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Proceedings of the Royal Society of London A Mathematical and Physical Sciences

Complex variables in quantum mechanics

P. A. M. Dirac

Published May 1, 1937• 14 citations
Publisher

Abstract

Abstract The general representation theory of quantum mechanics requires one to represent the states of a dynamical system by functions of a set of real variables q'r, each of which has a domain consisting of either discrete points or a continuous range of points, or possibly both together. A dynamical variable is represented by a function of two such sets of real variables q'r and q"r forming a generalized “matrix". In this paper we shall show that in certain cases it is advantageous to consider some of our variables q'r as complex variables and to suppose the representatives of states and dynamical variables to depend on them in accordance with the theory of functions of a complex variable. In the usual theory the domains of the s are the eigenvalues of certain observables q"r. This significance of the q"s of course gets lost when we consider them as complex variables, but we have, however, some beautiful mathematical features appearing instead, and we gain a considerable amount of mathematical power for the working out of particular examples.

DOI
10.1098/rspa.1937.0094

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Abstract The general representation theory of quantum mechanics requires one to represent the states of a dynamical system by functions of a set of real variables q'r, each of which has a domain consisting of either discrete points or a continuous range of points, or possibly both together. A dynamical variable is represented by a function of two such sets of real variables q'r and q"r forming a generalized “matrix". In this paper we shall show that in certain cases it is advantageous to consider some of our variables q'r as complex variables and to suppose the representatives of states and dynamical variables to depend on them in accordance with the theory of functions of a complex variable. In the usual theory the domains of the s are the eigenvalues of certain observables q"r. This significance of the q"s of course gets lost when we consider them as complex variables, but we have, however, some beautiful mathematical features appearing instead, and we gain a considerable amount of mathematical power for the working out of particular examples.
Abstract The new quantum mechanics consists of a scheme of equations which are very closely analogous to the equations of classical mechanics, with the funda­mental difference that the dynamical variables do not obey the commutative law of multiplication, but satisfy instead the well-known quantum conditions. It follows that one cannot suppose the dynamical variables to be ordinary numbers (c-numbers), but may call them numbers of a special type (q-numbers). The theory shows that these q-numbers can in general be represented by matrices whose elements are c-numbers (functions of a time parameter). When one has performed the calculations with the q-numbers and obtained all the matrices one wants, the question arises how one is to get physical results from the theory, i. e., how can one obtain c-numbers from the theory that one can compare with experimental values ? Hitherto this has been done with the help of a number of special assumptions. In Heisenberg’s original matrix mechanics it was assumed that the elements of the diagonal matrix that repre­sents the energy are the energy levels of the system, and the elements of the matrix that represents the total polarisation, which are periodic functions of the time, determine the frequencies and intensities of the spectral lines in analogy to the classical theory. Schrodinger’s wave representation of the quantum mechanics has provided new ways of obtaining physical results from the theory, based on the assumption that the square of the amplitude of the wave function can in certain cases be interpreted as a probability. From this assumption one can, for instance, work out the probability of a transition being produced in a system (or the number of transitions produced in an assembly of like systems) by an arbitrary external perturbing force, and can thus, by supposing the perturbation to consist of incident radiation, obtain directly Einstein’s B coefficients. Again in Born’s treatment of collision problems it is assumed that the square of the amplitude of the wave function scattered in any direction determines the probability of the colliding electron (or other body) being scattered in that direction.
Any particular form of mechanics (e.g. classical or quantum) makes use of a particular ‘formalism’ or set of rules governing the use of the symbols representing dynamical variables and the symbols (such as +, =) representing relations between dynamical variables. In the present paper an attempt is made to examine the physical content of this formalism, particularly that of quantum mechanics. This is done by building up a formalism as the direct expression of a number of physical postulates having direct operational meaning. It is shown that, in a simple case, with any two observables A and B can be associated a unique sum observable A + B and a unique (real) symmetric product observable A.B (= B.A). It is next shown that, if, like a classical Hamiltonian system, the system has the property that the time rate of change of an observable depends linearly on some observable H when the environment in which the system moves is varied, then a (real) skew product observable A × B (= − B × A) can be defined. Finally, if the equations of motion are ‘of second order', it is possible to express the second rate of change of any observable as an algebraic function of that observable and H. This leads to algebraic identities from which it follows that ‘complex multiplication’, defined by AB = A.B + iA × B, is associative (but not commutative). Observables are thus shown to possess the properties usually ascribed to them in quantum mechanics. These properties make possible a representation by Hermitian matrices.
