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Physical Review

A Correspondence Principle in the Compton Effect

GREGORY A. BREIT

Published Apr 1, 1926• 53 citations
Publisher

Abstract

Correspondence theorem for frequencies.---It is well known that the frequency emitted by a hydrogen atom as it falls from one of its quantized states to another may be expressed as a mean value of the frequency of motion of the electron (or overtone thereof) when averaged in the proper manner over orbits intermediate between the initial and final states. In the present paper it is proved that, similarly, the Compton shift is a properly taken mean of the classical Doppler shift. The quantum frequency actually scattered is thus a properly taken average of the frequency which would be scattered on the classical theory as the electron is accelerated from its state of rest to its final recoil condition.Correspondence principle for intensities.---In like manner, the amount of light scattered in various directions may be determined if it is assumed that the intensity in the quantum theory equals a proper average of the intensities scattered according to the classical theory. A comparison is made with observed data on the scattering of $\ensuremath{\gamma}$-rays.The characteristic feature of the present paper is that the corresponding classical electron is assumed to have the same direction of motion as the scattered quantum, whereas an actual classical electron would from symmetry recoil straight forward in the direction of the incident beam, as in Compton's and Woo's theories of intensities. This new point of view eliminates the difficulty of a constant correction-factor which has been encountered by Compton and Woo in their explanation of intensity relations.

DOI
10.1103/physrev.27.362

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The Compton effect-Schrodinger's treatment

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The Compton formula is obtained in a semiclassical approximation due to Schrodinger. X-rays are treated within classical electrodynamics and electrons within quantum mechanics. The superposition of the wavefunctions of the incident and recoiling electron sets up a moving periodic probability density. Incident X-rays are specularly reflected from this pattern. The results are transformed back into the original rest frame of the electron by the Doppler shift equation. Finally, some remarks pertaining to the philosophy of physics are added.

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de Broglie Wavelength and Frequency of the Scattered Electrons in Compton Effect

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The undergraduate courses on modern physics generally consider the particle interpretation of Compton effect. Motivated by a student's solution in an undergraduate examination on modern physics here we consider the wave characteristics of recoiled electrons in the Compton effect. The de Broglie wavelength, wave and clock frequency of the scattered electrons are expressed in terms of the wavelength and the frequency of the incident and the scattered photons respectively using the familiar particle interpretation of the Compton effect, where initially the electron is at rest and its spin is ignored. Both non-relativistic and relativistic cases are considered. Numerical values of de Broglie wavelength, wave and clock frequency of the scattered electron are calculated for an incident photon energy that was used in the original experiment of Compton as a function of the scattering angle of the recoiled electron. Considering the relativistic effects which are however insignificant for the de Broglie wavelength of the recoiled electron under these conditions, the minimum value obtained is in the range of X-rays. The non-relativistic de Broglie wave frequency obtained by neglecting the rest mass of the electron leads to an underestimation of its value. The implications of de Broglie wavelength and clock frequency for Compton scattering experiments are briefly discussed and possible extensions of the obtained mathematical formulations are indicated. The results are useful for understanding the wave-particle duality of the recoiled electron in the context of the Compton effect.

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Generalized correspondence principle for the Bohr atom.---It is shown that when an electron spirals in from an orbit of quantum number ${n}_{2}$ to an orbit of quantum number ${n}_{1}$, the frequency of the radiation emitted is equal to an integer (${n}_{2}\ensuremath{-}{n}_{1}$) times the mean frequency of rotations in its orbit during the spiraling, assuming that the number of rotations made for a change of quantum level $\mathrm{dn}$ is proportional to $\mathrm{dn}$. That is, the mean is defined as the ratio to (${n}_{2}\ensuremath{-}{n}_{1}$) of the integral from ${n}_{1}$ to ${n}_{2}$ of ${\ensuremath{\nu}}_{\mathrm{c}} \mathrm{dn}$ where ${\ensuremath{\nu}}_{c}$ is the classical frequency of rotation corresponding to any value of $n$. No explanation is offered as to why radiation begins and stops at integral values of $n$, nor why the radiation emitted in the manner assumed is monochromatic.

