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Reviews of Modern Physics

Quantum noise in photonics

CHARLES H. HENRY, Rudolf F. Kazarinov

Published Jul 1, 1996• 220 citations
Publisher

Abstract

The basic equations governing noise phenomena are derived from first principles and applied to examples in optical communications. Quantum noise arises from two sources, the momentum fluctuations of electrons at optical frequencies and the uncertainty-related fluctuations of the electromagnetic field. Shot noise results from the beating of the noise sources with the signal field. In high-gain amplifiers, the spontaneous-emission noise dominates shot noise and results in a noise figure of at least 3 dB. It is shown explicitly how, at high power, both the laser field and the laser noise source become classical. The increase in noise in lasers with open cavities is not due to enhanced spontaneous emission as once thought, but to single-pass amplification. The noise fields and spontaneous currents have Gaussian distributions, while nonlasing modes have exponential photon-number distributions. Low-frequency intensity fluctuations arise from the electric current driving the laser and can be sub-Poissonian, in contrast to shot noise, which has a Poissonian distribution. The calculational tools are a wave equation for the field operator and a rate equation for the carrier-number operator, each containing spontaneous current noise sources. The correlation functions of these sources are determined by the fluctuation-dissipation theorem. [S0034-6861(96)00503-X]

DOI
10.1103/revmodphys.68.801

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The basic equations governing noise phenomena are derived from first principles and applied to examples in optical communications. Quantum noise arises from two sources, the momentum fluctuations of electrons at optical frequencies and the uncertainty-related fluctuations of the electromagnetic field. Shot noise results from the beating of the noise sources with the signal field. In high-gain amplifiers, the spontaneous-emission noise dominates shot noise and results in a noise figure of at least 3 dB. It is shown explicitly how, at high power, both the laser field and the laser noise source become classical. The increase in noise in lasers with open cavities is not due to enhanced spontaneous emission as once thought, but to single-pass amplification. The noise fields and spontaneous currents have Gaussian distributions, while nonlasing modes have exponential photon-number distributions. Low-frequency intensity fluctuations arise from the electric current driving the laser and can be sub-Poissonian, in contrast to shot noise, which has a Poissonian distribution. The calculational tools are a wave equation for the field operator and a rate equation for the carrier-number operator, each containing spontaneous current noise sources. The correlation functions of these sources are determined by the fluctuation-dissipation theorem. [S0034-6861(96)00503-X]
Introduction Most of the lightwave transmission systems operating today benefit fully from extensive deployment of optical amplifiers (OA). These components perform the amplification of optical intensity directly in the optical domain, without resorting to any electrical-domain regeneration. Optical amplifiers increase the average number of output photons per unit time by several orders of magnitude compared with the incoming signal intensity. However, as with every amplifying process, optical amplification cannot be achieved without paying back for the unavoidable noise power added to the signal intensity. As we will see in detail in Chapter 6, the optical amplification process comes with optical noise generated by spontaneous emission inside the active medium. The intensity of the optical signal is represented by the flux of the signal photon population. Conversely, the photons generated by the spontaneous emission process inside the optical cavity represent the noise photon population. The fundamental phenomenon supporting optical amplification is stimulated emission. The basic property of stimulated emission, making the great difference from spontaneous emission and enabling optical amplification, is the coherent nature of the photon generation process. Accordingly, both signal and noise photons go through the same multiplication process by means of stimulated emission. Unless the optical cavity where the stimulated emission takes place (the active cavity) presents selective features for enhancing the signal photon population relative to the spontaneous one, there is no way to avoid noise photons going through stimulated emission, filling most of the cavity population. As a consequence, both photon populations increase, leading respectively to amplified signal intensity and to amplified spontaneous emission intensity. It should be apparent that every noise photon can create a new identical noise photon as a result of stimulated emission, effectively increasing the noise intensity in the active optical cavity. This is the well-known mechanism of amplified spontaneous emission (ASE) noise in optical amplification. Any improvement in the optical amplifier structure devoted to increasing stimulated over spontaneous emission will probably increase the optical signal-to-noise ratio (OSNR) at the cavity output. The spectrum of gain characteristic of the optical active medium is usually wide enough to support an efficient amplification of the broadband spontaneous emission spectrum, leading to the broadband ASE noise power spectral density.
Adopting a new classical approach, the additive noise power generated in optical amplifiers is calculated in terms of power spectral density. The classical formalism used combines a coruscular approach to a phase-amplitude description of the optical field. The noise contributions of the input field fluctuations, including zero-point fluctuations, and of the electron momentum fluctuations at optical frequency linked to the amplifier itself, are clearly identified. The excess of noise associated to coupling or built-in losses is determinated. The well-known result of the Amplified Spontaneous Emission (ASE) is obtained for the laser amplifiers. This description is applied to linear phase-insensitive amplifiers and to inhomogeneous, nonlinear phase-insensitive Raman amplifier, pointing out the effects of gain compression and gain distribution. This new approach makes possible the treatment of the squeezed-state of light and the quadrature reduced noise amplifications.
The interaction of light and matter can be described by a set of coupled nonlinear evolution equations for the material and electromagnetic fields. In order to account for the effects of vacuum fluctuations, noise forces which cause spontaneous transitions have to be included. In these macroscopic systems various sources of noise besides fundamental quantum fluctuations exist which are of macroscopic origin. These cause fluctuations of the cavity dissipation as well as of the external pumping power. In the course of an adiabatic elimination procedure, these fluctuations appear as multiplicative noise in the equations of motion (e.g. for the field intensity, due to the nonlinearity of the interaction). While fluctuations of the cavity damping create noise linear in the field intensity, randomness in the pump strength causes fluctuations that depend nonlinearly on the light intensity. In this respect, the noise terms enter the equations of motion quite differently and have to be distinguished from spontaneous emission noise which is independent of the field strength, and is the basis of all traditional laser models.
It is noted that the fiber propagation loss is a random process along the length of propagation. The stochastic nature of the loss process induces a random fluctuation to the energy of the optical signals, which, as an extra source of noise, could become comparable to the amplified-spontaneous-emission noise of optical amplifiers. The optical noise in random loss/gain has a quantum origin, as a manifestation of the corpuscular nature of electromagnetic radiation. This paper adopts the Schrodinger representation, and uses a density matrix in the basis of photon number states to describe the optical signals and their interaction with the environment of loss/gain media. When the environmental degrees of freedom are traced out, a reduced density matrix is obtained in the diagonal form, which describes the total energy of the optical signal evolving along the propagation distance. Such formulism provides an intuitive interpretation of the quantum-optical noise as the result of a classical Markov process in the space of the photon number states. The formulism would be more convenient for practical engineers, and should be sufficient for fiber-optic systems with direct intensity detection, because the quantity of concern is indeed the number of photons contained in a signal pulse. Even better, the model admits analytical solutions to the photon-number distribution of the optical signals.