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Proceedings of the IEEE

Secure Communication Under Channel Uncertainty and Adversarial Attacks

Rafael F. Schaefer, Holger Boche, H. Vincent Poor

Published Aug 21, 2015• 75 citations
Publisher

Abstract

Information theoretic approaches to security have been examined as a promising complement to current cryptographic techniques. Such information theoretic approaches establish reliable communication and data confidentiality directly at the physical layer of a communication network by taking the properties of the noisy channel into account leading to unconditional security regardless of the computational capabilities of eavesdroppers. The provision of accurate channel state information is a major challenge particularly in wireless communication systems, especially information about the channels to eavesdroppers. In addition, there might be malevolent adversaries who jam or influence the channel of the legitimate users. This paper surveys different models for secure communication under channel uncertainty and adversarial attacks and reviews the corresponding secrecy capacity results, which characterize the maximum rate at which information can be sent to legitimate receivers while being kept perfectly security from eavesdroppers.

DOI
10.1109/jproc.2015.2459652

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Information-Theoretically Secure Communication Under Channel Uncertainty

Hung D. Ly

Secure communication under channel uncertainty is an important and challenging problem in physical-layer security and cryptography. In this dissertation, we take a \nfundamental information-theoretic view at three concrete settings and use them to shed insight into efficient secure communication techniques for different scenarios under channel uncertainty. \n \nFirst, a multi-input multi-output (MIMO) Gaussian broadcast channel with two receivers and two messages: a common message intended for both receivers (i.e., channel \nuncertainty for decoding the common message at the receivers) and a confidential message intended for one of the receivers but needing to be kept asymptotically perfectly secret from the other is considered. A matrix characterization of the secrecy capacity region is established via a channel-enhancement argument and an extremal entropy inequality previously established for characterizing the capacity region of a degraded compound MIMO Gaussian broadcast channel. \n \nSecond, a multilevel security wiretap channel where there is one possible realization for the legitimate receiver channel but multiple possible realizations for the eavesdropper channel (i.e., channel uncertainty at the eavesdropper) is considered. A coding scheme is designed such that the number of secure bits delivered to the legitimate receiver depends on the actual realization of the eavesdropper channel. More specifically, when the eavesdropper channel realization is weak, all bits delivered to the legitimate receiver need to be secure. In addition, when the eavesdropper channel realization is strong, a prescribed part of the bits needs to remain secure. We call such codes security embedding codes, referring to the fact that high-security bits are now embedded into the low-security ones. We show that the key to achieving efficient security embedding is to jointly encode the low-security and high-security bits. In particular, the low-security bits can be used as (part of) the transmitter randomness to protect the high-security ones. \n \nFinally, motivated by the recent interest in building secure, robust and efficient distributed information storage systems, the problem of secure symmetrical multilevel diversity coding (S-SMDC) is considered. This is a setting where there are channel uncertainties at both the legitimate receiver and the eavesdropper. The problem of encoding individual sources is first studied. A precise characterization of the entire admissible rate region is established via a connection to the problem of secure coding over a three-layer wiretap network and utilizing some basic polyhedral structure of the admissible rate region. Building on this result, it is then shown that the simple coding strategy of separately encoding individual sources at the encoders can achieve the minimum sum rate for the general S-SMDC problem.

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An Overview of Physical Layer Security in Wireless Communication Systems With CSIT Uncertainty

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The concept of physical layer security builds on the pivotal idea of turning the channel's imperfections, such as noise and fading, into a source of security. This is established through appropriately designed coding techniques and signal processing strategies. In this vein, it has been shown that fading channels can enhance the transmission of confidential information and that a secure communication can be achieved even when the channel to the eavesdropper is better than the main channel. However, to fully benefit from what fading has to offer, the knowledge of the channel state information at the transmitter (CSIT) is of primordial importance. In practical wireless communication systems, CSIT is usually obtained, prior to data transmission, through CSI feedback sent by the receivers. The channel links over which this feedback information is sent can be either noisy, rate-limited, or delayed, leading to CSIT uncertainty. In this paper, we present a comprehensive review of recent and ongoing research works on physical layer security with CSIT uncertainty. We focus on both information theoretic and signal processing approaches to the topic when the uncertainty concerns the channel to the wiretapper or the channel to the legitimate receiver. Moreover, we present a classification of the research works based on the considered channel uncertainty. Mainly, we distinguish between the cases when the uncertainty comes from an estimation error of the CSIT, from a CSI feedback link with limited capacity, or from an outdated CSI.

