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Physical Review B

Stationary and dynamical descriptions of strong correlated systems

E. C. Goldberg, Fernando Flores, R. Monreal

Published Jan 25, 2005• 27 citations
Publisher

Abstract

This work is mainly devoted to the description of processes that involve the interaction between an atom and a surface, in which a strong Coulomb repulsion on the atomic site $(U)$ limits the charge exchange to one electron (infinite-$U$ limit). In this limit, the Anderson Hamiltonian for a many-fold $(N)$ of states localized on the atomic site can be represented in terms of auxiliary bosons and physical operators in the mixed boson-electron space can be defined. In this work the Hamiltonian is solved by defining appropriate Green's functions for physical operators. Then we solved the equations of motion of these Green's functions, up to a second order in the atom-surface coupling, either for the stationary case or for a real time-dependent problem. We show that our approach reproduces the known exact results in the nondegenerate $(N=1)$ case, and for $N\ensuremath{\succ}1$ gives excellent agreement with exact calculations and approximations valid for large $N$ (the $1∕N$ expansion). Finally, the accurate description of dynamical processes is shown by the comparison with the exact results available for a small four-level system. In this case we also compare with results obtained by using the noncrossing approximation and with the usual spinless model calculation.

DOI
10.1103/physrevb.71.035112

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Abstract The theory of correlated electron systems is formulated in a form that allows the use as a reference point a density functional theory in the local density approximation (LDA DFT) for solids or molecules. The theory is constructed in two steps. As a first step, the total Hamiltonian is transformed into a correlated form. To elucidate the microscopic origin of the parameters of the periodic Hubbard–Anderson model (PHAM) the terms of the full Hamiltonian that have the operator structure of PHAM are separated. It is found that the matrix element of mixing interaction includes ion configuration‐ and number of particles‐dependent contributions from the Coulomb interaction. In a second step the diagram technique (DT) is developed by means of generalization of the Baym–Kadanoff method for correlated systems. The advantages of the method are that: (1) A nonorthogonal basis can be used, in particular the one generated by LDA DFT; (2) the equations for Green's functions (GFs) for the Fermi and Bose types of quasiparticles can be formulated in the form of a closed system of functional equations. The latter allows us to avoid the question of the nonunique decoupling procedure existing in previous versions of the DT and perform the expansion in terms of dressed GFs. Although the expressions for all interactions depend on the overlap matrix, it is shown that the theory is formally equivalent to one with orthogonal states with redefined interactions. When the PHAM is treated from the atomic‐limit side the vertexes are generated by kinematic interactions. The latter arise due to nontrivial commutation relations between X‐operators and come from the mixing, hopping, and overlap of states. The equations for GFs are derived within the nonorthogonal basis set in Hubbard‐I, one‐loop and random‐phase approximations with respect to kinematic interactions. The self‐consistent equation for “Hubbard Us” is derived. The technique developed is general, in particular its “bosonic” part can be used for description of spin systems with arbitrary anisotropy, systems with orbital ordering, or ordering of multipoles. © 2003 Wiley Periodicals, Inc. Int J Quantum Chem 94: 113–143, 2003

