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Revue de Physique Appliquée

Theory of frequency mixing

C.S. Chang, P. Stehle

Published Jan 1, 1974• 0 citations

Abstract

We develop a quantum field-theoretic method to describe the effect of frequency mixing using Josephson junctions or using an electron beam traversing a succession of microwave cavities. One of our purposes is to discuss the basic mechanism of current modulation and the subsequent radiation in the complete quantum mechanical context. We use the Heisenberg picture, so that the field operators depend on time and state vectors are fixed. It is essential to take quantum mechanical expectation values only for the quantities that are actually observed. Thus, in the case of frequency mixing, we do not evaluate the current but rather the radiated power, which is observable. An evaluation of the current would destroy correlations between Fourier components of the current produced in the first cavity or in the first junction. Leaving the current as an operator permits the correlations produced in the first cavity (junction) to affect the radiation in the second cavity (junction). Another purpose of the approach is to find the possible dependence of the output radiation on the quantum state of the incident radiation preexisting in cavities or in Josephson junctions. In the case of frequency mixing using two microwave cavities where the fields are treated as independent, we show that it is possible to distinguish the case where both cavities are in definite phase-certain coherent states from the phase-uncertain number states by the value of the wave function renormalization constant. However, if the relative phase of the two cavities cannot be defined, this distinction disappears. This indicates that the radiation occurs at the beat frequency even when the cavity fields are taken to be in energy eigenstates, so that no phase whatever can be associated with the fields in those cavities and thus a classical velocity modulation picture does not apply.

DOI: 10.1051/rphysap:0197400901024900

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We develop a quantum field-theoretic method to describe the effect of frequency mixing using Josephson junctions or using an electron beam traversing a succession of microwave cavities. One of our purposes is to discuss the basic mechanism of current modulation and the subsequent radiation in the complete quantum mechanical context. We use the Heisenberg picture, so that the field operators depend on time and state vectors are fixed. It is essential to take quantum mechanical expectation values only for the quantities that are actually observed. Thus, in the case of frequency mixing, we do not evaluate the current but rather the radiated power, which is observable. An evaluation of the current would destroy correlations between Fourier components of the current produced in the first cavity or in the first junction. Leaving the current as an operator permits the correlations produced in the first cavity (junction) to affect the radiation in the second cavity (junction). Another purpose of the approach is to find the possible dependence of the output radiation on the quantum state of the incident radiation preexisting in cavities or in Josephson junctions. In the case of frequency mixing using two microwave cavities where the fields are treated as independent, we show that it is possible to distinguish the case where both cavities are in definite phase-certain coherent states from the phase-uncertain number states by the value of the wave function renormalization constant. However, if the relative phase of the two cavities cannot be defined, this distinction disappears. This indicates that the radiation occurs at the beat frequency even when the cavity fields are taken to be in energy eigenstates, so that no phase whatever can be associated with the fields in those cavities and thus a classical velocity modulation picture does not apply.

Experiments are reported in which two millimeter-wave signals incident on point-contact Josephson junctions produced changes in the junction dc voltage versus current characteristic and an intermediate frequency output whose amplitude depended sensitively on both junction bias and applied power. Equations are derived, based on Josephson's phenomenological equations, for the Josephson current in a junction exposed to two applied rf signals. When the applied signals differ appreciably in frequency, additional constant-voltage steps in the $V\ensuremath{-}I$ curve are predicted which are spaced at the difference frequency. These steps have been observed in experiments employing sources at 64 and 72 Gc/sec. Results of mixing experiments utilizing two sources nearly equal in frequency are reported at 23 and at 72 Gc/sec. In this case the two waves beat together and are equivalent in their effect to a single signal amplitude modulated at the difference frequency. Also explained on the same basis are experiments in which the third harmonic of a signal at 24 Gc/sec mixed with a signal at 72 Gc/sec. These results demonstrate the existence of the Josephson mixing mechanism as opposed to classical nonlinear mixing, and they show that it is operative at microwave and millimeter-wave frequencies over a wide range of power.

