This thesis contributes to the field of nonequilibrium phenomena in many-body quantum systems. The properties of systems driven out of equilibrium are studied from three different perspectives: dynamics, thermodynamics, and dynamical phase transitions. The real-time dynamics of quenched quantum systems is studied on the basis of explicit examples of strongly-correlated many-body systems such as the Kondo model, the Luttinger liquid, and the anisotropic Heisenberg chain. The thermodynamic point of view is addressed in terms of the nonequilibrium work fluctuation theorems. In particular, it is shown that work distribution functions and thus also the Crooks relation can be measured in optical spectra of the x-ray edge type. The central aspect of this thesis is the definition of a dynamical phase transition for closed quantum many-body systems that is then analyzed in detail for the one-dimensional transverse field Ising model. In the end the properties of periodically driven quantum systems is discussed for different models such as the Kondo model, resonant level model, and the Luttinger liquid.
This thesis contributes to the field of nonequilibrium phenomena in many-body quantum systems. The properties of systems driven out of equilibrium are studied from three different perspectives: dynamics, thermodynamics, and dynamical phase transitions. The real-time dynamics of quenched quantum systems is studied on the basis of explicit examples of strongly-correlated many-body systems such as the Kondo model, the Luttinger liquid, and the anisotropic Heisenberg chain. The thermodynamic point of view is addressed in terms of the nonequilibrium work fluctuation theorems. In particular, it is shown that work distribution functions and thus also the Crooks relation can be measured in optical spectra of the x-ray edge type. The central aspect of this thesis is the definition of a dynamical phase transition for closed quantum many-body systems that is then analyzed in detail for the one-dimensional transverse field Ising model. In the end the properties of periodically driven quantum systems is discussed for different models such as the Kondo model, resonant level model, and the Luttinger liquid.
This thesis addresses different aspects of the dynamics of isolated quantum many-body systems far from equilibrium, ranging from transient phenomena at short times to questions about relaxation and equilibration at late times. The first part deals with nonequilibrium critical phenomena. Dynamical quantum phase transitions are characterized in a two-dimensional spin system by studying the distribution of Fisher zeros in the complex time plane. Moreover, a new topologically driven transition in the nonequilibrium steady state of quenched Chern insulators is investigated, resulting in the identification of universal nonanalytic behavior of the Hall conductance as a function of the quench parameter. The second part of the thesis comprises a study of transient dynamics of the transverse-field Ising model in two and three dimensions based on a perturbative derivation of classical networks to encode the time-evolved wave function; this construction is also applicable to represent the state as an artificial neural network. In the last part of the thesis a possible definition of the irreversibility of quantum many-body dynamics is introduced, which is based on the echo dynamics of observables under imperfect effective time reversal. Echo dynamics is studied in generic and integrable quantum systems as well as in the semiclassical limit. The relation to out-of-time-order correlators is explored, which were recently introduced to probe the quantum butterfly effect.
In this thesis we study collective, emergent and optical properties of interacting quantum systems both in equilibrium and nonequilibrium situations from a microscopic modelling. This orientation steams from both the fact there is a profound need to design, characterise and set up control strategies for realistic systems in which quantum technologies could be conceived and the interest to grasp and identify fundamental principles for the emergence of macroscopic behaviour. The thesis is divided into three parts: I Optical and Collective Phenomena; II Equilibrium many-body systems and III Nonequilibrium many-body systems. Part I includes four complementary contributions to the optics emerging from the collective behaviour of microscopic quantum systems. In part II (Equilibrium many-body systems) of the thesis I have addressed the physics of quantum phase transitions from the perspective of nonequilibrium thermodynamics. We have shown that such an approach captures the essential features of finite order transitions that have a strong connection to thermodynamical and energetic figures of merit, but does not capture infinite order transitions that are of a much more subtle nature. Motivated by these exotic infinite order transitions we have looked at quantum phases and phase transitions through an informational and operational perspective based on pure state conversions restricted by local operations. In the third and last part (Nonequilibrium many-body systems) of the thesis I have laid out a project on the closed evolution of quantum spin chains focussing on the emergent nonequilibrium laws that depart from equilibrium physics.