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The correspondence idea in the early Bohr atom 1913‐1915

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Bohr's 1913 trilogy marks a turning point in the history of quantum physics for its introduction of the planetary model of the atom and its derivation of the Balmer formula for the hydrogen spectrum. It has been studied in the seminal study 1 and is discussed more recently by 2-4. Famously, Bohr's classical paper made two utterly non-classical assumptions, according to which electrons orbited the nucleus in stationary states without losing energy while they emitted radiation only in transitions between these states. As I will argue in this paper, Bohr's 1913 trilogy made a third crucial major assumption, which entailed key elements of the correspondence principle formulated five years later. This third assumption postulated a relation between the mechanical frequency of a stationary state and the radiation frequency in analogy with classical radiation theory. 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As Bohr explicitly acknowledged, the classical radiation mechanism was replaced entirely by the fundamental assumptions of his model: radiation is produced through a transition between stationary states. Though 1 was in direct conflict with the physical assumptions of his model, Bohr's thinking nonetheless depended crucially on it. This is emphasized by the fact that Bohr knew that he could quantize the orbits on the assumption that the angular momentum of the atom is equal to .1 While 1 could not be interpreted as a description of a physical process in a classical sense, Bohr kept the equation and explored its conceptual significance within his new quantum theory of the atom. This was a vital concern for Bohr, first, because he needed a justification; second, because he hoped for insights on how to develop the theory by investigating which parts of classical radiation theory could still be used within the new model. The investigation of this question loomed large in Bohr's 1913 paper and continued to play an important role in his early work on the quantum theory of the atom. For the preceding argument Bohr justified the radiation-motion relation by means of a comparison between the radiation process and the motion of the electron before and after the radiation process. This justification itself was not very convincing: it rested solely on its empirical success and the questionable mean-value argument, and Bohr decided to give a second derivation of the Balmer formula to add further plausibility to 1. Already his first hand waving argument, however, points to some of the central aspects of his attempt to connect radiation and electronic motion: In light of the missing radiation mechanism in quantum theory, Bohr tried to recover a relation between radiation and electronic motion within quantum theory analogous to the one in classical radiation theory. He refrained from proposing a new hypothetical radiation mechanism and shied away from such assumptions until 1924. Instead he resorted to experimental, mathematical and intertheoretical arguments to construct a formal relation between radiation and matter and aimed to get insights into the properties of a radiation mechanism yet to be found. In order to be equivalent to the empirical Balmer formula this function has to be , as Bohr showed by comparing the frequency of a quantum transition and the orbiting frequencies of the stationary states in the case of high quantum numbers, in which classical electrodynamics and quantum theory predict the same numerical value for the radiation frequency. This result implied the consistency of his major assumptions, the radiation-motion connection and the Balmer formula, which entered as an empirical constraint. For the argument the high quantum number limit plays an important role as it renders the condition for the consistency precisely and shows that the assumption of a relation between radiation and motion within quantum theory leads to the agreement of quantum theory and classical theory in this limit. The possibility of an emission of a radiation of such a frequency may also be interpreted from analogy with ordinary electrodynamics, as an electron rotating round a nucleus in an elliptical orbit will emit a radiation which according to Fourier's theorem can be resolved into homogeneous components, the frequencies of which are [5, 14]. This recapturing of the relation between orbital frequency and the radiation frequency is part of Bohr's conclusion: While classical electrodynamics in general is in contradiction with the basic assumptions of the Bohr model, the classical relation between the frequency of radiation and the mechanical frequency can be established at least in the classical limit as a formal relation. To show this is as important to Bohr as to show that his new model predicts the correct Balmer formula. As such the classical relation between motion and radiation is indispensable for Bohr's early work as a touchstone for his two derivations and it is of vital concern in the attempt to explore the break and the continuity with classical radiation theory. The radiation-motion relation continued to play an important role in Bohr's works following the 1913 trilogy; after he had finished his initial papers Bohr adapted his model to account for the Stark and Zeeman effects. The relation between radiation and motion played a major role in the initial work establishing the Bohr model and its extension to the Stark and Zeeman effect. Stemming from classical radiation theory this relation was in contradiction with the major assumptions of the new model of the atom; nonetheless, Bohr's thinking relied heavily on the radiation-motion connection both in establishing his results and in clarifying the foundations of the new model. Compared with his later statements on the correspondence principle there is a remarkable resemblance between the statements in 1913/1914 and the correspondence idea between 1918 and 1923: In both cases the relation between the orbiting frequency and the frequency of radiation and the asymptotic limit between quantum theory and classical electrodynamics were at the core of Bohr's reasoning. Also the idea of the Fourier series is mentioned, which would become ever more important in the development of the correspondence idea.5 While the core elements of the later principle are already apparent in the early phase, they are used very differently in both phases. This shift in the usage of the basic correspondence relation was due to the development of the quantum theory of the atom as a whole. The physicists who developed Bohr's initial model mainly extended the description of the stationary states to more complicated systems with the help of celestial mechanics. In this context the relation between the radiation frequency and the orbiting frequency was replaced by Sommerfeld's quantum condition: . The new relation did not involve any assumptions on the radiation process or the interaction between radiation and matter, it was a statement about the action of a mechanical system and its quantization. The fruitfulness of this new quantization condition led physicists including Bohr to abandon the early quantization procedure. Through this abandonment, the frequency condition became the sole relation of radiation theory, which was needed to determine the series formulae describing atomic spectra. Whereas the loss of the classical radiation mechanism had been a vital concern for Bohr in his early works, this was no longer the case in the development of the quantum theory of the atom. The relation should, however, resurface in Bohr's thinking about the transitions in quantum theory and in this form led to the formulation of the correspondence principle.

