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Non-equilibrium fermions within lattice density functional theory: quantum transport and ultracold-atom phenomena

Alexey Kartsev

Published Jan 1, 2013• 1 citation
OpenAlex

Abstract

Cutting-edge technology needs small, ultrafast devices, operational in a wide range of regimes. This calls for solids with novel, unconventional and tailorable properties. Great progress is expected from materials in which electron-electron and electron-phonon correlations strongly affect the dynamics ( i.e. "unforeseen" useful properties are expected to be most likely found in systems with complex behavior). In spite of the potentially huge technological pay-off, our understanding of these systems is rather incomplete, especially in non-equilibrium. Often, with knowledge of systems or phenomena at an early stage, it is rewarding to resort to model, simplified descriptions. This strategy is used in this thesis, where we study several models lattice systems via density-functional theory. The latter is a well established approach (in fact, it is the current method of choice) for investigations of real materials. In our research, we focussed on little understood properties of interacting many-particle systems, such as the time-dependent conduction properties of electronic devices in the presence of interactions, disorder, and lattice vibrations, or the expansion of ultracold fermion clouds in 3D optical lattices. All these systems were described in terms of Hubbard-type interactions for the electrons, and Holstein-type electron-phonon interactions. Our results show interesting features due to the interactions which depend on dimensionality; they also show a dynamical crossover for several properties, due to the competition between disorder and interaction. Finally, when lattice vibrations are included, we showed how it is possible to manipulate in a controlled way the nuclear dynamics of molecular device via fast electronic external fields, of potential interest for technologies employing nanomolecular motors.

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Transport properties and nonequilibrium dynamics in strongly correlated materials are \ntypically difficult to calculate. This holds true even for minimalistic model Hamiltonians \nof these systems, such as the fermionic Hubbard model. \nUltracold atoms in optical lattices enable an alternative realization of the Hubbard \nmodel and have the advantage of being free of additional complications such as phonons, \nlattice defects or impurities. This way, cold atoms can be used as quantum simulators of \nstrongly interacting materials. Being thermally isolated systems, however, we show that \ncold atoms in optical lattices can also behave very differently from solids and can show a \nplethora of novel dynamic effects. \nIn this thesis, several out-of equilibrium processes involving interacting fermionic atoms \nin optical lattices are presented. We first analyze the expansion dynamics of an initially \nconfined atomic cloud in the lowest band of an optical lattice. While non-interacting atoms \nexpand ballistically, the cloud expands with a dramatically reduced velocity in the presence \nof interactions. Most prominently, the expansion velocity is independent of the attractive \nor repulsive character of the interactions, highlighting a novel dynamic symmetry of the \nHubbard model. \nIn a second project, we discuss the possibility of realizing negative absolute temperatures in optical lattices. Negative absolute temperatures characterize equilibrium states \nwith an inverted occupation of energy levels. Here, we propose a dynamical process to realize equilibrated Fermions at negative temperatures and analyze the time scales of global \nrelaxation to equilibrium, which are associated with a redistribution of energy and particles \nby slow diffusive processes. \nWe show that energy conservation has a major impact on the dynamics of an interacting \ncloud in an optical lattice, which is exposed to an additional weak linear (gravitational) \npotential. Instead of ‘falling downwards‘, the cloud diffuses symmetrically upwards and \ndownwards in the gravitational potential. Furthermore, we show analytically that the \nradius R grows with the time t according to R ∼ t^1/3, consistent with numerical simulations \nof the Boltzmann equation. \nFinally, we analyze the damping of Bloch oscillations by interactions. For a homogeneous system, we discuss the possibility of mapping the dynamics of the particle current to \na classical damped harmonic oscillator equation, thereby giving an analytic explanation for \nthe transition from weakly damped to over-damped Bloch oscillations. We show that the \ndynamics of a strongly Bloch oscillating and weakly interacting atomic cloud can be discribed in terms of a novel effective “stroboscopic” diffusion equation. In this approximation, \nthe cloud’s radius R grows asymptotically in time t according to R ∼ t^1/5 .