The passage of an electron through a cavity resonator is considered for the purpose of studying the appearance of quantum mechanical effects in an essentially classical experiment as the frequency of the electromagnetic field becomes high. Both the electron and the field must be represented, initially, by wave packets---in space and momentum coordinates for the former, and in electric field and vector potential coordinates for the latter---in order to correspond to classically meaningful systems. The velocity of the electron at the output of the cavity is investigated. It is found that the expectation value of velocity has a quantum-mechanical correction term. A more significant effect, however, is the nonvanishing of the expectation value of the square of the deviation from the expectation value (mean square deviation from the mean) of the velocity. This deviation is a random phenomenon which will produce noise in an electron beam. An expression for the mean square deviation, in which the results of electron and field quantization are separately apparent, is derived, and its significance is discussed. An order-of-magnitude calculation is made for the ratio of minimum possible mean square deviation of velocity to velocity increment due to the field, and the frequency for which this ratio becomes unity is calculated for a particular set of conditions to be of the order of 3\ifmmode\times\else\texttimes\fi{}

{10}^{12}

/sec.

The possibility of using very-high-Q superconducting microwave cavities to obtain a strong coupling between the electromagnetic field and a Josephson junction has prompted a study of such systems. Expressions have been obtained describing the dc I-V characteristic of a junction biased so that the Josephson radiation frequency is near a resonance of the cavity in which it is located. The rf power coupled into an X-band (10 GHz) TE011 mode cavity from a weakly coupled junction is approximately 3×10−13 I02 Q W, where I0 is the critical current of the junction and Q is the cavity Q. When the coupling between the junction and cavity is large enough, the I-V characteristic becomes multiple valued and the power coupled to the cavity depends on the state of the system. The maximum power which can be coupled to the cavity is approximately 0.58I0Vdc, where Vdc is the voltage required to bias the junction to the resonant frequency of the cavity.

Starting from the fundamental equations describing the interaction of a system consisting of two Josephson junctions with a single cavity mode, the creation of the coherent state is discussed in the framework of the adiabatic approximation. The condition of synchronization is given. Essentially, it expresses the relation between, on the one hand, the coupling intensity of the Josephson radiator and the Maxwellian field and, on the other, the separation between applied Josephson frequencies and the resonator damping.

We consider a current biased, resistively shunted josephson junction irradiated at two frequencies. The perturbation technique introduced by Aslamasov and Larkin is used in the calculations. Both signals are treated as perturbations. The second order calculation yields the size of the mixing steps atV_{\pm}=h(\omega_{1}\pm\omega_{2})/2e. As in the case of a single frequency we show that subharmonic mixing steps are absent. The amplitude of the voltage oscillation at the difference and sum frequencies is shown to be non-zero at all voltages. We calculate the microwave resistance for one frequency ω2to third order in the perturbation. There are negative resistance regions nearV\pm(as well as nearV_{2}= h\omega_{2}/2e). Near V, the negative resistance region appears for bias voltage V just aboveV_{-}, while near V the region appears for V just belowV_{+}. This means that when an incident frequency mixes with a cavity mode the mixing step atV_{-}will be inverted compared to the cavity step itself.

Abstract The new quantum mechanics could at first be used to answer questions concerning radiation only through analogies with the classical theory. In Heisenberg’s original matrix theory, for instance, it is assumed that the matrix elements of the polarisation of an atom determine the emission and absorption of radiation analogously to the Fourier components in the classical theory. In more recent theories a certain expression for the electric density obtained from the quantum mechanics is used to determine the emitted radiation by the same formulæ as in the classical theory. These methods give satisfactory results in many cases, but cannot even be applied to problems where the classical analogies are obscure or non-existent, such as resonance radiation and the breadths of spectral lines. A theory of radiation has been given by the author which rests on a more definite basis. It appears that one can treat a field of radiation as a dynamical system, whose interaction with an ordinary atomic system may be described by a Hamiltonian function. The dynamical variables specifying the field are the energies and phases of its various harmonic conrponents, each of which is effectively a simple harmonic oscillator. One must, of course, in the quantum theory take these variables to be q-numbers satisfying the proper quantum conditions. One finds then that the Hamiltonian for the interaction of the field with an atom is of the same form as that for the interaction of an assembly of light-quanta with the atom. There is thus a complete formal reconciliation between the wave and light-quantum points of view.