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The quantum theory of radiation, formulated in wave-mechanical language but in terms of running waves, is shown to lead under suitable conditions to the classical theory of emission by a particle as a first approximation. Non-relativistic mechanics is used, and the limitations of the method are brought out in terms of classical theory. The characteristic quantum phenomenon of the Compton effect requires that the Compton recoil shall exceed the spread in momentum of the particle, and so that the wave-packet shall greatly exceed in diameter the wave-length of the incident radiation; this condition is realizable on any scale of magnitude. For quasi-classical motion just the reverse is required; furthermore, if the motion is to last for a number of waveperiods, the wave-length must greatly exceed $\frac{h}{\mathrm{mc}}$ ($m=\mathrm{mass}\mathrm{of}\mathrm{the}\mathrm{particle}$). The classical packet-motion arises from combinations between quantum-states of the particle-field system; this fact suggests that the photon is not a fundamental constituent of the field but only one possible aspect of its action. The infinite "zero-energy" associated apparently even with the lowest energy-state of the field implies no electromagnetic field intensities at any point. Whereas for problems on energy or momentum it is customary to represent an incident wave-train by a single typical quantum state, to obtain motional phenomena of classical type a more complete expression such as that given in the paper must be used. The physically empty field likewise corresponds to a mixture of quantum states but without correlation among their amplitudes.

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Foundations for a Treatment of the Scattering of Light by the Hydrodynamical and Statistical Atom Model

M. Wakano

A study has been made on the scattering of light by the hydrodynamical and statistical atom model. Bloch's treatment of the hydrodynamical equations of motion for this model is supplemented here by inclusion of the interaction with the electromagnetic field. We limited attention to oscillations of small amplitude. By correspondence principle arguments, general expressions were derived for the cross sections for absorption, coherent and incoherent scattering. The energy can be expressed—following Bloch—as the energy of a Thomas-Fermi atom plus a Hamiltonian which is associated with departures from the Thomas-Fermi distribution. Using Bloch's quantization of this Hamiltonian and applying the method of quantum field theory, we rederived the correspondence principle results for elementary cross sections. Then applying the correspondence theoretical argument to the matrix element, we rederived Heisenberg's result for the total intensity of the Compton scattering. We also apply the method of stationary phase to the hydrodynamical treatment and show that this method gives the same result as does the linear term in the momentum transfer in Heisenberg's expression, except for a numerical factor 3½/2—a point that was discussed by Bloch many years ago. Application of the general formulas given here for angular distribution of Rayleigh and Compton scattering will require electronic machine calculations of higher modes of oscillation of the gas model of the atom analogous to those made by Wheeler and Fireman for l=1.

