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arXiv:0911.0807

Bose Einstein condensation and superfluidity in an open system: theory

G. Malpuech, Dmitry D. Solnyshkov

Published Nov 4, 2009• 0 citations
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Abstract

We propose a new theoretical formalism which describes the Bose Einstein condensation of weakly interacting bosons with finite life time interacting with a thermal bath. We show that if a quasi-thermal distribution function of particles is achieved, the elementary excitations of the condensate show a linear spectrum characteristic of a superfluid, with a renormalized sound velocity with respect to the equilibrium case.

DOI
10.48550/arxiv.0911.0807

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We propose a new theoretical formalism which describes the Bose Einstein condensation of weakly interacting bosons with finite life time interacting with a thermal bath. We show that if a quasi-thermal distribution function of particles is achieved, the elementary excitations of the condensate show a linear spectrum characteristic of a superfluid, with a renormalized sound velocity with respect to the equilibrium case.
We derive a theoretical model which describes Bose-Einstein condensation in an open driven-dissipative system. It includes external pumping of a thermal reservoir, finite life time of the condensed particles and energy relaxation. The coupling between the reservoir and the condensate is described with semi-classical Boltzmann rates. This results in a dissipative term in the Gross-Pitaevskii equation for the condensate, which is proportional to the energy of the elementary excitations of the system. We analyse the main properties of a condensate described by this hybrid Boltzmann Gross-Pitaevskii model, namely, dispersion of the elementary excitations, bogolon distribution function, first order coherence, dynamic and energetic stability, drag force created by a disorder potential. We find that the dispersion of the elementary excitations of a condensed state fulfils the Landau criterion of superfluidity. The condensate is dynamically and energetically stable as longs it moves at a velocity smaller than the speed of excitations. First order spatial coherence of the condensate is found to decay exponentially in 1D and with a power law in 2D, similarly with the case of conservative systems. The coherence lengths are found to be longer due to the finite life time of the condensate excitations. We compare these properties with the ones of a condensate described by the popular models in which the dissipative term is proportional to the local condensate density. In the latter, the dispersion of excitations is diffusive which as soon as the condensate is put into motion implies finite mechanical friction and can lead to an energetic instability.
We have developed a microscopic theory of superfluidity in a two-dimensional, slightly nonideal Bose gas. The theory is rooted in the fact that a number of bosons are concentrated in the small momentum region at low temperatures when the interaction is weak, in spite of the fact that there is no Bose condensate in the two-dimensional case when T≠0. This fact lets us reduce the description of the system from one employing creation ak+ and annihilation ak operators for bosons to one based on combinations of these operators ρk and φk(ρk = S−1Σqaq+aq+k, φk· = −(i/ns) Σ(kq/k2 + l)aq+aq+k, where n is the boson density, and S is the area of the system). The description in terms of ρk and φk is simple because the hamiltonian is quadratic with respect to ρk and φk. The operators ρk and φk can also be used to express the occupation number Nk = ak+ak and current operators. We find the elementary excitation spectrum (which is identical to the Bogolyubov spectrum) and the momentum distribution of the bosons. We calculate the normal density due to thermal oscillations in the Bose gas and to interactions with impurity centers in the substrate.
One considers the superfluid (SF) state of a Bose liquid with a strong repulsion between bosons, in which at T=0, along with a weak single-particle Bose-Einstein condensate (BEC), there exists an intensive pair coherent condensate (PCC), analogous to the Cooper condensate in a Fermi liquid with an attraction between the fermions. Such a PCC emerges in a system of bosons due to an oscillating sign-changing momentum dependence of the Fourier component of the pair interaction potential, which is characteristic of a certain family of repulsion potentials. In such cases, the Fourier component is negative in some domain of nonzero momentum transfer, which corresponds to an effective attraction. The collective effects of renormalization (``screening'') of the initial interaction lead to a suppression of the repulsion and an enhancement of the effective attraction. It is the ratio of the BEC density to the full density of the liquid n0/n≪1n_0/n\ll 1n0​/n≪1 that is used as a small parameter---unlike in the Bogolyubov theory for a quasi-ideal Bose gas, in which the small parameter is the ratio of the number of supracondensate excitations to the number of particles in an intensive BEC, (n−n0)/n0≪1(n-n_0)/n_0\ll 1(n−n0​)/n0​≪1. A closed system of nonlinear integral equations for the normal and anomalous self-energy parts is obtained, in the framework of a renormalized perturbation theory built on combined hydrodynamic and field variables. In the framework of the hard-spheres model, a spectrum of quasiparticles is obtained, which is in good accordance with the experimental spectrum of elementary excitations in superfluid 4^44He. The question of applicability of the Landau criterion in the absence of quantum vortices is discussed.