Abstract The new mechanics of the atom introduced by Heisenberg may be based on the assumption that the variables that describe a dynamical system do not obey the commutative law of multiplication, but satisfy instead certain quantum conditions. One can build up a theory without knowing anything about the dynamical variables except the algebraic laws that they are subject to, and can show that they may be represented by matrices whenever a set of uniformising variables for the dynamical system exists. It may be shown, however (see 3), that there is no set of uniformising variables for a system containing more than one electron, so that the theory cannot progress very far on these lines. A new development of the theory has recently been given by Schrödinger. Starting from the idea that an atomic system cannot be represented by a trajectory, i. e., by a point moving through the co-ordinate space, but must be represented by a wave in this space, Schrödinger obtains from a variation prin­ciple a differential equation which the wave function ψ must satisty. This differential equation turns out to be very closely connected with the Hamiltonian equation which specifies the system, namely, if H (qr, Pr - W = 0 is the Hamiltonian equation of the system, where the qr, Pr are canonical variables, then the wave equation for ψ is {H(qr, ih ∂/∂q) - W} ψ = 0.
The complex Hilbert space of standard quantum mechanics may be treated as a real Hilbert space. The pure states of the complex theory become mixed states in the real formulation. It is then possible to generalize standard quantum mechanics, keeping the same set of physical states, but admitting more general observables. The standard time reversal operator involves complex conjugation, in this sense it goes beyond the complex theory and may serve as an example to motivate the generalization. Another example is unconventional canonical quantization such that the harmonic oscillator of angular frequency ωωω has any given finite or infinite set of discrete energy eigenvalues, limited below by ℏω/2\hbarω/2ℏω/2.
In principle, the lattice of elementary propositions of a generic quantum system admits a representation in real, complex or quaternionic Hilbert spaces as established by Solèr’s theorem (1995) closing a long standing problem that can be traced back to von Neumann’s mathematical formulation of quantum mechanics. However up to now there are no examples of quantum systems described in Hilbert spaces whose scalar field is different from the set of complex numbers. We show that elementary relativistic systems cannot be described by irreducible strongly-continuous unitary representations of SL(2, C) on real or quaternionic Hilbert spaces as a consequence of some peculiarity of the generators related with the theory of polar decomposition of operators. Indeed such a ”naive” attempt leads necessarily to an equivalent formulation on a complex Hilbert space. Although this conclusion seems to give a definitive answer to the real/quaternionic-quantum-mechanics issue, it lacks consistency since it does not derive from more general physical hypotheses as the complex one does. Trying a more solid approach, in both situations we end up with three possibilities: an equivalent description in terms of a Wigner unitary representation in a real, complex or quaternionic Hilbert space. At this point the ”naive” result turns out to be a definitely important technical lemma, for it forbids the two extreme possibilities. \nIn conclusion, the real/quaternionic theory is actually complex. This improved approach is based upon the concept of von Neumann algebra of observables. Unfortunately, while \nthere exists a thorough literature about these algebras on real and complex Hilbert spaces, an analysis on the notion of von Neumann algebra over a quaternionic Hilbert space is \ncompletely absent to our knowledge. There are several issues in trying to define such a mathematical object, first of all the inability to construct linear combination of operators \nwith quaternionic coeffients. Restricting ourselves to unital real *-algebras of operators we are able to prove the von Neumann Double Commutant Theorem also on quaternionc \nHilbert spaces. Clearly, this property turns out to be crucial.
Complex numbers appear in the Hilbert space formulation of quantum mechanics, but not in the formulation in phase space. Quantum symmetries are described by complex, unitary or antiunitary operators defining ray representations in Hilbert space, whereas in phase space they are described by real, true representations. Equivalence of the formulations requires that the former representations can be obtained from the latter and vice versa. Examples are given. Equivalence of the two formulations also requires that complex superpositions of state vectors can be described in the phase space formulation, and it is shown that this leads to a nonlinear superposition principle for orthogonal, pure-state Wigner functions. It is concluded that the use of complex numbers in quantum mechanics can be regarded as a computational device to simplify calculations, as in all other applications of mathematics to physical phenomena.