Journal of Mathematical Physics•Nov 1, 1961•6 citations
Correspondence theorem for frequencies.---It is well known that the frequency emitted by a hydrogen atom as it falls from one of its quantized states to another may be expressed as a mean value of the frequency of motion of the electron (or overtone thereof) when averaged in the proper manner over orbits intermediate between the initial and final states. In the present paper it is proved that, similarly, the Compton shift is a properly taken mean of the classical Doppler shift. The quantum frequency actually scattered is thus a properly taken average of the frequency which would be scattered on the classical theory as the electron is accelerated from its state of rest to its final recoil condition.Correspondence principle for intensities.---In like manner, the amount of light scattered in various directions may be determined if it is assumed that the intensity in the quantum theory equals a proper average of the intensities scattered according to the classical theory. A comparison is made with observed data on the scattering of \ensuremathγ\ensuremath{\gamma}\ensuremathγ-rays.The characteristic feature of the present paper is that the corresponding classical electron is assumed to have the same direction of motion as the scattered quantum, whereas an actual classical electron would from symmetry recoil straight forward in the direction of the incident beam, as in Compton's and Woo's theories of intensities. This new point of view eliminates the difficulty of a constant correction-factor which has been encountered by Compton and Woo in their explanation of intensity relations.
The Compton formula is obtained in a semiclassical approximation due to Schrodinger. X-rays are treated within classical electrodynamics and electrons within quantum mechanics. The superposition of the wavefunctions of the incident and recoiling electron sets up a moving periodic probability density. Incident X-rays are specularly reflected from this pattern. The results are transformed back into the original rest frame of the electron by the Doppler shift equation. Finally, some remarks pertaining to the philosophy of physics are added.
The undergraduate courses on modern physics generally consider the particle interpretation of Compton effect. Motivated by a student's solution in an undergraduate examination on modern physics here we consider the wave characteristics of recoiled electrons in the Compton effect. The de Broglie wavelength, wave and clock frequency of the scattered electrons are expressed in terms of the wavelength and the frequency of the incident and the scattered photons respectively using the familiar particle interpretation of the Compton effect, where initially the electron is at rest and its spin is ignored. Both non-relativistic and relativistic cases are considered. Numerical values of de Broglie wavelength, wave and clock frequency of the scattered electron are calculated for an incident photon energy that was used in the original experiment of Compton as a function of the scattering angle of the recoiled electron. Considering the relativistic effects which are however insignificant for the de Broglie wavelength of the recoiled electron under these conditions, the minimum value obtained is in the range of X-rays. The non-relativistic de Broglie wave frequency obtained by neglecting the rest mass of the electron leads to an underestimation of its value. The implications of de Broglie wavelength and clock frequency for Compton scattering experiments are briefly discussed and possible extensions of the obtained mathematical formulations are indicated. The results are useful for understanding the wave-particle duality of the recoiled electron in the context of the Compton effect.
Generalized correspondence principle for the Bohr atom.---It is shown that when an electron spirals in from an orbit of quantum number n2{n}_{2}n2​ to an orbit of quantum number n1{n}_{1}n1​, the frequency of the radiation emitted is equal to an integer (${n}_{2}\ensuremath{-}{n}_{1}$) times the mean frequency of rotations in its orbit during the spiraling, assuming that the number of rotations made for a change of quantum level dn\mathrm{dn}dn is proportional to dn\mathrm{dn}dn. That is, the mean is defined as the ratio to (${n}_{2}\ensuremath{-}{n}_{1}$) of the integral from n1{n}_{1}n1​ to n2{n}_{2}n2​ of ${\ensuremath{\nu}}_{\mathrm{c}} \mathrm{dn}$ where ${\ensuremath{\nu}}_{c}$ is the classical frequency of rotation corresponding to any value of nnn. No explanation is offered as to why radiation begins and stops at integral values of nnn, nor why the radiation emitted in the manner assumed is monochromatic.
