subspace spanned by the ground state, and the excited states generated by application onto it of one- and two-electron operators. For such a square-lattice quantum liquid only the charge c fermions and spin-neutral two-spinon s1 fermions play an active role. Part of the studies of this thesis use an effective superconductivity theory according to which, for zero spin density m = 0 and the range 0 < x < x∗ of finite hole concentrations of a short-range spin ordered phase, the ground state of the square-lattice quantum liquid of c and s1 fermions with residual interactions is superconducting. (For U/4t > ui ≈ 3/4 the critical hole concentration x∗ increases continuously upon increasing the U/4t value from x∗ = 1/√2 ≈ 0.225 at U/4t = ui to x∗ = 1/ ≈ 0.318 for U/4t → ∞.) Superconductivity emerges naturally from the effects of the residual interactions of the c and s1 fermions and as a side product of the short-range spin correlations. The phase of the c fermion pairs reads = 0 + 1 where the fluctuations of the phases 0 and 1 become large for x → 0 and x → x∗, respectively. For 0 < x < x∗ and x = 0, the symmetry of the action for the phase is a global superconducting U(1) symmetry and a local compact gauge symmetry, respectively. The former U(1) symmetry is identified with the U(1) symmetry of the Hubbard-model global SO(3) × SO(3) × U(1) = [SO(4) × U(1)]/Z2 symmetry. The amplitudes g = g0 g1, g0 = |heiθ0i|, and g1 = |heiθ1i|, their zero-temperature values ˘g ≈ (x/x∗)(1−x/x∗), ˘g0 ≈ (x/x∗), and ˘g1 ≈ (1−x/x∗) and the fluctuations of the phase , play an important role in the physics of the square-lattice quantum liquid. Together with the energy scale 2 0, which gives the maximum magnitude of the s1 fermion spinon pairing energy, they fully control the order parameters of both the short-range spin and long-range superconducting correlations. Indeed, for temperatures T < Tc, the short-range spin ordered phase has both a macroscopic quantum phase-coherent pair superconducting order so that |heiθi| > 0, and a short-range spin order, whereas for Tc < T < T∗ only the latter order prevails yet there remain c fermion pairing correlations such that |heiθ1i| > 0 but heiθ0i = 0. Here the critical temperature Tc and the crossover pseudogap temperature T∗ are fully controlled by the absolute value of the order parameters of the two above orders, respectively. However, the square-lattice quantum liquid alone does not describe quantitatively the unusual properties of the hole-doped cuprates. To fulfill such a goal we profit from a suitable theory according to which the interplay of electronic correlations described by the square-lattice quantum liquid of charge c fermions and spin-neutral two-spinon s1 fermions with intrinsic disorder, is behind the unusual properties of the holedoped hight-temperature cuprate superconductors. By profiting from such an interplay, an excellent quantitative agreement with experiments for the physical quantities of several families of hole-doped cuprates is reached. That includes universal properties such as a dome-like critical-temperature hole-concentration dependence and normal-state linear-T resistivity near optimal doping, extending over a wide temperature window. The results confirm a coexisting two-gap scenario associated with an incoherent two-spinon pairing and a coherent twoc- fermion pairing, respectively. While most of our studies focus on the superconducting and magnetic properties of the square-lattice quantum liquid associated with the Hubbard model on the square lattice, the magnetic properties of a related model – the periodic Anderson model – are also addressed, on the cubic lattice.
Abstract We discuss the one-dimensional Hubbard model, on finite sites spin chain, in context of the action of the direct product of two unitary groups SU(2)×SU(2). The symmetry revealed by this group is applicable in the procedure of exact diagonalization of the Hubbard Hamiltonian. This result combined with the translational symmetry, given as the basis of wavelets of the appropriate Fourier transforms, provides, besides the energy, additional conserved quantities, which are presented in the case of a half-filled, four sites spin chain. Since we are dealing with four elementary excitations, two quasiparticles called “spinons”, which carry spin, and two other called “holon” and “antyholon”, which carry charge, the usual spin-SU(2) algebra for spinons and the so called pseudospin-SU(2) algebra for holons and antiholons, provide four additional quantum numbers.