Quantum systems consisting of many particles are both interesting from the physics and the mathematics perspective. One aspect that makes them fascinating from the physics point of view is that they can exhibit quantum effects on macroscopic scales such as Bose-Einstein condensation. This phenomenon, first predicted 100 years ago by Bose [19] and Einstein [44], occurs when a dilute gas of bosons is cooled down to very low temperatures. Below a certain critical temperature a condensate forms, meaning that a macroscopic fraction of the particles is in the same one-particle state, and thus, quantum phenomena become relevant on length scales much larger than the individual atom. The occurrence of Bose-Einstein condensation is also related to superfluidity as suggested in [88]. Bose-Einstein condensation has been achieved experimentally independently by the groups of Cornell and Wieman [3] and Ketterle [40] earning them a Nobel prize in 2001. While Bose and Einstein analyzed theoretically the non-interacting gas, an effective theory describing weakly interacting Bose gases was proposed by Bogoliubov in 1947 with the goal of explaining the occurrence of superfluidity in liquid helium [18]. Using assumptions such as that condensation indeed occurs, his theory yields predictions for the low-energy states of the system. Seen from the mathematics perspective, describing the Bose gas is an interesting challenge due to the strong correlations between particles introduced by the interaction making this case much harder to study than the non-interacting one. In particular, a proof that Bose-Einstein condensation occurs in the thermodynamic limit for continuous systems is still out of reach. However, there has been a lot of work regarding the rigorous analysis of bosonic systems in various relevant regimes. This thesis contains three new contributions establishing rigorous results on bosonic systems in different, physically relevant settings. It is based on the articles [37, 27, 31]. The first result concerns the time-evolution of initially trapped Bose gases in the ultra-dilute Gross-Pitaevskii regime. Under some assumptions on the initial data satisfied in particular by a class of states that are expected to approximate the ground state in a trap, we derive a quasi-free approximation that is close to the true solution in L2L^2L2-norm. In particular, we show that this approximate wave function is described in terms of a Bose-Einstein condensate in a one-particle state following the time-dependent Gross-Pitaevskii equation together with pair excitations with respect to this condensate. As a corollary, we establish a central limit theorem for bounded one-particle observables. The second result is a simple proof of Bose-Einstein condensation for interacting, ultra-dilute gases. More specifically, we consider scalings interpolating between the Gross-Pitaevskii regime and the thermodynamic limit. While condensation had been shown to hold in these regimes before, the advantage of the method used here is its simplicity. Lastly, the third result establishes an upper bound on the ground state energy of a dilute Bose gas in the thermodynamic limit. It captures rigorously the third order correction to the energy per unit volume for sufficiently low densities as predicted in the physics literature first by Wu and subsequently others. Full-text embargoed until: 2026-01-01\textit{Full-text embargoed until: 2026-01-01}Full-text embargoed until: 2026-01-01
The phenomena of superfluidity and superconductivity are intimately connected with the existence of a condensate, a macroscopically occupied quantum state. Such condensates occur in a variety of different physical systems, as described in Chapter 1. The foundation for the description of superfluidity is a picture of the system as being comprised of a condensate and elementary excitations. In Chapter 8 we have seen how physical properties such as the energy and the density of a Bose–Einstein condensed system may be expressed in terms of a contribution from the condensate, plus one from the elementary excitations, and in this chapter we shall consider further developments of this basic idea to other situations. As a first application, we determine the critical velocity for creation of an excitation in a homogeneous system (Sec. 10.1). Following that, we show how to express the momentum density in terms of the velocity of the condensate and the distribution function for excitations. This provides the basis for a two-component description, the two components being the condensate and the thermal excitations (Sec. 10.2). In the past, this framework has proved to be very effective in describing the properties of superfluids and superconductors, and in Sec. 10.3 we apply it to dynamical processes. To describe the state of a superfluid, one must specify the condensate velocity, in addition to the variables needed to characterize the state of an ordinary fluid. As a consequence, the collective behaviour of a superfluid is richer than that of an ordinary one. Collective modes are most simply examined when excitations collide frequently enough that they are in local thermodynamic equilibrium.