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Probabilities in Statistical Mechanics: What are they?

Wayne C. Myrvold

Published Jul 1, 2012• 6 citations
OpenAlex

Abstract

This paper addresses the question of how we should regard the probability distributions introduced into statistical mechanics. It will be argued that it is problematic to take them either as purely ontic, or purely epistemic. I will propose a third alternative: they are almost objective probabilities, or epistemic chances. The definition of such probabilities involves an interweaving of epistemic and physical considerations, and thus they cannot be classified as either purely epistemic or purely ontic. This conception, it will be argued, resolves some of the puzzles associated with statistical mechanical probabilities: it explains how probabilistic posits introduced on the basis of incomplete knowledge can yield testable predictions, and it also bypasses the problem of disastrous retrodictions, that is, the fact the standard equilibrium measures yield high probability of the system being in equilibrium in the recent past, even when we know otherwise. As the problem does not arise on the conception of probabilities considered here, there is no need to invoke a Past Hypothesis as a special posit to avoid it.

Related papers

Probabilities in Statistical Mechanics

Wayne C. Myrvold

This chapter deals with the question of how we should think of the probabilities introduced in statistical mechanics. It is usually said that these probabilities are introduced on the basis of our ignorance of the precise state of the system, or our incapacity to treat analytically the equations of motion in order to deliver a detailed account of the evolution of the system, or both. This suggests an epistemic reading. However, we make predictions on the basis of them, that are verified by experiment. This suggests that they be thought of as objective chances. It looks as if we have to employ both the epistemic and the objective concept, in an inconsistent way. Moreover, the standard equilibrium probabilities, applied to a system that has relaxed to equilibrium while isolated from its environment, cannot be either credences or chances. It is argued that the hybrid concept, epistemic chance, resolves these puzzles and is suited to play the role required of probability in statistical mechanics.

Oxford University Press eBooks•Feb 11, 2021•2 citations

Ontic Probabilities in Physics - Are Humean Chances a Serious Contender?

Claus Beisbart

Some of our best physical theories, notably quantum mechanics and statistical physics, are probabilistic. A question thus is what the probabilities from the theories mean. Since the theories provide a very successful account of the world, it is attractive to say that their probabilities mirror real-world (“ontic”) probabilities independent of human observers. The aim of this talk is to assess a view of such probabilities that has lately attracted much attention under the label “Humean chances”. The talk first clarifies what a philosophical view, or interpretation, of probabilities is supposed to achieve and lists the most important views of ontic probabilities. I then explain the Humean account as championed by David Lewis and Barry Loewer, among others, and discuss it critically in view of applications to physics, in particular to statistical physics. The main question is whether the account succeeds as a view about ontic probabilities. The talk is also meant to give an in-depth introduction into important issues in the metaphysics of probability.

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In this expository paper we discuss the role of probability in statistical physics: it should be that of a general tool guiding induction and must not be restricted only to the empirical interpretation coming from its evaluation by an observed frequency. It is true that in many cases the value of a probability can be sensibly expressed by a suitable frequency, but this does not entails that the latter can be taken as definition of probability. Moreover, in each situation in which one thinks that probabilities are physically real things and believes that something which is only “very probable” can be regarded as being “practically certain”, some “small” probabilities are actually ignored: this attitude of mind may render illegitimate also the probabilistic interpretation of the relevant physical laws. A “law” which is based on a probabilistic interpretation cannot aim at explaining why a fact that we forecast will occur, but rather at explaining why we forecast that this fact will occur. Finally, we emphasize the role of conditional probability, and we show that looking at it from the right perspective allows to avoids also classic paradoxical aspects of quantum mechanics, without the need to resort to the interpretation based on the dualism “particle-wave”.