arXiv:cond-mat/0011259•International Journal of Quantum Chemistry•Jan 1, 2003•28 citations
This work is mainly devoted to the description of processes that involve the interaction between an atom and a surface, in which a strong Coulomb repulsion on the atomic site (U)(U)(U) limits the charge exchange to one electron (infinite-UUU limit). In this limit, the Anderson Hamiltonian for a many-fold (N)(N)(N) of states localized on the atomic site can be represented in terms of auxiliary bosons and physical operators in the mixed boson-electron space can be defined. In this work the Hamiltonian is solved by defining appropriate Green's functions for physical operators. Then we solved the equations of motion of these Green's functions, up to a second order in the atom-surface coupling, either for the stationary case or for a real time-dependent problem. We show that our approach reproduces the known exact results in the nondegenerate (N=1)(N=1)(N=1) case, and for N\ensuremath≻1N\ensuremath{\succ}1N\ensuremath≻1 gives excellent agreement with exact calculations and approximations valid for large NNN (the 1∕N1∕N1∕N expansion). Finally, the accurate description of dynamical processes is shown by the comparison with the exact results available for a small four-level system. In this case we also compare with results obtained by using the noncrossing approximation and with the usual spinless model calculation.
In this work we introduce a formalism that provides a good description of the correlated charge states of an atom interacting statically or dynamically with a metal surface, including realistic features of the atom-surface system. Our treatment of the Anderson impurity with an intrasite finite repulsion is based on the use of a projection operator technique and the application of the equation of motion method. The specific case of charge state configurations having zero, one, and two valence electrons of atoms with sss-type valence orbital is discussed in this work. Static properties, such as the average occupation and the local density of states at the atom site and dynamical charge fractions in atom scattering processes, are compared with exact calculations and also with other existing approximations. Our treatment of the finite electronic repulsion at the atom site also reproduces satisfactorily the experimental behavior of the transmission phase shift of a dot measured by Aharonov-Bohm interferometry in both weak and strong coupling limits.
A review of electronic dynamics of single-impurity and many-impurity Anderson models is contained in this report. Those models are used widely for many of the applications in diverse fields of interest, such as surface physics, theory of chemisorption and adsorbate reactions on metal surfaces, physics of intermediate valence systems, theory of heavy fermions, physics of quantum dots and other nanostructures. While standard treatments are generally based on perturbation methods, our approach is based on the non-perturbative technique for the thermodynamic Green functions. The method of the irreducible Green functions is used as the basic tool. This irreducible Green functions method allows one to describe the quasiparticle spectra with damping of the strongly correlated electron systems in a very general and natural way and to construct the relevant dynamical solution in a self-consistent way on the level of Dyson equation without decoupling the chain of the equations of motion for the Green functions. The subject matter includes the improved interpolating solution of the Anderson model. It was shown that an interpolating approximation, which simultaneously reproduces the weak-coupling limit up to second order in the interaction strength U and the strong-coupling limit up to second order in the hybridization V (and thus also fulfils the atomic limit) can be formulated self-consistently. This approach offers a new way for the systematic construction of approximate interpolation dynamical solutions of strongly correlated electron systems.
The impurity Anderson model with a finite Coulomb repulsion U has been studied by using the conventional equation-of-motion treatment for the f-electron Green's function. To get a closed equation, two types of approximations are incorporated. One is to neglect, in a large U limit, higher order Green's functions which involve three f-electron annihilation operators. The other is to linearize the equation of motion by using a projection operator method. The average valency nf{\mathit{n}}_{\mathit{f}}nf​ and the spectral density of states (DOS) of f electrons are evaluated from the self-consistent equation for the Green's function. Results for nf{\mathit{n}}_{\mathit{f}}nf​ are in good agreement with exact results of Bethe ansatz method, and the obtained spectral DOS exhibits a well-known three-peak structure. Effects of finite U and finite temperature on the spectral DOS are discussed.
It is sometimes convenient to emphasize the local aspects of a part of a crystalline system, and use the corresponding localized states to build a basis of the states of the whole system. In many cases it is only a subspace of these local states that is relevant, and the Hubbard operators provide a fairly simple way to write the corresponding projected Hamiltonian. Two examples of this type of treatment are presented int this work. The first is a Co2+ impurity in a MgO crystal interacting through a Jahn-Teller term with the crystal phonons, and it is shown how this interaction affects the electronic Raman scattering. The second is the Anderson lattice when the local electrons have an infinite Coulomb repulsion, and a diagrammatic expansion with cumulants is discussed. We propose a method to obtain approximate Green's functions for the Anderson lattice that employs the exact solutions of an atomic problem, and the corresponding spectral density of the local electrons is calculated.
In this thesis we focus on improvements of the description of the electron-electron correlation effects in nonequilibrium nanosystems. We mainly focus on developments of two nonequilibrium methods, namely the formalism of Nonequilibrium Green’s Function and Time Dependent Density Functional Theory and we explore the possibility to improve existing approximations in these theories. A smaller part of the thesis is devoted to the Exact Diagonalization method which provides a numerically exact description of small systems.Paper I: We review the current methods for description of correlated materials in nonequilibrium and their connection to pump-probe spectroscopy.Paper II: We propose a hybrid method for the real time dynamics of strongly correlated materials which includes memory effects beyond the adiabatic local density approximation.Paper III: We study the dynamics of desorption of a molecule from a surface with different levels of approximation for both the nuclear and the electronic part. We compare a full quantum mechanical treatment to the Ehrenfestapproximation for the molecule and perturbative approximations for the electrons.Paper IV: We develop a theory of current-induced forces within Adiabatic Ehrenfest Dynamics which includes effects of electron-electron interactions. We study a dependence of the electronic friction on interaction strength.We also benchmark it against nonadiabatic Ehrenfest dynamics.Paper V: We study the competition of interaction and disorder in systems with steady state currents - in transport and ring geometries. We exactly define the exchange-correlation screening of the disorder by the interactioneffects via Kohn–Sham construction of DFT.Paper VI: We study a competition between Kondo and RKKY interaction in small clusters of Periodic Anderson Model (ring geometries), we construct a nonequilibrium Doniach-phase like diagram. We then determine anoptimal pulse to induce transitions with the highest fidelity.
Abstract The theory of correlated electron systems is formulated in a form that allows the use as a reference point a density functional theory in the local density approximation (LDA DFT) for solids or molecules. The theory is constructed in two steps. As a first step, the total Hamiltonian is transformed into a correlated form. To elucidate the microscopic origin of the parameters of the periodic Hubbard–Anderson model (PHAM) the terms of the full Hamiltonian that have the operator structure of PHAM are separated. It is found that the matrix element of mixing interaction includes ion configuration‐ and number of particles‐dependent contributions from the Coulomb interaction. In a second step the diagram technique (DT) is developed by means of generalization of the Baym–Kadanoff method for correlated systems. The advantages of the method are that: (1) A nonorthogonal basis can be used, in particular the one generated by LDA DFT; (2) the equations for Green's functions (GFs) for the Fermi and Bose types of quasiparticles can be formulated in the form of a closed system of functional equations. The latter allows us to avoid the question of the nonunique decoupling procedure existing in previous versions of the DT and perform the expansion in terms of dressed GFs. Although the expressions for all interactions depend on the overlap matrix, it is shown that the theory is formally equivalent to one with orthogonal states with redefined interactions. When the PHAM is treated from the atomic‐limit side the vertexes are generated by kinematic interactions. The latter arise due to nontrivial commutation relations between X‐operators and come from the mixing, hopping, and overlap of states. The equations for GFs are derived within the nonorthogonal basis set in Hubbard‐I, one‐loop and random‐phase approximations with respect to kinematic interactions. The self‐consistent equation for “Hubbard Us” is derived. The technique developed is general, in particular its “bosonic” part can be used for description of spin systems with arbitrary anisotropy, systems with orbital ordering, or ordering of multipoles. © 2003 Wiley Periodicals, Inc. Int J Quantum Chem 94: 113–143, 2003