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Physical Review B

Spin-polarized density-matrix functional theory of the single-impurity Anderson model

W. Töws, G. M. Pastor

Published Dec 20, 2012• 13 citations
Publisher

Abstract

Lattice density functional theory (LDFT) is used to investigate spin excitations in the single-impurity Anderson model. In this method, the single-particle density matrix ${\ensuremath{\gamma}}_{ij\ensuremath{\sigma}}$ with respect to the lattice sites replaces the wave function as the basic variable of the many-body problem. A recently developed two-level approximation (TLA) to the interaction-energy functional $W[\ensuremath{\gamma}]$ is extended to systems having spin-polarized density distributions and bond orders. This allows us to investigate the effect of external magnetic fields and, in particular, the important singlet-triplet gap $\ensuremath{\Delta}E$, which determines the Kondo temperature. Applications to finite Anderson rings and square lattices show that the gap $\ensuremath{\Delta}E$ as well as other ground-state and excited-state properties are very accurately reproduced. One concludes that the spin-polarized TLA is reliable in all interaction regimes, from weak to strong correlations, for different hybridization strengths and for all considered impurity valence states. In this way the efficiency of LDFT to account for challenging electron-correlation effects is demonstrated.

DOI
10.1103/physrevb.86.245123

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Lattice density functional theory (LDFT) is used to investigate spin excitations in the single-impurity Anderson model. In this method, the single-particle density matrix \ensuremathγij\ensuremathσ{\ensuremath{\gamma}}_{ij\ensuremath{\sigma}}\ensuremathγij\ensuremathσ​ with respect to the lattice sites replaces the wave function as the basic variable of the many-body problem. A recently developed two-level approximation (TLA) to the interaction-energy functional W[\ensuremathγ]W[\ensuremath{\gamma}]W[\ensuremathγ] is extended to systems having spin-polarized density distributions and bond orders. This allows us to investigate the effect of external magnetic fields and, in particular, the important singlet-triplet gap \ensuremathΔE\ensuremath{\Delta}E\ensuremathΔE, which determines the Kondo temperature. Applications to finite Anderson rings and square lattices show that the gap \ensuremathΔE\ensuremath{\Delta}E\ensuremathΔE as well as other ground-state and excited-state properties are very accurately reproduced. One concludes that the spin-polarized TLA is reliable in all interaction regimes, from weak to strong correlations, for different hybridization strengths and for all considered impurity valence states. In this way the efficiency of LDFT to account for challenging electron-correlation effects is demonstrated.
The Hubbard model is investigated in the framework of lattice density functional theory (LDFT). The single-particle density matrix ${\ensuremath{\gamma}}_{\mathrm{ij}}$ with respect to the lattice sites is considered as the basic variable of the many-body problem. A new approximation to the interaction-energy functional $W[\ensuremath{\gamma}]$ is proposed which is based on its scaling properties and which recovers exactly the limit of strong electron correlations at half-band filling. In this way, a more accurate description of W is obtained throughout the domain of representability of ${\ensuremath{\gamma}}_{\mathrm{ij}},$ including the crossover from weak to strong correlations. As examples of applications results are given for the ground-state energy, charge-excitation gap, and charge susceptibility of the Hubbard model in one-, two-, and three-dimensional lattices. The performance of the method is demonstrated by comparison with available exact solutions, with numerical calculations, and with LDFT using a simpler dimer ansatz for W. Goals and limitations of the different approximations are discussed.
Recent developments in the density-functional theory of electron correlations in many-body lattice models are reviewed. The theoretical framework of lattice density-functional theory (LDFT) is briefly recalled, giving emphasis to its universality and to the central role played by the single-particle density-matrix γ . The Hubbard model and the Anderson single-impurity model are considered as relevant explicit problems for the applications. Real-space and reciprocal-space approximations to the fundamental interaction-energy functional W [ γ ] are introduced, in the framework of which the most important ground-state properties are derived. The predictions of LDFT are contrasted with available exact analytical results and state-of-the-art numerical calculations. Thus, the goals and limitations of the method are discussed.
