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Brazilian Journal of Physics

From the Atomic Systems to the Extended Ones: the Hubbard Operators

Mario E. Foglio

Published Dec 1, 1997• 5 citations
Publisher

Abstract

It is sometimes convenient to emphasize the local aspects of a part of a crystalline system, and use the corresponding localized states to build a basis of the states of the whole system. In many cases it is only a subspace of these local states that is relevant, and the Hubbard operators provide a fairly simple way to write the corresponding projected Hamiltonian. Two examples of this type of treatment are presented int this work. The first is a Co2+ impurity in a MgO crystal interacting through a Jahn-Teller term with the crystal phonons, and it is shown how this interaction affects the electronic Raman scattering. The second is the Anderson lattice when the local electrons have an infinite Coulomb repulsion, and a diagrammatic expansion with cumulants is discussed. We propose a method to obtain approximate Green's functions for the Anderson lattice that employs the exact solutions of an atomic problem, and the corresponding spectral density of the local electrons is calculated.

DOI
10.1590/s0103-97331997000400028

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It is sometimes convenient to emphasize the local aspects of a part of a crystalline system, and use the corresponding localized states to build a basis of the states of the whole system. In many cases it is only a subspace of these local states that is relevant, and the Hubbard operators provide a fairly simple way to write the corresponding projected Hamiltonian. Two examples of this type of treatment are presented int this work. The first is a Co2+ impurity in a MgO crystal interacting through a Jahn-Teller term with the crystal phonons, and it is shown how this interaction affects the electronic Raman scattering. The second is the Anderson lattice when the local electrons have an infinite Coulomb repulsion, and a diagrammatic expansion with cumulants is discussed. We propose a method to obtain approximate Green's functions for the Anderson lattice that employs the exact solutions of an atomic problem, and the corresponding spectral density of the local electrons is calculated.
We consider the cumulant expansion of the PAM employing the hybridization as perturbation (Phys. Rev. B 50, 17933 (1994)), and we obtain formally exact one-electron Green's functions (GF). These GF contain effective cumulants that are as difficult to calculate as the original GF, and the Atomic Approximation consists in substituting the effective cumulants by the ones that correspond to the atomic case, namely by taking a conduction band of zeroth width and local hybridization. This approximation has already been used for the case of infinite electronic repulsion U (Phys. Rev. B 62, 7882 (2000)), and here we extend the treatment to the case of finite U. The method can also be applied to the single impurity Anderson model (SIAM), and we give explicit expressions of the approximate GF both for the PAM and the SIAM.
The single-band Hubbard Hamiltonian [1] is the simplest model of interacting electrons in a lattice.It was developed by John Hubbard, who introduced the model to take into account the local electronic correlations in narrow energy bands.The model has a kinetic term that allows hopping of electrons between atomic sites and a term that considers the on-site interaction between electrons.This model is largely used in solid state physics to study magnetic properties of solids, insulator-metal transition (Mott transition) and high temperature superconductors.However, this is a problem that has exact analytical solution in a very few limiting cases and must be treated approximately or numerically.In this work, we propose a new methodology to analytically solve the Hubbard Hamiltonian, mapping it into a two-site model (the Hubbard dimer).To obtain the Green's function for the lattice, we employed the cumulant expansion technique, using as a 'seed' the exact two-site Green's function (the atomic method) [2].From the Green's function, we obtained the density of states [DOS] and the occupation numbers as functions of the external parameters of the model, and compared the results with the Hubbard I approximation [1].
Various methods and approximation schemes are used to study many-electron interacting systems. Two important many-particle models, the Anderson model and the Hubbard model, and their electromagnetic properties have been investigated in many parameter regimes, and applied to physical systems. An Anderson single-impurity model Hamiltonian based calculation of the magnetic susceptibility is performed for YbN in the presence of crystal fields using an alteration of the Non-Crossing Approximation proposed by Zwicknagl et.al., incorporating parameters obtained from ab initio band structure calculations. It yields good agreement with experimental data. For the Anderson lattice model, a variational scheme which uses specific many-electron wavefunctions as basis is applied to both one- and two-dimensional systems represented by symmetric Anderson lattice Hamiltonians. Without much computational effort, the ground state energy is well approximated, especially in strong-coupling limit. Some electronic properties are examined using the variational ground state wavefunction. The one-dimensional Hubbard model has been solved exactly for small-size clusters by diagonalizing the Hamiltonian in the basis of many-electron Bloch states. The results for the energy spectrum and eigenfunctions of the ground state and low-lying excited states are presented. Also, mean field calculations of the two-dimensional single-band Hubbard model and Cu-O lattice model (three-band Hubbard model) are carried out for various physical quantities including the energy, occupation probability, staggered magnetization, momentum distribution Fermi surface and density of states, by using a projection operator formalism. To develop a systematic approach to solving many-electron problems, the many-particle partition function for the free electron gas system is explored using a cumulant expansion scheme. Starting from the ground state, the partition function can be approximated to any order in terms of excitation energy. Its application to interacting systems such as the Anderson model and the Hubbard model is briefly discussed.