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The article discusses approaches to understanding the nature of probability in mathematics and physics with the consequences of these approaches, as well as the difficulties that arise. The ontological status of probability is discussed. It is shown that probability theory, contrary to R. Mises, should be classified as a mathematical science, using the definition formulated by A.N. Kolmogorov. The application of this definition in practice is provided within the framework of the classical approach, provided that the connection with physical reality is defined through the concept of equal opportunity. To do this, the concepts of simple and complex events are introduced, and the method of decomposing complex events into simple ones is explained. The point of view is substantiated, according to which a mathematical probability determined and related to physical reality in this way can be considered an objective probability, that is, existing independently of any tests. Various interpretations of quantum mechanics and approaches to understanding probability are also revealed. It is shown that in physics today the existing approaches to understanding the nature of probability contradict each other. In the Bohm interpretation, probability is an analogue of the classical approach – statistical objective probability, which has a mathematical formalization, and in quantum Bayesianism, probability quantifies the degree of reliability and depends on the subject conducting the experiment. The Copenhagen interpretation of quantum mechanics tries to eliminate the difficulties associated with combining the wave and corpuscular properties of light and electron beams into a single picture by giving the ontological status of probability, which leads to the problem of understanding physical reality. The article argues for the need for a new connection between the mathematical description of probability and physical reality. The empirical (frequency) approach of R. Mises is analyzed, which causes a lot of criticism, as it does not have a clear consistent formalization. The article argues that this approach is inconsistent with quantum mechanics. The probability given by M. Born in the Copenhagen interpretation of quantum mechanics is also considered, which formulates a new definition of probability, which does not exclude the difficulties associated with the physical interpretation of probability. Born’s approach is based on the classical approach and is reduced to a formal axiomatic definition, which assumes the interpretation of probability as a mathematical construct. The connection of probability with physical reality and the consistency of the statistical method of finding probability values remain unresolved problems, which creates a dualism of understanding probability: in mathematics – one thing, in physics – another. If in the mathematical approach, the solution of these problems is carried out through the connection of probability with physical properties, then in quantum mechanics, in the Copenhagen interpretation, problems persist, which is caused by giving the wave function an ontological status.

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Information is treated by classical physics, relativity theory, and quantum mechanics as an epistemic variable, with no significance in their mathematical models. All currently accepted conceptions of information and entropy are subjective, observer-related. We have proposed (Ospino 2026) considering information as an ontic category with energy equivalence and energetic meaningfulness, and making it part of the complete balance of physical evolution. The history of science is the history of useful but incomplete models derived under the reliance of approximations and simplifications. Every such model was contemporarily considered complete until the contrary fact was demonstrated. Unitarity and determinism are generally regarded as a complete understanding of physical evolution. The empirical success and practical usefulness of such assumptions is undeniable, as every model before was also for a certain time, until it was not. Motivated by the information-energy equivalence (Landauer, Vopson), and by the possibility of resolving some open questions not explainable under the current understanding, we introduced ontic information into consideration, and we are presenting here some derived conclusions for further analysis and discussion. We emphasize that the epistemic nature of information and entropy as per Shannon and von Neumann (and related approaches) needs to be consequently updated with the ontic understanding, or else the analysis will be flawed when using epistemic approaches. Also, since unitarity is the concept in question here, we rely on acceptance, for the purpose of the discussion, that unitarity could be incomplete.

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Probabilities in Physics

Claus Beisbart, Stephan Hartmann

Abstract Many theories and models from physics are probabilistic. This observation raises several philosophical questions: What are probabilities in physics? Do they reflect objective chances which exist independently of the human mind? Or do they only express subjective credences and thus capture our own uncertainty about the world? Finally, which metaphysical lessons, if at all, can one draw from the largely probabilistic character of physics? The chapters collected in this volume address these questions and provide a detailed philosophical appraisal of the status of probabilities in all of physics. Particular emphasis is laid upon statistical physics and quantum mechanics. Many chapters reflect a desire to understand probabilities from physics as objective chances. These chances are characterized, e.g., as time-averages, as probabilities from a best system in the terms of David Lewis, or using the Boltzmannian typicality approach. Other chapters are sympathetic to a Bayesian view of probabilities in physics. The chapters about quantum mechanics elucidate the peculiar characteristics of quantum correlations and discuss strategies to justify the Born Rule. Finally, the chapters of this volume demonstrate how closely interpretive issues about probabilities are entangled with other foundational problems of physics such as the Reversibility Paradox, the ontology of the quantum world and the question whether the world is deterministic.