Bohr's 1913 trilogy marks a turning point in the history of quantum physics for its introduction of the planetary model of the atom and its derivation of the Balmer formula for the hydrogen spectrum. It has been studied in the seminal study 1 and is discussed more recently by 2-4. Famously, Bohr's classical paper made two utterly non-classical assumptions, according to which electrons orbited the nucleus in stationary states without losing energy while they emitted radiation only in transitions between these states. As I will argue in this paper, Bohr's 1913 trilogy made a third crucial major assumption, which entailed key elements of the correspondence principle formulated five years later. This third assumption postulated a relation between the mechanical frequency of a stationary state and the radiation frequency in analogy with classical radiation theory. Though this relation was in direct conflict with the key assumptions of stationary states and transitions, Bohr's reasoning—as I want to show—relied heavily on it, and a major part of his initial work was devoted to clarifying how the connection of radiation and motion, the stationary states and the transitions were interrelated. The main aim of Bohr's 1913 trilogy was to derive the Balmer formula from the newly-proposed atomic model. After the introduction of the stationary states and the frequency condition, the derivation follows a three-step recipe consisting of the calculation of the energy from classical mechanics, the quantization of the energy and finally the calculation of the spectral frequencies via the Planck Relation . Given the simplicity of the system considered and the assumption of the stationary states and the frequency condition, the first and last step did not call for an extended argument and Bohr simply gave the relevant equations. As Bohr explicitly acknowledged, the classical radiation mechanism was replaced entirely by the fundamental assumptions of his model: radiation is produced through a transition between stationary states. Though 1 was in direct conflict with the physical assumptions of his model, Bohr's thinking nonetheless depended crucially on it. This is emphasized by the fact that Bohr knew that he could quantize the orbits on the assumption that the angular momentum of the atom is equal to .1 While 1 could not be interpreted as a description of a physical process in a classical sense, Bohr kept the equation and explored its conceptual significance within his new quantum theory of the atom. This was a vital concern for Bohr, first, because he needed a justification; second, because he hoped for insights on how to develop the theory by investigating which parts of classical radiation theory could still be used within the new model. The investigation of this question loomed large in Bohr's 1913 paper and continued to play an important role in his early work on the quantum theory of the atom. For the preceding argument Bohr justified the radiation-motion relation by means of a comparison between the radiation process and the motion of the electron before and after the radiation process. This justification itself was not very convincing: it rested solely on its empirical success and the questionable mean-value argument, and Bohr decided to give a second derivation of the Balmer formula to add further plausibility to 1. Already his first hand waving argument, however, points to some of the central aspects of his attempt to connect radiation and electronic motion: In light of the missing radiation mechanism in quantum theory, Bohr tried to recover a relation between radiation and electronic motion within quantum theory analogous to the one in classical radiation theory. He refrained from proposing a new hypothetical radiation mechanism and shied away from such assumptions until 1924. Instead he resorted to experimental, mathematical and intertheoretical arguments to construct a formal relation between radiation and matter and aimed to get insights into the properties of a radiation mechanism yet to be found. In order to be equivalent to the empirical Balmer formula this function has to be , as Bohr showed by comparing the frequency of a quantum transition and the orbiting frequencies of the stationary states in the case of high quantum numbers, in which classical electrodynamics and quantum theory predict the same numerical value for the radiation frequency. This result implied the consistency of his major assumptions, the radiation-motion connection and the Balmer formula, which entered as an empirical constraint. For the argument the high quantum number limit plays an important role as it renders the condition for the consistency precisely and shows that the assumption of a relation between radiation and motion within quantum theory leads to the agreement of quantum theory and classical theory in this limit. The possibility of an emission of a radiation of such a frequency may also be interpreted from analogy with ordinary electrodynamics, as an electron rotating round a nucleus in an elliptical orbit will emit a radiation which according to Fourier's theorem can be resolved into homogeneous components, the frequencies of which are [5, 14]. This recapturing of the relation between orbital frequency and the radiation frequency is part of Bohr's conclusion: While classical electrodynamics in general is in contradiction with the basic assumptions of the Bohr model, the classical relation between the frequency of radiation and the mechanical frequency can be established at least in the classical limit as a formal relation. To show this is as important to Bohr as to show that his new model predicts the correct Balmer formula. As such the classical relation between motion and radiation is indispensable for Bohr's early work as a touchstone for his two derivations and it is of vital concern in the attempt to explore the break and the continuity with classical radiation theory. The radiation-motion relation continued to play an important role in Bohr's works following the 1913 trilogy; after he had finished his initial papers Bohr adapted his model to account for the Stark and Zeeman effects. The relation between radiation and motion played a major role in the initial work establishing the Bohr model and its extension to