The dimerized one-dimensional Hubbard model is studied in the framework of lattice density-functional theory (LDFT). The single-particle density matrix ${\ensuremath{\gamma}}_{\mathrm{ij}}$ with respect to the lattice sites is considered as the basic variable. The corresponding interaction-energy functional $W[{\ensuremath{\gamma}}_{\mathrm{ij}}]$ is defined by Levy's constrained search. Exact numerical results are obtained for $W({\ensuremath{\gamma}}_{12},{\ensuremath{\gamma}}_{23}),$ where ${\ensuremath{\gamma}}_{12}={\ensuremath{\gamma}}_{i,i+1}$ for odd i and ${\ensuremath{\gamma}}_{23}={\ensuremath{\gamma}}_{i,i+1}$ for even i are the nearest-neighbor density-matrix elements along the chain. The domain of representability of ${\ensuremath{\gamma}}_{\mathrm{ij}}$ and the functional dependence of $W({\ensuremath{\gamma}}_{12},{\ensuremath{\gamma}}_{23})$ are analyzed. A simple, explicit approximation to $W({\ensuremath{\gamma}}_{12},{\ensuremath{\gamma}}_{23})$ is proposed, which is derived from scaling properties of W, exact dimer results, and known limits. Using this approximation, LDFT is applied to determine ground-state properties and charge-excitation gaps of finite and infinite dimerized chains as a function of the Coulomb-repulsion strength U/tU/tU/t and of the alternation $\ensuremath{\delta}t$ of the hopping integrals tij{t}_{\mathrm{ij}}tij​ ${(t}_{\mathrm{ij}}=t\ifmmode\pm\else\textpm\fi{}\ensuremath{\delta}t).$ The accuracy of the method is demonstrated by comparison with available exact solutions and accurate numerical calculations. Goals and limitations of the present approach are discussed particularly concerning its ability to describe the crossover from weak to strong electron correlations.
In this Thesis, we develop and apply an accurate method to determine the ground-state properties of strongly-correlated electrons in the framework of lattice model Hamiltonians. In lattice density-functional theory (LDFT) the basic variable is the one-particle density matrix γ. From a generalized HK theorem, the ground state energy Egs[γgs] = minγ E[γ] is obtained by minimizing the energy-functional E[γ] over all the physical or representable γ. The energy functional can be divided into two contributions: the kinetic-energy functional T [γ], which linear dependence on γ is exactly known, and the correlation-energy functional W [γ], which dependence on γ is not explicitly known. Finding accurate approximations for W [γ] constitutes the actual challenge of this thesis. Part of this work is based on previous studies which derive an approximation of W [γ] for the Hubbard Hamiltonian based on scaling hypothesis and an exact analytical results for the Hubbard dimer. However, this approach is limited to spin independent and homogeneous systems. In order to extend the scope of LDFT, we have developed three different approaches to derive W [γ] in order to study broken symmetry problems. First we extend the previous scaling functional to system having charge transfer. By a systematic study of the dependence of W [γ] on the charge distribution we find similar scaling properties as for the homogeneous case. An extension to the Hubbard model on bipartite lattices is then derived and applied to finite and infinite systems with repulsive and attractive interactions. The high accuracy of this functional is demonstrated. Nevertheless, this approach is difficult to transfer to more complex systems, since the calculation of W [γ] applies to the system as a whole. To overcome this problem, we derive another approximation based on local scaling properties. This functional is formulated on-site so that it can be applied to any ordered or disordered Hamiltonian with on-site interaction. As applications we study the metal-insulator transition in the ionic Hubbard model in oneand two-dimensions, as well as the one-dimensional Hubbard chain with first and second nearest neighbor hoppings. Finally, we develop a numerical approach of W [γ], on the basis on exact diagonalizations of an effective many-body Hamiltonian corresponding to a cluster surrounded by an effective medium. This effective Hamiltonian depends on the density matrix γ and allows to derive approximation to W [γ] which improve systematically with increasing cluster size. The formulation is spin-dependent and allows a straightforward generalization to multi-orbital correlated systems such spd-Hamiltonians. In addition it take into account the effects of short-range charge and spin fluctuations in the functional. The accuracy of the method is demonstrated for the Hubbard model by comparison with the Bethe-Ansatz solution (1D) and quantum Monte Carlo simulations (2D). Finally, an outlook or relevant future developments of the theory is provided.
An essential role for the description of correlated quantum many-particle systems is played by impurity problems. These consist of a small number of localized orbitals, where the electrons are subject to a Coulomb-interaction, coupled to noninteracting bath degrees of freedom. Impurity models are used for the description of magnetic impurities in metals, of quantum points in nanostructures, and in the context of the dynamical mean field theory (DMFT). For their solution a large number of numerical methods exists. We mention here quantum Monte Carlo methods, the numerical renormalization group, or the exact diagonalization method. In this thesis we introduce a new approach to impurity problems, which is based on the functional renormalization group (fRG). In contrast to the methods mentioned above this approach is approximative, but it can be applied with comparatively lower numerical effort. The aim of this thesis is to examine the advantages and limits of this method. An