This paper presents a general method to describe and analyze electron correlation effects in local-orbital electronic structure calculations using a generalized Hubbard Hamiltonian. In our approach, we first introduce a local density formalism where the total energy of the system is obtained as a function of the orbital occupancies ni{{n}_{i}}ni​ associated with each local orbital; in particular, exchange and correlation local potentials are presented for a multilevel case. In parallel, using the dynamical mean field approximation, a many-body solution is obtained by means of a local self-energy that appropriately interpolates between the low and high correlation limits. We also show that the local density and the many-body solutions are linked through charge consistency conditions. These two solutions are applied to a multilevel Anderson impurity and to a multiband Hubbard lattice, our results showing the high accuracy of the approach presented in this paper. Further on, we discuss how to apply our previous analysis to the case of crystals and molecules and analyze several examples: bulk Si, and HF and H2O{\mathrm{H}}_{2}\mathrm{O}H2​O molecules. The good results obtained for these cases show that our approach for the description of correlation effects offers an interesting alternative to the well-established density functional methods based on the calculation of the electron density $\ensuremath{\rho}(\stackrel{\ensuremath{\rightarrow}}{r}).$
In this Thesis, we develop and apply an accurate method to determine the ground-state properties of strongly-correlated electrons in the framework of lattice model Hamiltonians. In lattice density-functional theory (LDFT) the basic variable is the one-particle density matrix γ. From a generalized HK theorem, the ground state energy Egs[γgs] = minγ E[γ] is obtained by minimizing the energy-functional E[γ] over all the physical or representable γ. The energy functional can be divided into two contributions: the kinetic-energy functional T [γ], which linear dependence on γ is exactly known, and the correlation-energy functional W [γ], which dependence on γ is not explicitly known. Finding accurate approximations for W [γ] constitutes the actual challenge of this thesis. Part of this work is based on previous studies which derive an approximation of W [γ] for the Hubbard Hamiltonian based on scaling hypothesis and an exact analytical results for the Hubbard dimer. However, this approach is limited to spin independent and homogeneous systems. In order to extend the scope of LDFT, we have developed three different approaches to derive W [γ] in order to study broken symmetry problems. First we extend the previous scaling functional to system having charge transfer. By a systematic study of the dependence of W [γ] on the charge distribution we find similar scaling properties as for the homogeneous case. An extension to the Hubbard model on bipartite lattices is then derived and applied to finite and infinite systems with repulsive and attractive interactions. The high accuracy of this functional is demonstrated. Nevertheless, this approach is difficult to transfer to more complex systems, since the calculation of W [γ] applies to the system as a whole. To overcome this problem, we derive another approximation based on local scaling properties. This functional is formulated on-site so that it can be applied to any ordered or disordered Hamiltonian with on-site interaction. As applications we study the metal-insulator transition in the ionic Hubbard model in oneand two-dimensions, as well as the one-dimensional Hubbard chain with first and second nearest neighbor hoppings. Finally, we develop a numerical approach of W [γ], on the basis on exact diagonalizations of an effective many-body Hamiltonian corresponding to a cluster surrounded by an effective medium. This effective Hamiltonian depends on the density matrix γ and allows to derive approximation to W [γ] which improve systematically with increasing cluster size. The formulation is spin-dependent and allows a straightforward generalization to multi-orbital correlated systems such spd-Hamiltonians. In addition it take into account the effects of short-range charge and spin fluctuations in the functional. The accuracy of the method is demonstrated for the Hubbard model by comparison with the Bethe-Ansatz solution (1D) and quantum Monte Carlo simulations (2D). Finally, an outlook or relevant future developments of the theory is provided.
This work is mainly devoted to the description of processes that involve the interaction between an atom and a surface, in which a strong Coulomb repulsion on the atomic site (U)(U)(U) limits the charge exchange to one electron (infinite-UUU limit). In this limit, the Anderson Hamiltonian for a many-fold (N)(N)(N) of states localized on the atomic site can be represented in terms of auxiliary bosons and physical operators in the mixed boson-electron space can be defined. In this work the Hamiltonian is solved by defining appropriate Green's functions for physical operators. Then we solved the equations of motion of these Green's functions, up to a second order in the atom-surface coupling, either for the stationary case or for a real time-dependent problem. We show that our approach reproduces the known exact results in the nondegenerate (N=1)(N=1)(N=1) case, and for $N\ensuremath{\succ}1$ gives excellent agreement with exact calculations and approximations valid for large NNN (the 1∕N1∕N1∕N expansion). Finally, the accurate description of dynamical processes is shown by the comparison with the exact results available for a small four-level system. In this case we also compare with results obtained by using the noncrossing approximation and with the usual spinless model calculation.