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IEEE Transactions on Signal Processing

Artificial Noise Assisted Secure Transmission Under Training and Feedback

Hui‐Ming Wang, Chao Wang, Derrick Wing Kwan Ng

Published Aug 12, 2015• 98 citations
Publisher

Abstract

This paper proposes a framework for the artificial noise assisted secure transmission in multiple-input, multiple-output, multiple antenna eavesdropper (MIMOME) wiretap channels in frequency-division duplexed (FDD) systems. We focus on a practical scenario that only the eavesdroppers' channel distribution information (CDI) is available and the imperfect channel state information (CSI) of the legitimate receiver is acquired through training and analog feedback. By taking explicitly into account the signaling overhead and training power overhead incurred by channel estimation and feedback, we define the achievable effective ergodic secrecy rate (ESR), and investigate a joint power allocation and training overhead optimization problem for the maximization of effective ESR. We first derive a deterministic approximation for the achievable effective ESR which facilitates the joint optimization. Then, efficient iterative algorithms are proposed to solve the considered nonconvex optimization problem. In particular, in the high-SNR regime, a block coordinate descent method (BCDM) is proposed to handle the joint optimization. In the low-SNR regime, we transform the problem into a sequence of geometric programmings (GPs) and locate its Karush-Kuhn-Tucker (KKT) solution using the successive convex approximation (SCA) method. For the general case of SNR, we maximize the lower bound of the achievable effective ESR. Simulation results corroborate the theoretical analysis and illustrate the secrecy performance of the proposed secure transmission scheme.

