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Journal of Physics Conference Series

The connection between spin and statistics

Luis J. Boya

Published Nov 1, 2009• 110 citations
Publisher

Abstract

After some brief historical remarks we recall the first demonstration of the Spin-Statistics theorem by Pauli, and some further developments, like Streater-Wightman's, in the axiomatic considerations. Sudarshan's short proof then follows by considering only the time part of the kinetic term in the lagrangian: the identity SU(2)=Sp(1,C) is crucial for the argument. Possible generalization to arbitrary dimensions are explored, and seen to depend crucially on the type of spinors, obeying Bott's periodicity 8. In particular, it turns out that for space dimentions (7, 8, or 9) modulo 8, the conventional result does not automatically hold: there can be no Fermions in these dimensions.

DOI
10.1088/1742-6596/196/1/012011

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After some brief historical remarks we recall the first demonstration of the Spin-Statistics theorem by Pauli, and some further developments, like Streater-Wightman's, in the axiomatic considerations. Sudarshan's short proof then follows by considering only the time part of the kinetic term in the lagrangian: the identity SU(2)=Sp(1,C) is crucial for the argument. Possible generalization to arbitrary dimensions are explored, and seen to depend crucially on the type of spinors, obeying Bott's periodicity 8. In particular, it turns out that for space dimentions (7, 8, or 9) modulo 8, the conventional result does not automatically hold: there can be no Fermions in these dimensions.
The proof given by Pauli (Pauli, Relativistic Theory of Elementary Particles'' IIL, 1947, Supplement) for a theorem concerning the connection between the spin and the statistics is based on a consideration of irreducible representations of the tensor and spinor quantities in transformations of a Lorentz group with a determinant equal to unity. A proof is given of the above theorem tn which it is shown that it is enough to restrict oneself to a consideration of the transformation of the quantities with general inversion (inverston of all four co-ordinate axes).
George Sudarshan was quite a bit ahead of the times when he sketched out a non-relativistic proof of the spin-statistics connection forty years back. A recent revival of interest in the role of relativistic arguments in proving the spin-statistics connection prompted us to revisit Sudarshan's original arguments and present them in simpler fashion. The proof is designed to work in three space dimensions. Sudarshan's observation was that if we impose SU (2) invariance, along with a few other restrictions, on the kinematic part of the Lagrangian of a field theory which is derivable from a Weiss-Schwinger type of the Principle of Least Action, then the spin-statistics connection automatically follows. The assumptions and simplifications that go into constructing the proof will be carefully laid out so as to identify the limitations of this approach.
The spin‑statistics theorem is one of the deepest individual results in physics. Particles with integer spin obey Bose–Einstein statistics: their wavefunctions are symmetric under exchange, and any number can occupy the same state. Particles with half‑integer spin obey Fermi–Dirac statistics: their wavefunctions are antisymmetric, and no two can occupy the same state. Compactly: η = (−1)^{2s}, where η is the exchange phase (+1 bosons, −1 fermions) and s is the spin. This is empirically the most thoroughly tested relationship in particle physics. Every confirmation of Pauli exclusion in atomic structure, every superconductor, every superfluid, every neutron star, every electron‑degenerate white dwarf, every blackbody distribution, every Bose–Einstein condensate confirms it. It determines why atoms have shell structure and why chemistry exists. It determines why matter is stable against gravitational collapse below the Chandrasekhar limit. The structural integrity of essentially everything in the material world traces back to this one Z₂ × Z₂ relationship. Despite its empirical centrality, the theorem is notoriously hard to derive cleanly. Pauli’s 1940 argument used QFT, specifically requiring positivity of energy and microcausality. Streater–Wightman formalizes this with Lorentz invariance, locality, positivity of energy, and uniqueness of the vacuum. Burgoyne, Lüders–Zumino, and Weinberg all require similar axiomatic foundations with microcausality as a postulate or close relative. The dependence on QFT is not incidental — the cleanest microcausality‑based arguments need the field‑operator algebra to make their case. It leaves a question hanging: must the theorem really depend on QFT? This walkthrough shows how the Event Density framework derives spin‑statistics from substrate primitives plus 3+1D spatial topology plus the algebraic uniqueness of the Cl(3,1) frame, *without QFT*. The argument runs through: the configuration‑space topology π₁(Q₂) = Z₂ in 3+1D; the geometric theorem identifying the exchange‑class generator with the 2π‑rotation generator; the algebraic uniqueness of Cl(3,1) realizing the rotational double cover; and a closure step using the framework’s individuation primitive to tie the topological exchange phase to spinor‑module representation theory. The result is η = (−1)^{2s} forced unconditionally at primitive level. The structural beauty: two Z₂ dichotomies — the exchange‑phase (η = ±1, forced by topology) and the integer/half‑integer spin parity (forced by the Lorentz representation ladder) — collapse into a single forced equality, with the identification between them supplied by Cl(3,1) plus the individuation pairing. The framework reproduces spin‑statistics without QFT, at the level of substrate primitives plus 3+1D topology.
We respond to a recent request from Neuenschwander for an elementary proof of the Spin-Statistics Theorem. First, we present a pedagogical discussion of the results for the spin-0 Klein–Gordon field quantized according to Bose–Einstein statistics; and for the spin-12 Dirac field quantized according to Fermi–Dirac statistics and the Pauli Exclusion Principle. This discussion is intended to make our paper accessible to students familiar with the matrix solution of the quantum harmonic oscillator. Next, we discuss a number of candidate intuitive proofs and conclude that none of them pass muster. The reasons for their shortcomings are fully discussed. Then we discuss an argument, originally suggested by Sudarshan, which proves the theorem with a minimal set of requirements. Although we use Lorentz invariance in a specific and limited part of the argument, we do not need the full complexity of relativistic quantum field theory. Motivated by our particular use of Lorentz invariance, if we are permitted to elevate the conclusion of flavor symmetry (which we explain in the text) to the status of a postulate, one could recast our proof without any explicit relativistic assumptions, and thus make it applicable even in the nonrelativistic context. Such an argument, presented in the text, sheds some light on why it is that the ordinary Schrödinger field, considered strictly in the nonrelativistic context, seems to be quantizable with either statistics. Finally, an argument starting with ordinary-number valued (commuting), and with Grassmann-valued (anticommuting), oscillators shows in a natural way that these must relativistically embed into Klein–Gordon spin-0 and Dirac spin-12 fields, respectively. In this way, the Spin-Statistics Theorem is understood at the expense of admitting the existence of the simplest Grassmann-valued field.
A nonrelativistic proof of the spin-statistics theorem is given in terms of the field operators satisfying commutation and anticommutation relations, which are introduced here in the coordinate space as a means to build the permutation symmetry into the brackets of identical particles. An eigenvalue problem of a πππ-rotation for a product of two annihilation operators is combined with an analysis on its rotational property to prove the connection that the field operators for integral-spin and half-integral-spin particles obey the commutation and anticommutation relations, respectively.
A recent paper by Peshkin [1] has drawn attention again to the problem of understanding the spin statistics connection in non-relativistic quantum mechanics. Allen and Mondragon [2] has pointed out correctly some of the flaws in Peshkin's arguments which are based on the single valuedness under rotation of the wave functions of systems of identical particles. We examine carefully the claim that is made in the title of [2] that there can be ``no spin-statistics connection in non-relativistic quantum mechanics''. We show that we can derive the spin statistics connection for non-relativistic quantum field theories which have equations of motion of the Hamiltonian type based on SU(2) invariance of the Lagrangian. The formalism and machinary of non-relativistic quantum field theory as opposed to usual quantum mechanics is necessary for constructing our proof.