the Stark and Zeeman effect. Stemming from classical radiation theory this relation was in contradiction with the major assumptions of the new model of the atom; nonetheless, Bohr's thinking relied heavily on the radiation-motion connection both in establishing his results and in clarifying the foundations of the new model. Compared with his later statements on the correspondence principle there is a remarkable resemblance between the statements in 1913/1914 and the correspondence idea between 1918 and 1923: In both cases the relation between the orbiting frequency and the frequency of radiation and the asymptotic limit between quantum theory and classical electrodynamics were at the core of Bohr's reasoning. Also the idea of the Fourier series is mentioned, which would become ever more important in the development of the correspondence idea.5 While the core elements of the later principle are already apparent in the early phase, they are used very differently in both phases. This shift in the usage of the basic correspondence relation was due to the development of the quantum theory of the atom as a whole. The physicists who developed Bohr's initial model mainly extended the description of the stationary states to more complicated systems with the help of celestial mechanics. In this context the relation between the radiation frequency and the orbiting frequency was replaced by Sommerfeld's quantum condition: . The new relation did not involve any assumptions on the radiation process or the interaction between radiation and matter, it was a statement about the action of a mechanical system and its quantization. The fruitfulness of this new quantization condition led physicists including Bohr to abandon the early quantization procedure. Through this abandonment, the frequency condition became the sole relation of radiation theory, which was needed to determine the series formulae describing atomic spectra. Whereas the loss of the classical radiation mechanism had been a vital concern for Bohr in his early works, this was no longer the case in the development of the quantum theory of the atom. The relation should, however, resurface in Bohr's thinking about the transitions in quantum theory and in this form led to the formulation of the correspondence principle.
The quantum theory of radiation, formulated in wave-mechanical language but in terms of running waves, is shown to lead under suitable conditions to the classical theory of emission by a particle as a first approximation. Non-relativistic mechanics is used, and the limitations of the method are brought out in terms of classical theory. The characteristic quantum phenomenon of the Compton effect requires that the Compton recoil shall exceed the spread in momentum of the particle, and so that the wave-packet shall greatly exceed in diameter the wave-length of the incident radiation; this condition is realizable on any scale of magnitude. For quasi-classical motion just the reverse is required; furthermore, if the motion is to last for a number of waveperiods, the wave-length must greatly exceed hmc\frac{h}{\mathrm{mc}}mch​ (m=massoftheparticlem=\mathrm{mass}\mathrm{of}\mathrm{the}\mathrm{particle}m=massoftheparticle). The classical packet-motion arises from combinations between quantum-states of the particle-field system; this fact suggests that the photon is not a fundamental constituent of the field but only one possible aspect of its action. The infinite "zero-energy" associated apparently even with the lowest energy-state of the field implies no electromagnetic field intensities at any point. Whereas for problems on energy or momentum it is customary to represent an incident wave-train by a single typical quantum state, to obtain motional phenomena of classical type a more complete expression such as that given in the paper must be used. The physically empty field likewise corresponds to a mixture of quantum states but without correlation among their amplitudes.
A study has been made on the scattering of light by the hydrodynamical and statistical atom model. Bloch's treatment of the hydrodynamical equations of motion for this model is supplemented here by inclusion of the interaction with the electromagnetic field. We limited attention to oscillations of small amplitude. By correspondence principle arguments, general expressions were derived for the cross sections for absorption, coherent and incoherent scattering. The energy can be expressed—following Bloch—as the energy of a Thomas-Fermi atom plus a Hamiltonian which is associated with departures from the Thomas-Fermi distribution. Using Bloch's quantization of this Hamiltonian and applying the method of quantum field theory, we rederived the correspondence principle results for elementary cross sections. Then applying the correspondence theoretical argument to the matrix element, we rederived Heisenberg's result for the total intensity of the Compton scattering. We also apply the method of stationary phase to the hydrodynamical treatment and show that this method gives the same result as does the linear term in the momentum transfer in Heisenberg's expression, except for a numerical factor 3½/2—a point that was discussed by Bloch many years ago. Application of the general formulas given here for angular distribution of Rayleigh and Compton scattering will require electronic machine calculations of higher modes of oscillation of the gas model of the atom analogous to those made by Wheeler and Fireman for l=1.