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Physical review. B, Condensed matter

Phase diagram of one-dimensional electron-phonon systems. I. The Su-Schrieffer-Heeger model

Eduardo Fradkin, J. E. Hirsch

Published Feb 1, 1983• 270 citations
Publisher

Abstract

We study the nature of the ground state of the Su-Schrieffer-Heeger model for electron-phonon interactions in one dimension in the half-filled-band case. We consider the cases of spinless electrons ($n=1$) and spin-\textonehalf{} electrons ($n=2$), and discuss the stability of the Peierls-dimerized ground state as a function of the ionic mass and electron-phonon coupling constant. We first consider the zero-mass limit of the theory and extend our results to finite mass using renormalization-group arguments. For spinless electrons, it is found that quantum fluctuations destroy the long-range dimerization order for the small electron-phonon coupling constant if the ionic mass is finite. For spin-\textonehalf{} electrons, the system is dimerized for an arbitrary coupling constant and phonon frequency. Renormalization-group trajectories show that the low-energy behavior of the system is governed by the zero-mass limit of the theory, an $n$-component Gross-Neveu model. Monte Carlo simulations are performed for the model at finite phonon frequencies, and the results are compared with the static limit result. We study in particular the set of parameters appropriate for polyacetylene and find a 15% reduction in the phonon order parameter due to fluctuations of the phonon field. A finite-size scaling analysis of the numerical data for the cases $n=1 \mathrm{and} 2$ is performed, which confirms the results obtained from the renormalization-group analysis.

DOI
10.1103/physrevb.27.1680

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We study the nature of the ground state of a one-dimensional electron-phonon model for molecular crystals: The phonons are assumed dispersionless and couple to the local electronic density. We consider the half-filled-band sector and discuss the stability of the Peierls-dimerized ground state as a function of the phonon frequency ($\ensuremath{\omega}$), electron-phonon coupling constant ($\ensuremath{\lambda}$), and number of components of the electron spin ($n$). First, we discuss the properties of the model in the limiting cases of zero frequency and infinite frequency. We then perform a strong coupling expansion which maps the system onto a spinless fermion model with nearest-neighbor repulsion for both spinless and spin-\textonehalf{} electrons, but with different parameters in both cases. Finally, we perform a numerical study of the system using a Monte Carlo technique. We study the behavior of the order parameter and of correlation functions for various points in parameter space. We also perform a finite-size---scaling analysis of the numerical data. The conclusions of our study are the following: For the case of spinless electrons, there exists always a disordered phase for small coupling constant, and the system undergoes an infinite-order transition to a Peierls-dimerized state as the coupling constant increases beyond a critical value. The phase diagram is divided between a disordered and an ordered region by a line that connects the points ($\ensuremath{\omega}=0$, $\ensuremath{\lambda}=0$) and ($\ensuremath{\omega}=\ensuremath{\infty}$, $\ensuremath{\lambda}=\ensuremath{\infty}$). For the case of spin-\textonehalf{} electrons, the system is dimerized for arbitrary $\ensuremath{\lambda}$ and $\ensuremath{\omega}$ except in the limit $\ensuremath{\omega}=\ensuremath{\infty}$.

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Effect of Quantum Fluctuations on the Peierls Instability: A Monte Carlo Study

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The effect of quantum fluctuations of the phonon field on the ground-state character of one-dimensional electron-phonon systems is studied with a numerical simulation technique. Two different electron-phonon models are studied, both for spinless and spin-\textonehalf{} electrons, in the half-filled-band case. In both models, it is found that in the spinless case quantum fluctuations destroy the long-range dimerization order for small electron-phonon coupling constant $\ensuremath{\lambda}$. For the spin-\textonehalf{} case, the results are consistent with the Peierls transition occurring at $\ensuremath{\lambda}=0$.