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In this chapter, we develop the notion of secrecy capacity , which plays a central role in physical-layer security. The secrecy capacity characterizes the fundamental limit of secure communications over noisy channels, and it is essentially the counterpart to the usual point-to-point channel capacity when communications are subject not only to reliability constraints but also to an information-theoretic secrecy requirement. It is inherently associated with a channel model called the wiretap channel , which is a broadcast channel in which one of the receivers is treated as an adversary. This adversarial receiver, which we call the eavesdropper to emphasize its passiveness, should remain ignorant of the messages transmitted over the channel. The mathematical tools, and especially the random-coding argument, presented in this chapter are the basis for most of the theoretical research in physical-layer security, and we use them extensively in subsequent chapters. We start with a review of Shannon's model of secure communications (Section 3.1), and then we informally discuss the problem of secure communications over noisy channels (Section 3.2). The intuition we develop from loose arguments is useful to grasp the concepts underlying the proofs of the secrecy capacity and motivates a discussion of the choice of an information-theoretic secrecy metric (Section 3.3). We then study in detail the fundamental limits of secure communication over degraded wiretap channels (Section 3.4) and broadcast channels with confidential messages (Section 3.5).

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Information theory enabled secure wireless communication, key generation and authentication

Onur Güngör

The rapid growth in wireless communication systems has provided a flexibility of communication and content that has had a transformative impact to all aspects of society.However, the broadcast nature of the wireless medium makes these systems vulnerable to passive attacks in which the adversary attempts to eavesdrop on the transmitted messages, and to active attacks in which the adversary can intelligently manipulate legitimate transmissions, both of which can jeopardize a myriad of critical wireless services.Hence, it is imperative to design wireless networks with safeguards in place to ensure their resilience to attacks.To that end, this dissertation provides various perspectives in the domain of information theoretic secrecy and authentication, which provably guarantees security, regardless of the computational capabilities of the adversary.We strive to bridge the gap between the information theory of security and the practically implementable protocols within this paradigm.We first consider point to point secure communication over flat fading wireless channels under delay constraint.We extend the definition of outage capacity to account for the secrecy constraint and obtain sharp characterizations of the corresponding fundamental limits under different assumptions on the transmitter channel state information (CSI).The capacity achieving scheme relies on opportunistically exchanging private keys between the legitimate nodes.These keys are stored in a key buffer and used to secure delay sensitive data.We also characterize the optimal 4.5 Multiple Preauthenticated Helpers . . . . . . . . . . . . . . . . . . .

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Physical Layer Security Jamming: Theoretical Limits and Practical Designs in Wireless Networks

Kanapathippillai Cumanan, Hong Xing, Peng Xu +5 more

Physical layer security has been recently recognized as a promising new design paradigm to provide security in wireless networks. In addition to the existing conventional cryptographic methods, physical layer security exploits the dynamics of fading channels to enhance secured wireless links. In this approach, jamming plays a key role by generating noise signals to confuse the potential eavesdroppers, and significantly improves quality and reliability of secure communications between legitimate terminals. This article presents theoretical limits and practical designs of jamming approaches for physical layer security. In particular, the theoretical limits explore the achievable secrecy rates of user cooperation-based jamming whilst the centralized and game theoretic-based precoding techniques are reviewed for practical implementations. In addition, the emerging wireless energy harvesting techniques are exploited to harvest the required energy to transmit jamming signals. Future directions of these approaches and the associated research challenges are also briefly outlined.