important role in this connection is played by the single impurity Anderson model (SIAM), which is already understood very well with other methods and is seen as a prototype for models with strong local correlations. The spin fluctuations of this model are governed by the so-called Kondo energy scale and a central question of this thesis is whether this scale can be reproduced with our approach. We begin with a short introduction to the Green's function formalism for correlated quantum many particle systems. Then the fRG flow equations for the one-particle irreducible vertex functions are deduced, and several approximation schemes are discussed. In chapter 4 we introduce the fRG scheme used in this thesis. At first the SIAM is mapped to a semi-infinite chain, in which the interacting orbital is given by the first site of this chain. The system is then subdivided into two parts. The first part, which is called 'core', consists of the interacting orbital and the first L bath sites. The remaining bath sites form the second part. At the beginning both parts are decoupled from each other such that the core can be solved exactly. Starting with this exact solution the coupling between the core and the remaining bath sites is switched on slowly in a renormalization group flow. This way it is possible to calculate the one-particle and two-particle correlation functions on the correlated site. We call this flow scheme 'hybridization flow'. The flow equations are formulated in an effective theory on the first bath site outside the core, which turns out to be advantageous compared to other implementations of the hybridization flow. In chapter 5 this hybridization flow method is applied to the SIAM with semi-elliptic bath density of states. We discuss the differences which arise for different core-sizes (L = 0,1,2,3) and for different truncations of the fRG flow equations. In the cases L=0 and L=2 the local Fermi liquid properties of the SIAM and the associated Kondo scale can not be reproduced in both approximation schemes. For the core sizes L=1 and L=3 the ground state of the core is already a spin singlet state in the beginning of the flow and the Fermi liquid properties are reproduced. The Kondo energy scale, which determines the width of the central quasi-particle peak and the size of the local spin-susceptibility, is however not accurately resolved. This is partly due to the finite temperature used in our implementation such that for larger interaction strength the temperature is above the Kondo energy scale. The application of the hybridization flow method to quantum impurity problems in the context of the DMFT is discussed in chapter 6. In this approach lattice models with a local interaction, like the Hubbard model, are mapped to an effective impurity problem for a single lattice site embedded in a dynamical mean field representing the influence of the other electrons. This scheme is exact in infinitely many dimensions and a nonperturbative approximation method for finite-dimensional systems. In particular the Mott metal-insulator transition in the Hubbard model is successfully described by this method. One class of quantities, which is easily accessible from the hybridization flow scheme, is given by the local two-particle correlation functions. These play an essential role in non-local extensions of the DMFT. Therefore we mainly focus on these quantities. At first we apply our flow scheme to the Hubbard model on the Bethe lattice in infinite dimensions and calculate the local one-particle irreducible vertex functions in the insulating and the metallic phase in good agreement with previous calculations, which use the exact diagonalization method as impurity solver. After this we extend our flow scheme to a cluster DMFT method, which includes short-range antiferromagnetic correlations and calculate again the local and non-local vertex functions for the two-dimensional Hubbard model. We compare these to the results of the single-site DMFT.
The inhomogeneous Hubbard model is investigated in one and two dimensions by using lattice density-functional theory (LDFT). The ground-state energy E=T+WE=T+WE=T+W is regarded as a functional of the single-particle density matrix $\ensuremath{\gamma}$, where $T[\ensuremath{\gamma}]$ represents the kinetic and crystal-field energy, and $W[\ensuremath{\gamma}]$ the interaction energy. Besides the known functional $T[\ensuremath{\gamma}]$ we propose a simple scaling approximation to the interaction energy $W[\ensuremath{\gamma}]$, which is based on exact results for the Hubbard dimer and on a scaling hypothesis within the domain of representability of $\ensuremath{\gamma}$. As applications we consider the Hubbard model on one- and two-dimensional bipartite lattices. Several ground-state properties are determined including the kinetic and Coulomb energy, density distribution, nearest-neighbor bond order, and charge gap. Comparison with exact Lanczos diagonalizations shows that LDFT with the scaled dimer approximation to $W[\ensuremath{\gamma}]$ yields a quite accurate description of the interplay between correlations and charge redistributions, from weak to strong coupling regimes, and for all band fillings. Goals and limitations of the present approach are discussed.