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Journal of Applied Physics

Strongly correlated electron ground-state energy approximations for Anderson-like models

Jay D. Mancini, Charles D. Potter, Samuel P. Bowen

Published Apr 15, 1987• 5 citations
Publisher

Abstract

We report preliminary results of convergence properties for nonperturbative resolvent approximations to Anderson-like models of magnetic ions in metals. Our study is initially focused on the spin- 1/2 Anderson model for magnetic impurities, but the methods studied can include multiplet and crystal-field effects which are needed for more accurate descriptions of real systems. We will compare the nonperturbative Lanczos method (tridiagonalization) and similar truncation schemes to exact ground-state energies for the impurity model and assess the efficacy of these nonperturbative approaches to understanding the Anderson lattice, heavy fermions, and other strongly interacting electronic systems.

DOI
10.1063/1.337829

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We report preliminary results of convergence properties for nonperturbative resolvent approximations to Anderson-like models of magnetic ions in metals. Our study is initially focused on the spin- 1/2 Anderson model for magnetic impurities, but the methods studied can include multiplet and crystal-field effects which are needed for more accurate descriptions of real systems. We will compare the nonperturbative Lanczos method (tridiagonalization) and similar truncation schemes to exact ground-state energies for the impurity model and assess the efficacy of these nonperturbative approaches to understanding the Anderson lattice, heavy fermions, and other strongly interacting electronic systems.
Various methods and approximation schemes are used to study many-electron interacting systems. Two important many-particle models, the Anderson model and the Hubbard model, and their electromagnetic properties have been investigated in many parameter regimes, and applied to physical systems. An Anderson single-impurity model Hamiltonian based calculation of the magnetic susceptibility is performed for YbN in the presence of crystal fields using an alteration of the Non-Crossing Approximation proposed by Zwicknagl et.al., incorporating parameters obtained from ab initio band structure calculations. It yields good agreement with experimental data. For the Anderson lattice model, a variational scheme which uses specific many-electron wavefunctions as basis is applied to both one- and two-dimensional systems represented by symmetric Anderson lattice Hamiltonians. Without much computational effort, the ground state energy is well approximated, especially in strong-coupling limit. Some electronic properties are examined using the variational ground state wavefunction. The one-dimensional Hubbard model has been solved exactly for small-size clusters by diagonalizing the Hamiltonian in the basis of many-electron Bloch states. The results for the energy spectrum and eigenfunctions of the ground state and low-lying excited states are presented. Also, mean field calculations of the two-dimensional single-band Hubbard model and Cu-O lattice model (three-band Hubbard model) are carried out for various physical quantities including the energy, occupation probability, staggered magnetization, momentum distribution Fermi surface and density of states, by using a projection operator formalism. To develop a systematic approach to solving many-electron problems, the many-particle partition function for the free electron gas system is explored using a cumulant expansion scheme. Starting from the ground state, the partition function can be approximated to any order in terms of excitation energy. Its application to interacting systems such as the Anderson model and the Hubbard model is briefly discussed.
Abstract A systematic nonperturbative scheme for calculating the ground state energy is adapted for studying systems of strongly correlated electrons on a lattice. It includes a method for calculating the cumulants of the Hamiltonian and a method, using the t-expansion, for constructing successive approximations to the ground state energy by these cumulants. The scheme is applied to spinless fermion and Hubbard models, and a method is proposed to overcome the problems found in previous attempts to use this scheme to study the Hubbard model.
Lattice density functional theory (LDFT) is used to investigate spin excitations in the single-impurity Anderson model. In this method, the single-particle density matrix ${\ensuremath{\gamma}}_{ij\ensuremath{\sigma}}$ with respect to the lattice sites replaces the wave function as the basic variable of the many-body problem. A recently developed two-level approximation (TLA) to the interaction-energy functional $W[\ensuremath{\gamma}]$ is extended to systems having spin-polarized density distributions and bond orders. This allows us to investigate the effect of external magnetic fields and, in particular, the important singlet-triplet gap $\ensuremath{\Delta}E$, which determines the Kondo temperature. Applications to finite Anderson rings and square lattices show that the gap $\ensuremath{\Delta}E$ as well as other ground-state and excited-state properties are very accurately reproduced. One concludes that the spin-polarized TLA is reliable in all interaction regimes, from weak to strong correlations, for different hybridization strengths and for all considered impurity valence states. In this way the efficiency of LDFT to account for challenging electron-correlation effects is demonstrated.
Strongly correlated electron systems show a rich variety of astonishing physical phenomena. However, the strong interactions make the theoretical description of these systems a highly non-trivial task. Even the simplest models cannot be solved exactly, and one has to reside to approximative solutions, which often cover only certain aspects of the physics contained in these models. In recent years progress has been made in the theoretical description of correlated lattice systems through the mapping of lattice models onto effective impurity models. The most prominent example is the mapping of the Hubbard model onto an effective single impurity Anderson model (SIAM). Within this description both models feature the prominent Kondo effect, which leads to the emergence of low energy quasiparticles. The occurrence of such excitations is a result of the dynamical screening of local magnetic moments and the corresponding formation of a low temperature Fermi liquid phase. On the other hand these theories usually fail in the description of non Fermi liquid behavior, which is for example observed in the normal state of high temperature superconductors and some Heavy-Fermion systems. Strong nonlocal fluctuations drive the dynamics of these systems. In the theoretical treatment, due to the mapping of the lattice problem to an effective single impurity problem, these fluctuations are not adequately described.\\\\ In this thesis a new self-consistent approach for the inclusion of spatial correlations is presented for the Hubbard model. In contrast to existing quantum cluster theories in this field, the approach allows for the simultaneous description of short and long range pair correlations. Due to the intimate connection of this new lattice theory with the two impurity Anderson model (TIAM) a thorough numerical investigation of the TIAM is undertaken in this thesis. The competition of the Kondo effect with the RKKY interactions is studied in great detail. Furthermore two new solvers for the TIAM are introduced, which extend existing non crossing approximations for the SIAM.