arXiv:1701.05764•IEEE Access•Dec 17, 2016•91 citations
Information theoretic approaches to security have been examined as a promising complement to current cryptographic techniques. Such information theoretic approaches establish reliable communication and data confidentiality directly at the physical layer of a communication network by taking the properties of the noisy channel into account leading to unconditional security regardless of the computational capabilities of eavesdroppers. The provision of accurate channel state information is a major challenge particularly in wireless communication systems, especially information about the channels to eavesdroppers. In addition, there might be malevolent adversaries who jam or influence the channel of the legitimate users. This paper surveys different models for secure communication under channel uncertainty and adversarial attacks and reviews the corresponding secrecy capacity results, which characterize the maximum rate at which information can be sent to legitimate receivers while being kept perfectly security from eavesdroppers.
Secure communication under channel uncertainty is an important and challenging problem in physical-layer security and cryptography. In this dissertation, we take a \nfundamental information-theoretic view at three concrete settings and use them to shed insight into efficient secure communication techniques for different scenarios under channel uncertainty. \n \nFirst, a multi-input multi-output (MIMO) Gaussian broadcast channel with two receivers and two messages: a common message intended for both receivers (i.e., channel \nuncertainty for decoding the common message at the receivers) and a confidential message intended for one of the receivers but needing to be kept asymptotically perfectly secret from the other is considered. A matrix characterization of the secrecy capacity region is established via a channel-enhancement argument and an extremal entropy inequality previously established for characterizing the capacity region of a degraded compound MIMO Gaussian broadcast channel. \n \nSecond, a multilevel security wiretap channel where there is one possible realization for the legitimate receiver channel but multiple possible realizations for the eavesdropper channel (i.e., channel uncertainty at the eavesdropper) is considered. A coding scheme is designed such that the number of secure bits delivered to the legitimate receiver depends on the actual realization of the eavesdropper channel. More specifically, when the eavesdropper channel realization is weak, all bits delivered to the legitimate receiver need to be secure. In addition, when the eavesdropper channel realization is strong, a prescribed part of the bits needs to remain secure. We call such codes security embedding codes, referring to the fact that high-security bits are now embedded into the low-security ones. We show that the key to achieving efficient security embedding is to jointly encode the low-security and high-security bits. In particular, the low-security bits can be used as (part of) the transmitter randomness to protect the high-security ones. \n \nFinally, motivated by the recent interest in building secure, robust and efficient distributed information storage systems, the problem of secure symmetrical multilevel diversity coding (S-SMDC) is considered. This is a setting where there are channel uncertainties at both the legitimate receiver and the eavesdropper. The problem of encoding individual sources is first studied. A precise characterization of the entire admissible rate region is established via a connection to the problem of secure coding over a three-layer wiretap network and utilizing some basic polyhedral structure of the admissible rate region. Building on this result, it is then shown that the simple coding strategy of separately encoding individual sources at the encoders can achieve the minimum sum rate for the general S-SMDC problem.
The concept of physical layer security builds on the pivotal idea of turning the channel's imperfections, such as noise and fading, into a source of security. This is established through appropriately designed coding techniques and signal processing strategies. In this vein, it has been shown that fading channels can enhance the transmission of confidential information and that a secure communication can be achieved even when the channel to the eavesdropper is better than the main channel. However, to fully benefit from what fading has to offer, the knowledge of the channel state information at the transmitter (CSIT) is of primordial importance. In practical wireless communication systems, CSIT is usually obtained, prior to data transmission, through CSI feedback sent by the receivers. The channel links over which this feedback information is sent can be either noisy, rate-limited, or delayed, leading to CSIT uncertainty. In this paper, we present a comprehensive review of recent and ongoing research works on physical layer security with CSIT uncertainty. We focus on both information theoretic and signal processing approaches to the topic when the uncertainty concerns the channel to the wiretapper or the channel to the legitimate receiver. Moreover, we present a classification of the research works based on the considered channel uncertainty. Mainly, we distinguish between the cases when the uncertainty comes from an estimation error of the CSIT, from a CSI feedback link with limited capacity, or from an outdated CSI.