This thesis reports the results obtained during my PhD research in the field of out of equilibrium quantum many-body systems. Chapter 1 consists in a brief introduction of the field and the introduction of concept that are useful for the following chapters. In Chapter 2 the statistics of the work as a tool for characterizing the dynamics of many-body quantum systems is introduced its general features discussed. Then, such a statistics is computed for generic time-dependent protocols (both global and local) in the quantum Ising chain and in the Gaussian field theory, showing, in particular, that in its low-energy part there are features that are independent of the details of the specific chosen protocol. Chapter 3 is devoted to the study of the dynamical phase transition in the O(N) quantum vector model in the N→∞ limit, whose critical properties in generic dimensions are characterized. Moreover, a strong connection between such a transition and the statistics of excitations produced in a double quench as a function of the waiting time is showed. The chapter ends by studying the fate of the dynamical transition and the its critical properties when a ramp of finite duration τ is applied to the system instead of a sudden quench. In particular, we will show that when τ→∞ the critical point tends to the equilibrium critical point (at zero temperature) in a power-law fashion and that for every finite τ the critical properties are always the same (and different from the equilibrium critical properties). Finally in Chapter 4 we will discuss the emergence of a non adiabatic behavior in the dynamics of the order parameter for a low dimensional quantum system driven within a gapped phase by considering in detail the case of a quantum Ising chain subject to a linear variation in time of the transverse field, showing that, no matter how slowly the ramp is performed, such a change leads eventually to the disruption of the order.
The work presented in this thesis is divided into two main parts: strong zero modes in quantum spin chains with open boundaries and large deviations in classical spin systems. The results concerning the strong zero modes are presented in chapters 2 and 3, while chapter 4 contains the results about large deviations in systems of many, but independent, classical degrees of freedom. These two distinct classes of problems in spin chains are both about aspects of slow relaxation to equilibrium in many-body systems. Nowadays slow dynamics and non-ergodicity in many-body quantum systems are receiving much attention due to their notable technological potential for storing and processing, for very long times, the quantum information encoded in boundary degrees of freedom. In the first part of the work presented in this thesis we mainly focus on quantum spin chains with open boundaries, which can display coherence times for edge spins, that diverge with the system size, as a consequence of the emergence, in the thermodynamic limit, of conserved local quantities, called strong zero modes. First, we discuss the fate of these coherence times when dynamics becomes dissipative. Understanding the behavior of these long correlation times in open quantum systems, undergoing Markovian (memoryless) dynamics, would allow for the possibility of exploiting the protected information encoded in the boundary spins for applications in quantum devices in realistic non-equilibrium settings. Second, we study one possible simple generalization of the transverse field Ising model to a class of ladder spin systems with plaquette interactions in the presence of a transverse field. Also for these systems one can explicitly construct the strong zero mode operators and understand the behavior of the consequential long coherence times for the edge degrees of freedom under isolated (unitary) dynamics. This is possible because the models we consider, while appearing complex superficially, can be brought to simple forms by exploiting an extensive number of conserved quantities they possess. The results presented in chapters 2 and 3 are closely related, even if they focus on different models and investigate different aspects of their dynamics. Nevertheless, the underlying concept they are based on is the same one, that is, an eigenstate phase transition for the strong zero modes that has interesting consequences for the full energy spectrum. In the second part of the thesis we focus on a different type of phase transitions. Here we address the issue of dynamical large deviation phase transitions from a disordered phase to an ordered one, in classical systems which consist in a collection of independent Ising spins evolving stochastically. Surprisingly, by reweighing trajectories accordingly to a certain type of time-integrated observable, even a system of independently evolving spins can display some critical behavior, at the fluctuation level, in trajectory space in the large size and long time limit. By making use of the tilted generator techniques we study the statistics of two particular time-integrated observables. Their associated tilted generators have an exact Kramers-Wannier duality and they look like, up to a sign and an additive constant, some specific well known quantum Hamiltonians. In this sense, the dynamical large deviation phase transitions we observe in these classical stochastic systems translate in ground state quantum phase transitions taking place at the self dual point of the tilted generators we study.