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•Jan 1, 2015•2 citations
Cutting-edge technology needs small, ultrafast devices, operational in a wide range of regimes. This calls for solids with novel, unconventional and tailorable properties. Great progress is expected from materials in which electron-electron and electron-phonon correlations strongly affect the dynamics ( i.e. "unforeseen" useful properties are expected to be most likely found in systems with complex behavior). In spite of the potentially huge technological pay-off, our understanding of these systems is rather incomplete, especially in non-equilibrium. Often, with knowledge of systems or phenomena at an early stage, it is rewarding to resort to model, simplified descriptions. This strategy is used in this thesis, where we study several models lattice systems via density-functional theory. The latter is a well established approach (in fact, it is the current method of choice) for investigations of real materials. In our research, we focussed on little understood properties of interacting many-particle systems, such as the time-dependent conduction properties of electronic devices in the presence of interactions, disorder, and lattice vibrations, or the expansion of ultracold fermion clouds in 3D optical lattices. All these systems were described in terms of Hubbard-type interactions for the electrons, and Holstein-type electron-phonon interactions. Our results show interesting features due to the interactions which depend on dimensionality; they also show a dynamical crossover for several properties, due to the competition between disorder and interaction. Finally, when lattice vibrations are included, we showed how it is possible to manipulate in a controlled way the nuclear dynamics of molecular device via fast electronic external fields, of potential interest for technologies employing nanomolecular motors.
A new millennia ushered in novel experimental capabilities to investigate engineered quantum systems. Gases consisting of charge neutral atoms are cooled to the ground state and by exploiting the dipole interaction can be trapped by laser light. In ultracold atomic systems the tunneling and interactions are controllable, and the system is absent of disorder. Disorder and interactions in solid-state systems inhibits a complete understanding of transport phenomena. Theoretical investigations into non-equilibrium and equilibrium dynamics of fermions in discretized potentials and in continuum are presented. The affect of controllable, external system parameters is evaluated and exploited to reveal new properties of fermion dynamics. My thesis will begin with an overview of the physics associated with many-body fermion and the models used to obtain results, followed by my thesis research on how matter-waves can be manipulated by lattice geometry and tunneling strengths. Next, I present how dissipation affects current in a continuous ring, demonstrating rate-dependent hysteresis as the particles are driven by an artificial gauge field. After presenting the continuous ring, I will then focus on persistent current and corresponding quantum current fluctuations in a discretized ring. Lissajous curves are found in the system whose area strongly depends on the presence and absence of interactions. Lastly, I will discuss dynamical detection methods for one-dimensional topological insulators using ultracold fermions. All of the results are supported with discussion on how they can be realized using current experimental technology.
Electron-phonon interactions play a central role in the behaviour of matter in the condensed phase. Physicists’ interest in this subject can be traced back to the early days of quantum mechanics, when key concepts like vibration quanta in the theory of specific heat or the Born-Oppenheimer approximation in molecular electronic structure, to mention a few, were first introduced. The controlled manufacturing of nanoscale systems has ushered a renewed interest in the basic aspects of electron-phonon interactions since the spatial confinement in nano-structures can enhance the effect of specific vibrational modes, leading to concrete manifestations of interesting concepts such as, local temperature and heating. It is also expected that in an another area of physics, namely ultracold-atoms, the study of the interaction between itinerant fermions and phonon-like excitations can be successfully undertaken due to the possibility of controlled and accurate manipulation of experimental setups and selective inclusion of physical effects. This thesis investigates some elementary aspects of the electron-phonon interactions in small open and closed 1D chains. Using an exact numerical method, the time-behaviour of 1) quantum rings in magnetic fields, and 2) parabolically trapped systems has been addressed when electron-phonon and/or electron-electron interaction are present. A first outcome of this thesis is the implementation ex-novo of a computer code to describe the non-equilibrium dynamics of these aforementioned model systems. Using such numerical capability, we performed several numerical simulations. As a second outcome of our work, we have obtained a set of results which illustrates the complex interplay among fermion-fermion and fermion-phonon interactions in the presence of magnetic time-varying fields, and how such interplay depends on the i) non/adiabatic and ii) non/resonant character of the external perturbation. Our work only touches the very superficial aspects of these very interesting topics, and we hope it will provide inspiration for further investigations.
Correlations in many-body quantum states lead to interesting phenomena while at the same time being enormously difficult to describe theoretically. Recent experiments conducted with ultracold atoms in optical lattices allow to explore quantum many-body correlations in a controlled and tunable way. The underlying theoretical model is the single-band Hubbard model. In this thesis we investigate the one-dimensional Hubbard model by applying the newly developed time-dependent two-particle reduced density matrix method. The method is based upon the assumption that three-particle correlations are negligible. We assess this approximation for equilibrium and non-equilibrium states. We show that the method is well suited for weakly interacting and weakly correlated systems.
The impact of lattice vibrations on the electric conductivity has been considered a settled issue since the proof of the Migdal theorem. The precondition for its validity is a higher velocity of electronic than phononic excitation modes. In some new materials, e. g. weakly coupled spin chains and heavy fermion systems, this precondition is not fulfilled. The heat conductivity of such systems is calculated by means of perturbation theory in this work. Another subject is the interplay of Umklapp scattering and weak disorder in spin chains and one-dimensional correlated metals. Hidden conservation laws lead to a strong coupling between heat current and charge or spin current, respectively. The transport properties are calculated perturbatively within the hydrodynamic memory matrix formalism, which gives a lower bound to the conductivies. To calculate the Lorenz number of one-dimensional metals, we model within this formalism also the influence of phonons, which in physical systems contribute substantially to the heat current. The introduction of ultracold quantum gases in optical lattices in the recent years provides a powerful tool for the modeling of many systems to solid state physics, in particular systems out of equilibrium. The relatively slow dynamics of the cold atoms allows for time resolved imaging of the atoms and thus opens up new perspectives. In the last part of this thesis, a recent experiment, which measures the expansion of a correlated atom cloud in an optical lattice, is compared to a lattice Boltzmann simulation. Depending on the local density, the problem is shown to be described by the crossover from diffusive to ballistic transport.