Inherent openness of the wireless medium imposes stronger challenges on the security of wireless communications. Information-theoretic security addresses these challenges at the physical layer by using tools from wireless communication theory, signal processing and information theory. In information-theoretic security, physical layer communication is intelligently designed to exploit the characteristics of the wireless medium, such as fading, interference, cooperation, and multi-dimensional signaling, in order to provide or improve security. In this dissertation, we study the security of several fundamental wireless network configurations from an information-theoretic perspective. First, we study the Gaussian multiple-input multiple-output (MIMO) wiretap channel. In this channel, the transmitter sends a common message to both the legitimate user and the eavesdropper. In addition to the common message, a private message is sent only to the legitimate user, which needs to be kept hidden as much as possible from the eavesdropper. We obtain the entire capacity-equivocation region for this channel model. In particular, we show the sufficiency of jointly Gaussian auxiliary random variables and channel input to evaluate the existing single-letter description of the capacity-equivocation region due to Csiszar-Korner. Next, we study the secure broadcasting problem, where a transmitter wants to have secure communication with multiple legitimate users in the presence of an external eavesdropper. We study several special cases of the secure broadcasting problem. First, we consider the degraded multi-receiver wiretap channel, and establish its secrecy capacity region. Second, we consider the parallel less noisy multi-receiver wiretap channel, and obtain its common message secrecy capacity and sum secrecy capacity. Third, we consider the parallel degraded multi-receiver wiretap channel for the two-user and two-sub-channel case, and obtain its entire secrecy capacity region. Finally, we consider a parallel channel model with two sub-channels, where the transmitter can use only one of the subchannels at any time, and characterize its secrecy capacity region. Then, we study the two-user Gaussian MIMO broadcast channel with common and confidential messages. In this channel model, the transmitter sends a common message to both users, and a confidential message to each user which needs to be kept perfectly secret from the other user. We obtain the entire capacity region of this channel. We also explore the connections between this channel model and its non-confidential counterpart, i.e., the Gaussian MIMO broadcast channel with common and private message. Next, we consider the Gaussian MIMO multi-receiver wiretap channel and obtain its secrecy capacity region for the most general case. We first show that even for the single-input single-output (SISO) case, existing converse techniques fall short of proving the secrecy capacity region, to emphasize the need for a new proof technique, which we develop by using the relationships between the Fisher information and the differential entropy. Using this new proof technique, we obtain the secrecy capacity region of the degraded MIMO channel. We then establish the secrecy capacity region of the general MIMO channel by using the channel enhancement technique in conjunction with the capacity result we obtained for the degraded MIMO channel. For the general MIMO channel, we show that dirty-paper coding (DPC) combined with stochastic encoding attains the entire secrecy capacity region. Then, we study the multi-receiver wiretap channel for a more general scenario, where, in addition to confidential messages, the transmitter sends public messages to the legitimate users, on which there are no secrecy constraints. First, we consider the degraded discrete memoryless channel, and obtain inner and outer bounds for the capacity region. These inner and outer bounds match for certain cases, providing the capacity region. Second, we obtain an inner bound for the general discrete memoryless channel by using Marton's inner bound. Third, we consider the degraded Gaussian MIMO channel, and show that jointly Gaussian auxiliary random variables and channel input are sufficient to exhaust the inner and outer bounds. Finally, we provide an inner bound for the capacity region of the general Gaussian MIMO channel. Next, we focus on the multiple access wiretap (MAC-WT) channel whose capacity region is unknown. We consider a special class of MAC-WT channels which we call the weak eavesdropper class, where each user's link to the legitimate receiver is stronger than its link to the eavesdropper. For this class of channels, we develop an outer bound for the secrecy capacity region, which partially matches the achievable region in an n-letter form. We evaluate a looser version of our outer bound for the Gaussian case, and show that our outer bound is within 0.5 bits/channel use of the achievable rates along the individual secrecy rates for all weak eavesdropper Gaussian MAC-WT. Then, we investigate the effects of user cooperation on the secrecy of broadcast channels by considering the cooperative relay broadcast channel (CRBC). We propose an achievable scheme that combines Marton's coding scheme for broadcast channels and Cover and El Gamal's compress-and-forward (CAF) scheme for relay channels. For the Gaussian CRBC, we show that both users can have positive secrecy rates, which is not possible for scalar Gaussian broadcast channels without cooperation. We further investigate the effects of user cooperation on secrecy by considering the multiple access channel with generalized feedback (MAC-GF), which can be viewed as the MAC-dual of the CRBC. We propose a CAF-based achievable secrecy rate region for the MAC-GF. Specializing our results to a Gaussian MAC-GF, we present numerical results which demonstrate that cooperation can improve secrecy for the MAC-GF. Next, we study the two-user one-eavesdropper discrete memoryless compound wiretap channel, and provide the best known lower bound for the secrecy capacity of this compound channel. We evaluate this achievable secrecy rate for the Gaussian MIMO case by using DPC. We show that this achievable secrecy rate achieves at least half of the secrecy capacity of this Gaussian MIMO compound wiretap channel, and also attains the secrecy capacity when the eavesdropper is degraded with respect to one of the two users. Then, we study the degraded compound multi-receiver wiretap channel (DCMRWC), which, in addition to a group of eavesdroppers, has two groups of users, namely the stronger group and the weaker group. We study two different communication scenarios for this channel. In the first scenario, there is only one eavesdropper, and the transmitter sends a confidential message to each group of legitimate users while keeping both messages secret from the eavesdropper. In the second scenario, we study the DCMRWC with layered messages without any restriction on the number of eavesdroppers. For both scenarios, we obtain the secrecy capacity region for the discrete memoryless channel, the parallel channel, and the Gaussian parallel channel. For the Gaussian MIMO channel, we obtain the secrecy capacity region when there is only one user in the second group. Next, we study the two-user fading broadcast channel and obtain its ergodic secrecy capacity