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Journal of Physics Condensed Matter

Self-consistent GW combined with single-site dynamical mean field theory for a Hubbard model

K. Karlsson

Published Nov 11, 2005• 15 citations
Publisher

Abstract

We combine the single-site dynamical mean field theory (DMFT) with the non-local GW method. This is done fully self-consistently and we apply our formalism to a one-band Hubbard model. Eventually at self-consistency the full self-energy and polarization operator of the system are retrieved. Some numerical results, in the metallic as well as the insulator regime, are presented and briefly discussed. Depending on the involved interaction (GW) parameters, substantial changes are found when the GW self-energy is incorporated. However, the main point of this work is to demonstrate the applicability of the method, not to make any strict comparison with exact results and experiments.

DOI
10.1088/0953-8984/17/48/010

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We combine the single-site dynamical mean field theory (DMFT) with the non-local GW method. This is done fully self-consistently and we apply our formalism to a one-band Hubbard model. Eventually at self-consistency the full self-energy and polarization operator of the system are retrieved. Some numerical results, in the metallic as well as the insulator regime, are presented and briefly discussed. Depending on the involved interaction (GW) parameters, substantial changes are found when the GW self-energy is incorporated. However, the main point of this work is to demonstrate the applicability of the method, not to make any strict comparison with exact results and experiments.
We combine the single site dynamical mean field theory (DMFT) with the non-local GW method. This is done fully self-consistently and we apply our formalism to a one-band Hubbard model. Eventually at self-consistency the full self-energy and polarization operator of the system are retrieved. Some numerical results, in the metallic as well as the insulator regime, are presented and briefly discussed. Depending on the involved interaction (GW) parameters, substantial changes are found when the GW self-energy is incorporated. However, the main point of this work is to demonstrate the applicability of the method not to make any strict comparison with exact results and experiments.
We present a fully self-consistent combined GW and dynamical mean field (DMFT) study of the extended two-dimensional Hubbard model. The inclusion of the local dynamical vertex stemming from the DMFT self-energy and polarization is shown to cure the known problems of self-consistent GW. We calculate momentum-resolved spectral functions, two-particle polarizations, and electron-loss spectra, as well as the effective dynamical interaction induced by nonlocal screening. The momentum-dependence introduced by GW into the extended DMFT description leads to a narrowing of the quasiparticle width and more pronounced Hubbard bands in the metallic regime as one approaches the charge-ordering transition. It further affects the shape of collective modes, giving rise to dispersive plasmon-like long-wavelength and stripe modes.
We describe a recent implementation of the combined GWGWGW and dynamical mean field method (GWGWGW+DMFT) for the two-dimensional Hubbard model with onsite and nearest-neighbor repulsion. We clarify the relation of the GWGWGW+DMFT scheme to alternative approaches in the literature, and discuss the corresponding approximations to the free-energy functional of the model. Furthermore, we describe a numerically exact technique for the solution of the GWGWGW+DMFT equations, namely, the hybridization expansion continuous-time algorithm for impurity models with retarded interactions. We compute the low-temperature phase diagram of the half-filled extended Hubbard model, addressing the metal-insulator transition at small intersite interactions and the transition to a charge-ordered state for stronger intersite repulsions. GWGWGW+DMFT introduces a nontrivial momentum dependence into the many-body self-energy and polarization. We find that the charge fluctuations included in the present approach have a larger impact on the latter than on the former. Finally, within the GWGWGW+DMFT framework, as in extended DMFT, the intersite repulsion translates into a frequency dependence of the local effective interaction. We analyze this dependence and show how it affects the local spectral function.
We develop the extended dynamical mean-field theory (E-DMFT) with a view towards realistic applications. (1) We introduce an intuitive derivation of the E-DMFT formalism. By identifying the Hartree contributions before the E-DMFT treatment, it allows us to handle systems in symmetry-breaking phases within a simple formalism. (2) We make an implementation of E-DMFT through a real Hubbard--Stratonovich transformation to decouple the nonlocal two-particle interactions. We apply it to a three-dimensional $U\ensuremath{-}V$ model, with U the on-site and V the nearest-neighbor interactions, and investigate the behavior of the various Green's functions, especially the density susceptibility, as the density instability is approached. We obtain the phase diagram at a finite temperature. (3) We present a formalism incorporating E-DMFT with cellular DMFT. (4) We suggest an improvement of the E-DMFT approach by combining it with a generalized GW method. The method combines the local self-energy from E-DMFT and the nonlocal ones from the perturbative calculation of GW.\mathrm{GW}.GW. We apply the method to a one-dimensional $U\ensuremath{-}V$ model with two sublattices carrying different chemical potentials. By comparing with those from density matrix renormalization group calculations, we show that the results are shifted in the correct direction due to the GW\mathrm{GW}GW contributions. (5) In order to handle the generic Coulomb repulsion within E-DMFT, we describe a method to tailor E-DMFT so that the proper momentum dependence can be kept in general response functions.
Think globally, act locally. Summary Dynamical mean-field theory is designed to treat systems with local effective interactions that are strong compared with the independent-particle terms that lead to delocalized band-like states. Interactions are taken into account by a many-body calculation for an auxiliary system, a site embedded in a dynamical mean field, that is chosen to best represent the coupling to the rest of the crystal. The methods are constructed to be exact in three limits: interacting electrons on isolated sites, a lattice with no interactions, and the limit of infinite dimensions d → ∞ where mean-field theory is exact. This chapter is devoted to the general formulation, the single-site approximation where the calculation of the self-energy is mapped onto a self-consistent quantum impurity problem, and instructive examples for the Hubbard model on a d → ∞ Bethe lattice. Further developments and applications are the topics of Chs. 17–21. One of the most rewarding features of condensed matter theory is the ability to address difficult problems from different points of view. The preceding Chs. 9–15 present an approach based on perturbation expansions in the Coulomb interaction. In particular, the GW approximation for the self-energy has proven to be extremely successful in describing electronic spectra of many materials, as described in Ch. 13. The methods can be applied to the ordered states of materials with d and f states, for example, ferromagnetic Ni and anti-ferromagnetic NiO, as described in Secs. 13.4 and 20.7. However, the GW and related approximations have difficulties in treating cases with degenerate or nearly degenerate states and low-energy excitations. Present-day methods do not describe phenomena like the fluctuations of local moments in a ferromagnetic material above the Curie temperature or the insulating character of NiO in the paramagnetic phase; more generally, they have difficulty describing strong correlation. The topic of this chapter and Chs. 17–21 is dynamical mean-field theory, which is also a Green's function method in which the key quantity is the self-energy. However, it is designed to treat strong interactions for electrons in localized atomic-like states, such as the d and f states in transition metals, lanthanide and actinide elements and compounds.
It is shown that a minimum realization of the dynamical mean-field theory (DMFT) can be achieved by mapping a correlated lattice model onto an impurity model in which the impurity is coupled to an uncorrelated bath that consists of a single site only. The two-site impurity model can be solved exactly. The mapping is approximate. The self-consistency conditions are constructed in a way that the resulting ``two-site DMFT'' reduces to the previously discussed linearized DMFT for the Mott transition. It is demonstrated that a reasonable description of the mean-field physics is possible with a minimum computational effort. This qualifies the simple two-site DMFT for a systematic study of more complex lattice models which cannot be treated by the full DMFT in a feasible way. To show the strengths and limitations of the new approach, the single-band Hubbard model is investigated in detail. The predictions of the two-site DMFT are compared with results of the full DMFT. Internal consistency checks are performed which concern the Luttinger sum rule, other Fermi-liquid relations and thermodynamic consistency.