In this Thesis we discussed several issues related to the dynamics of isolated quantum many-body systems. The brief overview of Chapter 1 highlighted a series of open fundamental theoretical questions which are crucial for the investigation of nonequilibrium phenomena. Among them, we mainly focused on the emergence of thermal behaviors and on the characterization of dynamical phase transitions and of the associated universal dynamics. To this end, we analyzed some paradigmatic models, such as the Fermi-Hubbard model, the quantum Ising chain, and the O(N) model. -Chapter 2: Absence of thermalization in a Fermi liquid. In this Chapter we report two results that question the common expectation of thermalization in a Landau-Fermi liquid after an interaction quench. We first consider the perturbative expansion in the interaction strength of the long-wavelength structure factor S(q) and show that it does not satisfy the hypothesis that steady-state averages correspond to thermal ones. In particular, S(q) has an analytical component ∼ const. + O(q^2) for q → 0, compatible with thermalization, but it retains also a nonanalytic term ∼ |q| characteristic of a Fermi liquid at zero-temperature. In real space, this nonanalyticity turns in a power-law decay of the density-density correlations, in contrast with the exponential decay associated to thermalization. We next analyze the low-density case, where one can obtain results valid at any order in interaction but at leading in the density, and find that in the steady state the momentum distribution jump at the Fermi surface is strictly finite, though smaller than at equilibrium. -Chapter 3: Nonadiabatic stationary behavior in a driven Ising chain. In this Chapter we discuss the emergence of a nonadiabatic behavior in the dynamics of the order parameter in a low-dimensional system subject to a linear ramp of one of its parameters within a gapped phase, which should be the most favorable situation for an adiabatic evolution. We study in details the dynamics of the spontaneous magnetization m_x(t) in a quantum Ising chain after a linear variation in time of the transverse field within the ordered phase. In particular, focusing on the value of the order parameter at the end of the ramp m_x(τ), we show that the smaller the switching rate of the transverse field is the closer m_x(τ) gets to its ground state value. Nonetheless, this apparently small correction to adiabaticity eventually leads to the disruption of the order exponentially fast in the subsequent time evolution, no matter how slowly the ramp is performed. -Chapter 4: Aging and coarsening in isolated quantum systems after a quench. This Chapter analyzes the nonequilibrium dynamics of an isolated quantum system after a sudden quench to the dynamical critical point, where the emergence of scaling and universal exponents is expected, due to the absence of time and length scales. We explore these features for a bosonic interacting scalar field theory with O(N) symmetry in the large-N limit, where the model is exactly solvable and the exponents and scaling forms of the relevant two-time correlation functions can be analytically calculated. Moreover, we provide evidence of the emergence of a dynamical scaling behavior also for quenches below the dynamical critical point, associated with coarsening. We find that the latter case is characterized by the same scaling functions as those describing the critical case, yet with different exponents. -Chapter 5: Dynamical transitions and statistics of excitations. In this Chapter we study the dynamics of the O(N) model (introduced in the previous Chapter) resulting from a different protocol: a linear ramp of one of its parameters. We find that the presence of a dynamical phase transition, as well as its critical properties, are robust against the change of the protocol. We show that a characterization based on the critical dimensions and exponents would suggest that the dynamical phase transition is analogous to the equilibrium thermal one. However, its nonequilibrium nature becomes evident analyzing the statistics of excitations produced in the ramp process. In particular, the critical properties are encoded in the fluctuations in the number of excitations, which display qualitatively different behaviors depending on the ramp being performed above, at, or below the dynamical critical point. These behaviors bear no dependence on the duration of the protocol.
The study of the interplay between interaction-induced correlations and nonequilibrium initial conditions in many-body systems has recently attracted a lot of attention. New experimental techniques provide high control over many-body systems and systematic access to their nonequilibrium regime. In many systems the nonequilibrium properties of a Fermi liquid can be relevant. A first approach to their understanding is the main content of this thesis. At the beginning, nonequilibrium phenomena, Landau's theory of a Fermi liquid, the Hubbard model, time evolution in quantum mechanics, related experiments, and the flow equation method are reviewed. The key observation of this thesis, namely a characteristic mismatch of expectation values in equilibrium and nonequilibrium, is first illustrated for the squeezed oscillator. For this one-particle model Hamiltonian the perturbative approach can be compared with the exact solution and it is shown that the mismatch holds even beyond perturbation theory. Afterwards these observations are generalized to a larger class of one-particle models. Then the nonequilibrium behavior of a Fermi liquid is examined by analyzing the Fermi liquid phase of the Hubbard model in more than one dimension. After a sudden switch-on of a weak two-particle interaction to the noninteracting Fermi gas the relaxation of the many-body system is observed. For this purpose, the flow equation transformation is implemented for the Hubbard Hamiltonian. Then the discussion of the momentum distribution function and of the kinetic energy displays a three-step relaxation behavior of the Fermi liquid from the initial perturbation until thermalization is reached. Firstly, the sudden switch inserts excitation energy into the system which drives the following dynamics. Then a rapid initial build-up of correlations is caused by initial dephasing and leads to the establishment of a quasiparticle picture. By that the system enters into a quasi-stationary state which can be long-lasting for weak interaction. This state shows prethermalization of the kinetic energy which already has relaxed to its final values. However, the momentum distribution still resembles a zero temperature Fermi liquid. Its later relaxation on a second time scale is caused by a residual two-particle interaction which allows for scattering processes and can be described by a quantum Boltzmann equation. The physical origin of this delayed relaxation can be traced back to an interplay of translational invariance of the Hubbard model and the Pauli principle for fermions; together they restrict the phase space for scattering events. Comparing with similar work I conjecture on the generic nature of the findings made for the quenched Fermi liquid in other many-body systems. Finally I point out to the potential relevance of the delayed relaxation for the observation of further nonequilibrium phenomena, for instance in BCS systems. In order to extend the study of sudden switching to arbitrary switching processes the calculation is repeated using the Keldysh perturbation theory. First evaluations for a linear increase of the interaction strength are given. Extensions of this work are suggested and may motivate further research.