DOI
10.1109/tsp.2015.2465301

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This paper proposes a framework for the artificial noise assisted secure transmission in multiple-input, multiple-output, multiple antenna eavesdropper (MIMOME) wiretap channels in frequency-division duplexed (FDD) systems. We focus on a practical scenario that only the eavesdroppers' channel distribution information (CDI) is available and the imperfect channel state information (CSI) of the legitimate receiver is acquired through training and analog feedback. By taking explicitly into account the signaling overhead and training power overhead incurred by channel estimation and feedback, we define the achievable effective ergodic secrecy rate (ESR), and investigate a joint power allocation and training overhead optimization problem for the maximization of effective ESR. We first derive a deterministic approximation for the achievable effective ESR which facilitates the joint optimization. Then, efficient iterative algorithms are proposed to solve the considered nonconvex optimization problem. In particular, in the high-SNR regime, a block coordinate descent method (BCDM) is proposed to handle the joint optimization. In the low-SNR regime, we transform the problem into a sequence of geometric programmings (GPs) and locate its Karush-Kuhn-Tucker (KKT) solution using the successive convex approximation (SCA) method. For the general case of SNR, we maximize the lower bound of the achievable effective ESR. Simulation results corroborate the theoretical analysis and illustrate the secrecy performance of the proposed secure transmission scheme.
In this paper, the physical layer security (PLS) issue is studied for frequency-division duplex (FDD) multiple-input multiple-output (MIMO) media-based modulation (MBM) systems with a multiple-antenna eavesdropper. A more practical scenario is considered that only the statistic channel state information (CSI) of the eavesdropping link is available and the imperfect CSI of the legitimate link is acquired by analog feedback. Based on these imperfect CSI, an artificial-noised-aided precoding scheme is proposed, and an effective achievable ergodic secrecy rate (ESR) is derived when taking into account the feedback overhead. The secrecy performance of the proposed scheme is evaluated through simulations in terms of ESR and bit error rate (BER). The influences of the key parameters such as the power allocation ratio and the feedback duration are also discussed.
We design a novel artificial-noise-aided secure ON-OFF transmission scheme in a wiretap channel. We consider a practical scenario, where the multi-antenna transmitter only obtains partial channel knowledge from the single-antenna receiver through limited training and feedback but has no channel knowledge about the single-antenna eavesdropper. In the design, we first propose a three-period block transmission protocol to capture the practical training and quantization features. We then characterize the statistics of the received signal-to-noise ratios at the receiver and the eavesdropper. Under the secrecy outage constraint, we exploit the ON-OFF scheme to perform secure transmission and derive a closed-form expression for the secrecy throughput. Moreover, we investigate the optimization problem of maximizing the secrecy throughput by proposing an iterative algorithm to determine the optimal power allocation between the information signal and artificial noise, as well as the optimal codeword transmission rate. Furthermore, we define the net secrecy throughput (NST), which takes the signaling overhead into account and address the problem of optimally allocating the block resource to the training and feedback overhead. Numerical results clearly demonstrate how the optimal signaling overhead changes with the number of transmit antennas, and there exists an optimal number of antennas that maximizes the NST.
This paper studies the artificial noise (AN) assisted secure transmission for a distributed antenna systems (DAS). To avoid a significant overhead caused by full legitimate channel state information (CSI) acquisition, tracking and collection in the central processor, we propose a distributed AN scheme utilizing the large-scale CSI of the legitimate receiver and eavesdropper. Our objective is to maximize the ergodic secrecy rate (ESR) via optimizing the power allocation between the confidential signal and AN for each remote antenna (RA) under the per-antenna power constraint. Specifically, exploiting random matrix theory, we first establish an analytical expression of the achievable ESR, which leads to a non-convex optimization problem with multiple non-convex constraints in the form of high-order fixed-point equations. To handle the intractable constraints, we recast it into a max-min optimization problem, and propose an iterative block coordinate descent (BCD) algorithm to provide a stationary solution. The BCD algorithm is composed of three subproblems, where the first two subproblems are convex with closed-form solutions, and the last one is a convex-concave game whose saddle-point is located by a tailored barrier algorithm. Simulation results validate the effectiveness of the proposed iterative algorithm and show that our scheme not only reduces the system overhead greatly but also maintains a good secrecy performance.
The impact of quantized channel direction information (CDI) on the achievable secrecy rate is studied for multiple antenna wiretap channels. By assuming that the eavesdropper's channel is unknown at the transmitter, we adopt the transmission scheme where artificial noise (AN) is imposed in the null space of the legitimate receiver's channel to disrupt the eavesdropper's reception. It has been shown that, in the ideal case where perfect CDI is available at the transmitter, the achievable secrecy rate can be made arbitrarily large by increasing the transmission power. However, when only quantized CDI is available, the AN that was originally intended to jam the eavesdropper may now leak into the legitimate receiver's channel, causing significant secrecy rate loss. For a given number of feedback bits B and transmission power P, we derive the optimal power allocation among the message-bearing signal and the AN to maximize the secrecy rate under AN leakage. We show that, when B is sufficiently large, one should allocate power evenly among the message-bearing signal and the AN; whereas when B is small, one should be more conservative in allocating power to the AN. Moreover, by showing that the achievable secrecy rate under quantized CDI is bounded by a constant, we derive a scaling law between B and P that is necessary to maintain a constant secrecy rate loss compared to the perfect CDI case. The scaling of B is shown to be logarithmic of P. These results are first derived for the multiple-input single-output single-antenna-eavesdropper scenario and are later extended to the multiple-input multiple-output multiple-antenna-eavesdropper case. Numerical simulations are provided to verify our theoretical claims.
We consider transmission of confidential data over multiple-input single-output multiple-eavesdropper (MISOME) Rayleigh-fading wiretap channels. The transmitter has access to full channel state information (CSI) of a legitimate link but only partial CSI of an eavesdropper link in forms of the average received signal-to-noise power ratio (SNR). In this location-aware scenario, we develop the optimal power allocation strategy that maximizes the secrecy rate achievable by beamforming. The optimal power control is regulated in an on-off fashion with the threshold depending only on the numbers of antennas and the average SNRs. By rescuing the vanishing high-SNR degree of freedom for secure communication from this optimal on-off beamforming with the artificial noise scheme, we further derive the achievable ergodic secrecy rate of MISOME wiretap channels in closed form.
This paper studies a secure communication over multiple-input multiple-output multi-antenna eavesdropper (MIMOME) channels which consist of legitimate parities, namely a transmitter and receiver, equipped with multi-antennas and a passive eavesdropper with multi-antennas. For securing the communication between the legitimate parties, we consider an artificial noise (AN) scheme in which the legitimate transmitter sends its secret messages and AN signal together. Meanwhile, it is assumed that the legitimate receiver has a full-duplex capability which enables it to capture the secret message from the transmitter and simultaneously generate a jamming signal to strengthen security. While there have been studies on similar setups, most of them focus on the design of the jamming signal with the assumption of full channel-state information (CSI) and/or system parameter optimization based on numerical evaluations. On the contrary, in this work, we instead introduce a tight lower bound on an achievable ergodic secrecy rate as a versatile analytic tool and derive a closed-form expressions for the bound. To confirm the analytic results, we carry out numerical evaluations of the ergodic secrecy rate which are compared with the proposed lower bound.