•Sep 1, 2011•130 citations
This paper addresses the question of how we should regard the probability distributions introduced into statistical mechanics. It will be argued that it is problematic to take them either as purely ontic, or purely epistemic. I will propose a third alternative: they are almost objective probabilities, or epistemic chances. The definition of such probabilities involves an interweaving of epistemic and physical considerations, and thus they cannot be classified as either purely epistemic or purely ontic. This conception, it will be argued, resolves some of the puzzles associated with statistical mechanical probabilities: it explains how probabilistic posits introduced on the basis of incomplete knowledge can yield testable predictions, and it also bypasses the problem of disastrous retrodictions, that is, the fact the standard equilibrium measures yield high probability of the system being in equilibrium in the recent past, even when we know otherwise. As the problem does not arise on the conception of probabilities considered here, there is no need to invoke a Past Hypothesis as a special posit to avoid it.
This chapter deals with the question of how we should think of the probabilities introduced in statistical mechanics. It is usually said that these probabilities are introduced on the basis of our ignorance of the precise state of the system, or our incapacity to treat analytically the equations of motion in order to deliver a detailed account of the evolution of the system, or both. This suggests an epistemic reading. However, we make predictions on the basis of them, that are verified by experiment. This suggests that they be thought of as objective chances. It looks as if we have to employ both the epistemic and the objective concept, in an inconsistent way. Moreover, the standard equilibrium probabilities, applied to a system that has relaxed to equilibrium while isolated from its environment, cannot be either credences or chances. It is argued that the hybrid concept, epistemic chance, resolves these puzzles and is suited to play the role required of probability in statistical mechanics.
Some of our best physical theories, notably quantum mechanics and statistical physics, are probabilistic. A question thus is what the probabilities from the theories mean. Since the theories provide a very successful account of the world, it is attractive to say that their probabilities mirror real-world (“ontic”) probabilities independent of human observers. The aim of this talk is to assess a view of such probabilities that has lately attracted much attention under the label “Humean chances”. The talk first clarifies what a philosophical view, or interpretation, of probabilities is supposed to achieve and lists the most important views of ontic probabilities. I then explain the Humean account as championed by David Lewis and Barry Loewer, among others, and discuss it critically in view of applications to physics, in particular to statistical physics. The main question is whether the account succeeds as a view about ontic probabilities. The talk is also meant to give an in-depth introduction into important issues in the metaphysics of probability.
In this expository paper we discuss the role of probability in statistical physics: it should be that of a general tool guiding induction and must not be restricted only to the empirical interpretation coming from its evaluation by an observed frequency. It is true that in many cases the value of a probability can be sensibly expressed by a suitable frequency, but this does not entails that the latter can be taken as definition of probability. Moreover, in each situation in which one thinks that probabilities are physically real things and believes that something which is only “very probable” can be regarded as being “practically certain”, some “small” probabilities are actually ignored: this attitude of mind may render illegitimate also the probabilistic interpretation of the relevant physical laws. A “law” which is based on a probabilistic interpretation cannot aim at explaining why a fact that we forecast will occur, but rather at explaining why we forecast that this fact will occur. Finally, we emphasize the role of conditional probability, and we show that looking at it from the right perspective allows to avoids also classic paradoxical aspects of quantum mechanics, without the need to resort to the interpretation based on the dualism “particle-wave”.
The article discusses approaches to understanding the nature of probability in mathematics and physics with the consequences of these approaches, as well as the difficulties that arise. The ontological status of probability is discussed. It is shown that probability theory, contrary to R. Mises, should be classified as a mathematical science, using the definition formulated by A.N. Kolmogorov. The application of this definition in practice is provided within the framework of the classical approach, provided that the connection with physical reality is defined through the concept of equal opportunity. To do this, the concepts of simple and complex events are introduced, and the method of decomposing complex events into simple ones is explained. The point of view is substantiated, according to which a mathematical probability determined and related to physical reality