region. We show that, thanks to fading, both users can have simultaneous secure communication with the transmitter, although this is not possible in the scalar non-fading Gaussian broadcast channel where only one user can have secure communication. This simultaneous secrecy of both users is achieved by an opportunistic communication scheme, in which, at each time instant, the transmitter communicates with the user having a better channel gain. Then, we study the secure lossy transmission of a vector Gaussian source to a legitimate user in the presence of an eavesdropper, where both the legitimate user and the eavesdropper have vector Gaussian side information. We obtain an outer bound for the rate, equivocation and distortion region. Moreover, we obtain the maximum equivocation at the eavesdropper when there is no constraint on the transmission rate. By using this maximum equivocation result, we show two facts. First, for this problem, in general, Wyner-Ziv scheme is suboptimal, although, it is optimal in the absence of an eavesdropper. And, second, even when there is no transmission rate constraint, an uncoded transmission scheme is suboptimal; the presence of an eavesdropper necessitates the use of a coded scheme to attain the maximum equivocation. Finally, we revisit the secure lossy source coding problem. In all works on this problem, either the equivocation of the source at the eavesdropper or the equivocation of the legitimate user's reconstruction of the source at the eavesdropper is used to measure secrecy. We first propose the relative equivocation of the source at the eavesdropper with respect to the legitimate user as a new secrecy measure. We argue that this new secrecy measure is the one that corresponds to the natural generalization of the equivocation in a wiretap channel to the context of secure lossy source coding. Under this new secrecy measure, we provide a single-letter description of the rate, relative equivocation and distortion region, as well as its specializations to degraded and reversely degraded cases. We investigate the relationships between the optimal scheme that attains this region and the Wyner-Ziv scheme.
In this chapter, we develop the notion of secrecy capacity , which plays a central role in physical-layer security. The secrecy capacity characterizes the fundamental limit of secure communications over noisy channels, and it is essentially the counterpart to the usual point-to-point channel capacity when communications are subject not only to reliability constraints but also to an information-theoretic secrecy requirement. It is inherently associated with a channel model called the wiretap channel , which is a broadcast channel in which one of the receivers is treated as an adversary. This adversarial receiver, which we call the eavesdropper to emphasize its passiveness, should remain ignorant of the messages transmitted over the channel. The mathematical tools, and especially the random-coding argument, presented in this chapter are the basis for most of the theoretical research in physical-layer security, and we use them extensively in subsequent chapters. We start with a review of Shannon's model of secure communications (Section 3.1), and then we informally discuss the problem of secure communications over noisy channels (Section 3.2). The intuition we develop from loose arguments is useful to grasp the concepts underlying the proofs of the secrecy capacity and motivates a discussion of the choice of an information-theoretic secrecy metric (Section 3.3). We then study in detail the fundamental limits of secure communication over degraded wiretap channels (Section 3.4) and broadcast channels with confidential messages (Section 3.5).
The rapid growth in wireless communication systems has provided a flexibility of communication and content that has had a transformative impact to all aspects of society.However, the broadcast nature of the wireless medium makes these systems vulnerable to passive attacks in which the adversary attempts to eavesdrop on the transmitted messages, and to active attacks in which the adversary can intelligently manipulate legitimate transmissions, both of which can jeopardize a myriad of critical wireless services.Hence, it is imperative to design wireless networks with safeguards in place to ensure their resilience to attacks.To that end, this dissertation provides various perspectives in the domain of information theoretic secrecy and authentication, which provably guarantees security, regardless of the computational capabilities of the adversary.We strive to bridge the gap between the information theory of security and the practically implementable protocols within this paradigm.We first consider point to point secure communication over flat fading wireless channels under delay constraint.We extend the definition of outage capacity to account for the secrecy constraint and obtain sharp characterizations of the corresponding fundamental limits under different assumptions on the transmitter channel state information (CSI).The capacity achieving scheme relies on opportunistically exchanging private keys between the legitimate nodes.These keys are stored in a key buffer and used to secure delay sensitive data.We also characterize the optimal 4.5 Multiple Preauthenticated Helpers . . . . . . . . . . . . . . . . . . .
Physical layer security has been recently recognized as a promising new design paradigm to provide security in wireless networks. In addition to the existing conventional cryptographic methods, physical layer security exploits the dynamics of fading channels to enhance secured wireless links. In this approach, jamming plays a key role by generating noise signals to confuse the potential eavesdroppers, and significantly improves quality and reliability of secure communications between legitimate terminals. This article presents theoretical limits and practical designs of jamming approaches for physical layer security. In particular, the theoretical limits explore the achievable secrecy rates of user cooperation-based jamming whilst the centralized and game theoretic-based precoding techniques are reviewed for practical implementations. In addition, the emerging wireless energy harvesting techniques are exploited to harvest the required energy to transmit jamming signals. Future directions of these approaches and the associated research challenges are also briefly outlined.