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Metal-insulator transition in the one-dimensional Holstein model at half filling

Eric Jeckelmann, Chunli Zhang, Steven R. White

We study the one-dimensional Holstein model with spin-$\frac{1}{2}$ electrons at half filling. Ground-state properties are calculated for long chains with great accuracy using the density-matrix renormalization-group method and extrapolated to the thermodynamic limit. We show that for small electron-phonon coupling or large phonon frequency, the insulating Peierls ground state predicted by mean-field theory is destroyed by quantum lattice fluctuations and that the system remains in a metallic phase with a nondegenerate ground state and power-law electronic and phononic correlations. When the electron-phonon coupling becomes large or the phonon frequency small, the system undergoes a transition to an insulating Peierls phase with a twofold degenerate ground state, long-range charge-density-wave order, a dimerized lattice structure, and a gap in the electronic excitation spectrum.

arXiv:cond-mat/9903149•Physical review. B, Condensed matter•Sep 15, 1999•102 citations
We study the nature of the ground state of the Su-Schrieffer-Heeger model for electron-phonon interactions in one dimension in the half-filled-band case. We consider the cases of spinless electrons (n=1n=1n=1) and spin-\textonehalf{} electrons (n=2n=2n=2), and discuss the stability of the Peierls-dimerized ground state as a function of the ionic mass and electron-phonon coupling constant. We first consider the zero-mass limit of the theory and extend our results to finite mass using renormalization-group arguments. For spinless electrons, it is found that quantum fluctuations destroy the long-range dimerization order for the small electron-phonon coupling constant if the ionic mass is finite. For spin-\textonehalf{} electrons, the system is dimerized for an arbitrary coupling constant and phonon frequency. Renormalization-group trajectories show that the low-energy behavior of the system is governed by the zero-mass limit of the theory, an nnn-component Gross-Neveu model. Monte Carlo simulations are performed for the model at finite phonon frequencies, and the results are compared with the static limit result. We study in particular the set of parameters appropriate for polyacetylene and find a 15% reduction in the phonon order parameter due to fluctuations of the phonon field. A finite-size scaling analysis of the numerical data for the cases n=1and2n=1 \mathrm{and} 2n=1and2 is performed, which confirms the results obtained from the renormalization-group analysis.
We study the nature of the ground state of a one-dimensional electron-phonon model for molecular crystals: The phonons are assumed dispersionless and couple to the local electronic density. We consider the half-filled-band sector and discuss the stability of the Peierls-dimerized ground state as a function of the phonon frequency ($\ensuremath{\omega}$), electron-phonon coupling constant ($\ensuremath{\lambda}$), and number of components of the electron spin (nnn). First, we discuss the properties of the model in the limiting cases of zero frequency and infinite frequency. We then perform a strong coupling expansion which maps the system onto a spinless fermion model with nearest-neighbor repulsion for both spinless and spin-\textonehalf{} electrons, but with different parameters in both cases. Finally, we perform a numerical study of the system using a Monte Carlo technique. We study the behavior of the order parameter and of correlation functions for various points in parameter space. We also perform a finite-size---scaling analysis of the numerical data. The conclusions of our study are the following: For the case of spinless electrons, there exists always a disordered phase for small coupling constant, and the system undergoes an infinite-order transition to a Peierls-dimerized state as the coupling constant increases beyond a critical value. The phase diagram is divided between a disordered and an ordered region by a line that connects the points ($\ensuremath{\omega}=0$, $\ensuremath{\lambda}=0$) and ($\ensuremath{\omega}=\ensuremath{\infty}$, $\ensuremath{\lambda}=\ensuremath{\infty}$). For the case of spin-\textonehalf{} electrons, the system is dimerized for arbitrary $\ensuremath{\lambda}$ and $\ensuremath{\omega}$ except in the limit $\ensuremath{\omega}=\ensuremath{\infty}$.
The effect of quantum fluctuations of the phonon field on the ground-state character of one-dimensional electron-phonon systems is studied with a numerical simulation technique. Two different electron-phonon models are studied, both for spinless and spin-\textonehalf{} electrons, in the half-filled-band case. In both models, it is found that in the spinless case quantum fluctuations destroy the long-range dimerization order for small electron-phonon coupling constant $\ensuremath{\lambda}$. For the spin-\textonehalf{} case, the results are consistent with the Peierls transition occurring at $\ensuremath{\lambda}=0$.