in this way can be considered an objective probability, that is, existing independently of any tests. Various interpretations of quantum mechanics and approaches to understanding probability are also revealed. It is shown that in physics today the existing approaches to understanding the nature of probability contradict each other. In the Bohm interpretation, probability is an analogue of the classical approach – statistical objective probability, which has a mathematical formalization, and in quantum Bayesianism, probability quantifies the degree of reliability and depends on the subject conducting the experiment. The Copenhagen interpretation of quantum mechanics tries to eliminate the difficulties associated with combining the wave and corpuscular properties of light and electron beams into a single picture by giving the ontological status of probability, which leads to the problem of understanding physical reality. The article argues for the need for a new connection between the mathematical description of probability and physical reality. The empirical (frequency) approach of R. Mises is analyzed, which causes a lot of criticism, as it does not have a clear consistent formalization. The article argues that this approach is inconsistent with quantum mechanics. The probability given by M. Born in the Copenhagen interpretation of quantum mechanics is also considered, which formulates a new definition of probability, which does not exclude the difficulties associated with the physical interpretation of probability. Born’s approach is based on the classical approach and is reduced to a formal axiomatic definition, which assumes the interpretation of probability as a mathematical construct. The connection of probability with physical reality and the consistency of the statistical method of finding probability values remain unresolved problems, which creates a dualism of understanding probability: in mathematics – one thing, in physics – another. If in the mathematical approach, the solution of these problems is carried out through the connection of probability with physical properties, then in quantum mechanics, in the Copenhagen interpretation, problems persist, which is caused by giving the wave function an ontological status.
Information is treated by classical physics, relativity theory, and quantum mechanics as an epistemic variable, with no significance in their mathematical models. All currently accepted conceptions of information and entropy are subjective, observer-related. We have proposed (Ospino 2026) considering information as an ontic category with energy equivalence and energetic meaningfulness, and making it part of the complete balance of physical evolution. The history of science is the history of useful but incomplete models derived under the reliance of approximations and simplifications. Every such model was contemporarily considered complete until the contrary fact was demonstrated. Unitarity and determinism are generally regarded as a complete understanding of physical evolution. The empirical success and practical usefulness of such assumptions is undeniable, as every model before was also for a certain time, until it was not. Motivated by the information-energy equivalence (Landauer, Vopson), and by the possibility of resolving some open questions not explainable under the current understanding, we introduced ontic information into consideration, and we are presenting here some derived conclusions for further analysis and discussion. We emphasize that the epistemic nature of information and entropy as per Shannon and von Neumann (and related approaches) needs to be consequently updated with the ontic understanding, or else the analysis will be flawed when using epistemic approaches. Also, since unitarity is the concept in question here, we rely on acceptance, for the purpose of the discussion, that unitarity could be incomplete.
Abstract Many theories and models from physics are probabilistic. This observation raises several philosophical questions: What are probabilities in physics? Do they reflect objective chances which exist independently of the human mind? Or do they only express subjective credences and thus capture our own uncertainty about the world? Finally, which metaphysical lessons, if at all, can one draw from the largely probabilistic character of physics? The chapters collected in this volume address these questions and provide a detailed philosophical appraisal of the status of probabilities in all of physics. Particular emphasis is laid upon statistical physics and quantum mechanics. Many chapters reflect a desire to understand probabilities from physics as objective chances. These chances are characterized, e.g., as time-averages, as probabilities from a best system in the terms of David Lewis, or using the Boltzmannian typicality approach. Other chapters are sympathetic to a Bayesian view of probabilities in physics. The chapters about quantum mechanics elucidate the peculiar characteristics of quantum correlations and discuss strategies to justify the Born Rule. Finally, the chapters of this volume demonstrate how closely interpretive issues about probabilities are entangled with other foundational problems of physics such as the Reversibility Paradox, the ontology of the quantum world and the question whether the world is deterministic.