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Soviet Journal of Low Temperature Physics

Superfluidity without a Bose condensate

S. I. Shevchenko

Published Oct 1, 1983• 1 citation
Publisher

Abstract

We have developed a microscopic theory of superfluidity in a two-dimensional, slightly nonideal Bose gas. The theory is rooted in the fact that a number of bosons are concentrated in the small momentum region at low temperatures when the interaction is weak, in spite of the fact that there is no Bose condensate in the two-dimensional case when T≠0. This fact lets us reduce the description of the system from one employing creation ak+ and annihilation ak operators for bosons to one based on combinations of these operators ρk and φk(ρk = S−1Σqaq+aq+k, φk· = −(i/ns) Σ(kq/k2 + l)aq+aq+k, where n is the boson density, and S is the area of the system). The description in terms of ρk and φk is simple because the hamiltonian is quadratic with respect to ρk and φk. The operators ρk and φk can also be used to express the occupation number Nk = ak+ak and current operators. We find the elementary excitation spectrum (which is identical to the Bogolyubov spectrum) and the momentum distribution of the bosons. We calculate the normal density due to thermal oscillations in the Bose gas and to interactions with impurity centers in the substrate.

DOI
10.1063/10.0030991

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•Sep 15, 2026•0 citations
We have developed a microscopic theory of superfluidity in a two-dimensional, slightly nonideal Bose gas. The theory is rooted in the fact that a number of bosons are concentrated in the small momentum region at low temperatures when the interaction is weak, in spite of the fact that there is no Bose condensate in the two-dimensional case when T≠0. This fact lets us reduce the description of the system from one employing creation ak+ and annihilation ak operators for bosons to one based on combinations of these operators ρk and φk(ρk = S−1Σqaq+aq+k, φk· = −(i/ns) Σ(kq/k2 + l)aq+aq+k, where n is the boson density, and S is the area of the system). The description in terms of ρk and φk is simple because the hamiltonian is quadratic with respect to ρk and φk. The operators ρk and φk can also be used to express the occupation number Nk = ak+ak and current operators. We find the elementary excitation spectrum (which is identical to the Bogolyubov spectrum) and the momentum distribution of the bosons. We calculate the normal density due to thermal oscillations in the Bose gas and to interactions with impurity centers in the substrate.
One considers the superfluid (SF) state of a Bose liquid with a strong repulsion between bosons, in which at T=0, along with a weak single-particle Bose-Einstein condensate (BEC), there exists an intensive pair coherent condensate (PCC), analogous to the Cooper condensate in a Fermi liquid with an attraction between the fermions. Such a PCC emerges in a system of bosons due to an oscillating sign-changing momentum dependence of the Fourier component of the pair interaction potential, which is characteristic of a certain family of repulsion potentials. In such cases, the Fourier component is negative in some domain of nonzero momentum transfer, which corresponds to an effective attraction. The collective effects of renormalization (``screening'') of the initial interaction lead to a suppression of the repulsion and an enhancement of the effective attraction. It is the ratio of the BEC density to the full density of the liquid n0/n≪1n_0/n\ll 1n0​/n≪1 that is used as a small parameter---unlike in the Bogolyubov theory for a quasi-ideal Bose gas, in which the small parameter is the ratio of the number of supracondensate excitations to the number of particles in an intensive BEC, (n−n0)/n0≪1(n-n_0)/n_0\ll 1(n−n0​)/n0​≪1. A closed system of nonlinear integral equations for the normal and anomalous self-energy parts is obtained, in the framework of a renormalized perturbation theory built on combined hydrodynamic and field variables. In the framework of the hard-spheres model, a spectrum of quasiparticles is obtained, which is in good accordance with the experimental spectrum of elementary excitations in superfluid 4^44He. The question of applicability of the Landau criterion in the absence of quantum vortices is discussed.
This chapter concludes the study of superfluidity in Bose liquids with a brief summary of the strengths, and of the inadequacies, of the theory. A clear understanding of the static and the long wavelength dynamic properties of an equilibrium Bose liquid, including a microscopic basis for the two-fluid model. Variational calculations of the excitation spectrum of liquid He II, which are in good quantitative agreement with experiment. A satisfactory phenomenological treatment of the interactions between elementary excitations which give rise to various irreversible phenomena. A microscopic theory of the ground state and elementary excitation spectrum of liquid He II; in fact, even the theory of the simple dilute Bose gas has not yet been extended to treat the system at finite temperatures, and under non-equilibrium situations. A clear understanding of a number of "vortex" properties, including the critical current for superfluid flow in thin capillaries.
The possibility of delocalization of particles in a quantum crystal at the nucleus of a dislocation and the transition of delocalized particles into a superfluid state are predicted. A theory is constructed for the one-dimensional superfluidity of a slightly nonideal Bose gas. The effect of impurities on the superfluid density is studied and it is shown that impurities do not destroy the superfluidity, but rather make an additional contribution to the normal component, different from zero even at T = 0. The flow of the superfluid current through a weak link is studied. It is established that in spite of the fact that there is no long-range order in the one-dimensional case, a superfluid current will flow through a weak link without dissipation. Some experimental manifestations of dislocation superfluidity are discussed.
A theory of superfluidity (S.F.) is developed from first principles using two novel concepts, (1) that of a 'superfluid Ensemble' (S.E.) i.e. a 'Restricted Ensemble' constructed from a 'Separable Phase Space' (S.P.S.) admitting independent configurations, at least one set of which are statistically equivalent. (2) The notion of 'Dynamical Equivalence' (D.E.), satisfied if and only if (i) all dynamical symmetries are rearranged (not broken) for two Lagrangian formulations of the same problem and if (ii) the expectation values of all the constants of motion are the same, even if their functional expressions are not. The dynamical variables (d.v.) of the S.P.S. are defined from the ('q' and 'c' number) fields of the most general 'Linear Coherent State Representation', more general than those of Glauber and Bogoljubov-Valatin combined. Three independent pairs of d.v. are obtained. D.E. is proven for the Ideal Bose Gas and for a non-linear, interacting zero order Bose problem (I.Z.O.P.). An exact relation is obtained from the action principle, ensuring the cancellation of 'low and high order dangerous diagrams'. From this it follows that D.E. for the exact interacting problem must be demonstrable at infinite order of perturbation, in the finite volume limit. The I.Z.O.P. is posed in the Random Phase Approximation (R.P.A.), free from 'anomalous averages' and solved for the three branches of the excitation spectrum in a pure state description; the lowest branch is gapless, whilst the upper two coincide and show a gap. The standard strategy of linearization is found to be faulty. The partition functions for both superfluid and non-superfluid ensembles are obtained for the I.Z.O.P. in the R.P.A. The coincident upper two branches (in a pure state description) split into a band in thermal equilibrium for the superfluid ensemble, in agreement with an upper band recently observed experimentally. O.D.L.R.O. is found in the second reduced density matrix, but ruled out in the first. Integral equations are obtained in thermal equilibrium - for the I.Z.O.P. in the R.P.A.; which differ, however, from those of existing approaches for the same problem. Most existing theories of S.F. are in fact shown not to predict superfluid behaviour. The present theory is applicable to arbitrary Bose or Fermi systems, whether superfluid or not. O.D.L.R.O. is found to be sufficient for SF. No a priori assumption is made as to the occurrence of Bose-Einstein condensation, its existence being here contingent on the solution of the integral equation; in any case, it is not to be associated with O.D.L.R.O. or S.F.