The interplay between electron-electron and electron-phonon interactions is studied in a one-dimensional lattice model by means of a variational Monte Carlo method based on generalized Jastrow-Slater wave functions. Here, the fermionic part is constructed by a pair-product state, which explicitly depends on the phonon configuration, thus including the electron-phonon coupling in a backflow-inspired way. We report the results for the Hubbard model in the presence of the Su-Schrieffer-Heeger coupling to optical phonons, both at half filling and upon hole doping. At half filling, the ground state is either a translationally invariant Mott insulator, with gapless spin excitations, or a Peierls insulator, which breaks translations and has fully gapped excitations. Away from half filling, the charge gap closes in both Mott and Peierls insulators, turning the former into a conventional Luttinger liquid (gapless in all excitation channels). In the latter case, instead, a finite spin gap remains at small doping. Even though consistent with the general theory of interacting electrons in one dimension, the existence of such a phase (with gapless charge but gapped spin excitations) has never been demonstrated in a model with repulsive interaction and with only two Fermi points. Since the spin-gapped metal represents the one-dimensional counterpart of a superconductor, our results furnish evidence that a true off-diagonal long-range order may exist in the two-dimensional case.
"We have studied the extended Hubbard and the Peierls-extended Hubbard models in one dimension using primarily computational methods. We discuss the derivation of the models and the computational methods used to study them, focusing primarily on our extensions over existing numerical methods. In particular, we present the construction of ""operator-loop"" updates for spin-1/2 fermions and the inclusion of electron-phonon interactions in the Stochastic Series Expansion Quantum Monte Carlo method and the use of Quantum Parallel Tempering to improve the quality of the numerical data. For the extended Hubbard model at half-filling, we have confirmed the existence of a recently reported bond-order wave phase for the ground state in a small region of parameter space between the well-known charge- and spin-density wave phases. We have studied in detail the nature of the associated quantum phase transitions between all the phases. Upon doping away from half-filling, the doubly-degenerate, spin and charge gapped long-range-ordered ground states of the model are shown to evolve to a Luther-Emery liquid with no charge gap but a finite spin gap. For the Peierls-extended Hubbard model, which includes both electron-phonon and electron-electron interactions, we have studied the dimerization transition of the half-filled system in the presence of fully quantum mechanical phonons. We show that the transition to a dimerized state occurs only when the electron-phonon coupling exceeds a finite critical value that depends on the bare phonon frequency. This is in contrast to previous studies in similar models with adiabatic phonons that had predicted a dimerized state for arbitrarily small values of the electron-phonon coupling."
We study one-dimensional Su-Schrieffer-Heeger (SSH) models with quantum phonons using a continuous-time quantum Monte Carlo method. Within statistical errors, we obtain identical results for the SSH model with acoustic phonons, and a related model with a coupling to an optical bond phonon mode. Based on this agreement, we first study the Peierls metal-insulator transition of the spinless SSH model, and relate it to the Kosterlitz-Thouless transition of a spinless Luttinger liquid. In the Peierls phase, the spectral functions reveal the single-particle and charge gap, and a central peak related to long-range order. For the spinful SSH model, which has a dimerized ground state for any nonzero coupling, we reveal a symmetry-related degeneracy of spin and charge excitations, and the expected spin and charge gaps as well as a central peak. Finally, we study the SSH-UVUVUV model with electron-phonon and electron-electron interaction. We observe a Mott phase with critical spin and bond correlations at weak electron-phonon coupling, and a Peierls phase with gapped spin excitations at strong coupling. We relate our findings to the extended Hubbard model, and discuss the physical origin of the agreement between optical and acoustic phonons.
We study the one-dimensional Holstein model with spin-12\frac{1}{2}21​ electrons at half filling. Ground-state properties are calculated for long chains with great accuracy using the density-matrix renormalization-group method and extrapolated to the thermodynamic limit. We show that for small electron-phonon coupling or large phonon frequency, the insulating Peierls ground state predicted by mean-field theory is destroyed by quantum lattice fluctuations and that the system remains in a metallic phase with a nondegenerate ground state and power-law electronic and phononic correlations. When the electron-phonon coupling becomes large or the phonon frequency small, the system undergoes a transition to an insulating Peierls phase with a twofold degenerate ground state, long-range charge-density-wave order, a dimerized lattice structure, and a gap in the electronic excitation spectrum.