Transport properties and nonequilibrium dynamics in strongly correlated materials are \ntypically difficult to calculate. This holds true even for minimalistic model Hamiltonians \nof these systems, such as the fermionic Hubbard model. \nUltracold atoms in optical lattices enable an alternative realization of the Hubbard \nmodel and have the advantage of being free of additional complications such as phonons, \nlattice defects or impurities. This way, cold atoms can be used as quantum simulators of \nstrongly interacting materials. Being thermally isolated systems, however, we show that \ncold atoms in optical lattices can also behave very differently from solids and can show a \nplethora of novel dynamic effects. \nIn this thesis, several out-of equilibrium processes involving interacting fermionic atoms \nin optical lattices are presented. We first analyze the expansion dynamics of an initially \nconfined atomic cloud in the lowest band of an optical lattice. While non-interacting atoms \nexpand ballistically, the cloud expands with a dramatically reduced velocity in the presence \nof interactions. Most prominently, the expansion velocity is independent of the attractive \nor repulsive character of the interactions, highlighting a novel dynamic symmetry of the \nHubbard model. \nIn a second project, we discuss the possibility of realizing negative absolute temperatures in optical lattices. Negative absolute temperatures characterize equilibrium states \nwith an inverted occupation of energy levels. Here, we propose a dynamical process to realize equilibrated Fermions at negative temperatures and analyze the time scales of global \nrelaxation to equilibrium, which are associated with a redistribution of energy and particles \nby slow diffusive processes. \nWe show that energy conservation has a major impact on the dynamics of an interacting \ncloud in an optical lattice, which is exposed to an additional weak linear (gravitational) \npotential. Instead of ‘falling downwards‘, the cloud diffuses symmetrically upwards and \ndownwards in the gravitational potential. Furthermore, we show analytically that the \nradius R grows with the time t according to R ∼ t^1/3, consistent with numerical simulations \nof the Boltzmann equation. \nFinally, we analyze the damping of Bloch oscillations by interactions. For a homogeneous system, we discuss the possibility of mapping the dynamics of the particle current to \na classical damped harmonic oscillator equation, thereby giving an analytic explanation for \nthe transition from weakly damped to over-damped Bloch oscillations. We show that the \ndynamics of a strongly Bloch oscillating and weakly interacting atomic cloud can be discribed in terms of a novel effective “stroboscopic” diffusion equation. In this approximation, \nthe cloud’s radius R grows asymptotically in time t according to R ∼ t^1/5 .
The problem of quantum dynamics in open systems has gained attention in recent decades and not the least due to the advances made in quantum transport in molecular systems. The main motivation behind quantum transport and molecular electronics is the futuristic goal to be able at some point to replace, or to complement, the silicon-based technology and to make the electronic devices faster. On a fundamental level, one has to deal with time-dependent processes where electron-electron or electron- phonon interactions are of great importance, and they can cause profound quantitative and qualitative changes on the physical and dynamical properties of electronic systems compared to the non-interacting case. Most of the studies of quantum transport have been focused on the steady-state description while neglecting the short-time dynamics. However, the dynamical effects are of great importance since fast- switching processes play a pivotal role in the operation of future devices. We studied the problem of time-dependent electron transport through the Anderson impurity model by using many-body perturbation theory (MBPT) together with Keldysh Green’s functions as well as with time-dependent density functional theory (TDDFT). These methods were compared with numerically exact time-dependent density-matrix renormalization group (tDMRG) method. We found that the many-body perturbation theory results beyond Hartree-Fock approximation were in close agreement with tDMRG results. In addition we studied the possibility of multistablity in the density and current of an interacting nanoscale junction as well as how to reversibly switch between the multiple solutions in time domain. An accurate theoretical treatment of electron correlation even in as simple model as an interacting electron gas at metallic densities still continues to be a challenge; especially description of features in the photoemission spectra due to electron correlations provides a theoretical challenge. The many-body perturbation theory yields a systematic way to study electron-electron (electron-phonon) correlations in various systems. One of the widely used approximations in MBPT is the GW approximation in which the bare interaction line is replaced with screened interaction line in the first order exchange diagram. The GW approximation gives good estimates for the band gap values close to experimental ones but especially the self-consistent GW approximation has a number of deficiencies like washing out of plasmon features and overestimation of bandwidths compared to experiment. One way to improve GW calculations is to include vertex corrections. Unfortunately, the straightforward inclusion of vertex corrections yields negative spectra in some frequency regions. We developed a diagrammatic approach to construct self-energy approximations with positive spectral properties. Our approach consists of expressing a self-energy of response diagram as a product of half-diagrams after which a minimal set of additional diagrams is identified to construct a perfect square. We applied this method to study vertex corrections in a homogeneous electron gas. In addition we analyzed the diagrammatic content of photocurrent with density functional theory. The expression for the photocurrent was obtained as an integral over the Kohn-Sham spectral function renormalized by effective potentials that depend on the exchange correlation kernel of current density functional theory. The expression for the photocurrent gives us the angular dependence of the photocurrent but it does not provide a direct access to the kinetic energy distribution of the photoelectrons.