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International Journal of Modern Physics B

THE SINGLE-SITE APPROXIMATION TO THE HUBBARD MODEL

MASSIMO CORRIAS

Published Jun 30, 1993• 0 citations
Publisher

Abstract

The diagrammatic formulation of the single-site approximation to the Hubbard model immediately yields the exact solution to the Falikov-Kimball model in infinite dimensions. By an extension of the alloy analogy, we then derive a two-fluid model, dividing self-consistently the electron system among itinerating and relatively localized particles. Our theory coincides with the CPA only the at half-filling and u=∞. We start by studying the mean field approximation to our theory and identify a phase boundary in the particle density-interaction strength (n−u) plane at which the Fermi liquid model breaks down. Then the effect of fluctuations in the Fermi liquid regime is considered and, finally, we construct, at half-filling, a model which interpolates between the Fermi liquid and the Mott insulating phases.

DOI
10.1142/s0217979293002985

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The diagrammatic formulation of the single-site approximation to the Hubbard model immediately yields the exact solution to the Falikov-Kimball model in infinite dimensions. By an extension of the alloy analogy, we then derive a two-fluid model, dividing self-consistently the electron system among itinerating and relatively localized particles. Our theory coincides with the CPA only the at half-filling and u=∞. We start by studying the mean field approximation to our theory and identify a phase boundary in the particle density-interaction strength (n−u) plane at which the Fermi liquid model breaks down. Then the effect of fluctuations in the Fermi liquid regime is considered and, finally, we construct, at half-filling, a model which interpolates between the Fermi liquid and the Mott insulating phases.
For pt.I see Physics B, vol.163, p.527 (1990). An exact diagrammatic analysis of the electron self-energy in the Hubbard and related models is given within the local approximation. Contact is made with recent work for dimension d= infinity where the local approximation becomes exact. It is shown that the approximate method of paper I of the series may be fitted into the new framework and yields sensible results for the Anderson impurity model. This lends weight to the prediction of I that for paramagnetic solutions of the Hubbard model Fermi liquid behaviour breaks down in a whole region of the T=0 phase diagram, not just for a half-filled band where the Mott transition occurs.
Abstract We present a T = 0 K renormalization group (RG) phase diagram for the electronic Hubbard model in two dimensions on the square lattice at half filling. The RG procedure treats quantum fluctuations in the single particle occupation number nonperturbatively via the unitarily decoupling of one electronic state at every RG step. The resulting phase diagram thus possesses the quantum fluctuation energy scale (ω) as one of its axes. A relation is derived between ω and the effective temperature scale upto which gapless, as well as emergent gapped phases can be obtained. We find that the normal and insulating phases of the half-filled Hubbard model correspond, for any on-site repulsion, to a marginal Fermi liquid normal phase and a topologically-ordered gapped Mott insulating liquid respectively. The marginal Fermi liquid is found to arise from singular forward scattering in directions normal to the nested Fermi surface, while singular backscattering events lead to Mott liquid state. The transition between these two phases involves passage through a pseudogapped phase bookended by Fermi surface topology-changing Lifshitz transitions. The pseudogap phase is observed to arise from the electronic differentiation encoded within the nested Fermi surface, and involves the gradual gapping of the Fermi surface from antinodes to nodes via charge and spin excitations that are mutually entangled. We obtain effective Hamiltonians for various phases, as well as wavefunctions for the low-energy many-body eigenstates of the Mott liquid. Benchmarking of the ground-state energy per particle and the double-occupancy fraction for the Mott liquid against existing numerical results yields excellent agreement. Presence of a Néel ordering symmetry-breaking perturbation in the RG leads to an antiferromagnetic spin-ordered charge insulating Mott state. Our results thus offer novel insights on a variety of aspects of the Mott–Hubbard problem, and can be extended to the doped system.
We develop a new mean field-theory for systems with on-site correlations, like the Hubbard and Anderson models. It consists in a generalization of the saddle-point approximation to the functional integral representation proposed by Kotliar and Ruckenstein to more than one saddle point. It contains also the alloy analog approximation proposed by Hubbard as a particular case. For a half-filled Hubbard model and a model density of states appropriate for three dimensions, we obtain a metal to insulator transition as U increases. The effective Hamiltonian for the insulating phase contains two split bands (rather than only one with an extremely heavy mass) which reproduce correctly the Green’s functions of the atomic limit.
The previous chapter is devoted to the formulation of DMFT and applications that are exact in the limit of infinite dimensions; however, in finite dimensions this is only a single-site approximation. The present chapter is devoted to clusters and other methods to treat correlation between sites. The equations are derived in a unified way, applicable to a single site or a cluster. For a cluster with more than one site there are various ways to choose the boundary conditions and the embedding procedure, and special care must be taken to satisfy causality and translation invariance. A few selected applications illustrate different techniques and results for Hubbard-type models. The essential features of DMFT are brought out in the previous chapter in the simplest form: the single-site approximation in which correlation between sites can be neglected. In this case the self-energy due to interactions can be calculated using an auxiliary system of a single site embedded in an effective medium that represents the surrounding crystal. The resulting many-body problem is equivalent to an Anderson impurity model that must be solved self-consistently. The results are exact for infinite dimensions d → ∞; however, in any finite dimension, i.e., real systems, this is just a mean-field approximation analogous to the Weiss mean field in magnetic systems or the CPA for disordered alloys. There are, however, many important properties and phenomena that require us to go beyond mean-field approximations. For example, basic questions concerning the nature of a metal–insulator transition can be established only by quantitative assessment of the correlations between different sites. Is a single site sufficient (the central idea in the arguments by Mott discussed in Sec. 3.2) or is correlation between sites (for example, an ordered antiferromagnetic state) essential for interactions to lead to an insulating state? A complete theory must establish the range of correlation needed to understand the mechanisms and to make quantitative calculations. A striking example that requires a k -dependent self-energy is the opening of a “pseudogap” in only part of the Brillouin zone in a high-temperature superconductor, as illustrated in Fig. 2.16. This chapter is devoted to methods that go beyond the single-site approximation to take into account interactions and correlations between electrons on sites.
In this work, we study the extended Falicov-Kimball model at half-filling within the Hartree-Fock approach (HFA) (for various crystal lattices) and compare the results obtained with the rigorous ones derived within the dynamical mean field theory (DMFT). The model describes a system, where electrons with spin-↓ are itinerant (with hopping amplitude t), whereas those with spin-↑ are localized. The particles interact via on-site U and intersite V density-density Coulomb interactions. We show that the HFA description of the ground state properties of the model is equivalent to the exact DMFT solution and provides a qualitatively correct picture also for a range of small temperatures. It does capture the discontinuous transition between ordered phases at U = 2V for small temperatures as well as correct features of the continuous order-disorder transition. However, the HFA predicts that the discontinuous boundary ends at the isolated-critical point (of the liquid-gas type) and it does not merge with the continuous boundary. This approach cannot also describe properly a change of order of the continuous transition for large V as well as various metal-insulator transitions found within the DMFT.