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Cambridge University Press eBooks

Contextual hidden variables theories and Bell's Inequalities

Abner Shimony

Published Feb 26, 1993• 2 citations
Publisher

Abstract

Noncontextual hidden variables theories, assigning simultaneous values to all quantum mechanical observables, are inconsistent by theorems of Gleason and others. These theorems do not exclude contextual hidden variables theories, in which a complete state assigns values to physical quantities only relative to contexts. However, any contextual theory obeying a certain factorisability condition implies one of Bell's Inequalities, thereby precluding complete agreement with quantum mechanical predictions. The present paper distinguishes two kinds of contextual theories, ‘algebraic’ and ‘environmental’, and investigates when factorisability is reasonable. Some statements by Fine about the philosophical significance of Bell's Inequalities are then assessed. INTRODUCTION In most of the discussions of Bell's Inequalities little notice is taken of the historical circumstances of their discovery. J. S. Bell was told by J. Jauch of the work of A. Gleason [1957] which showed that simultaneous values cannot be assigned to all observables of a quantum mechanical system in a way that respects their algebraic structure (except in the simple case in which the relevant Hilbert space has dimension less than three). Gleason's theorem thus precludes a type of hidden variables theory that has come to be called ‘noncontextual’. The question of agreement between the statistical predictions of quantum mechanics and those of a noncontextual hidden variables theory does not even arise, since such a theory cannot be consistently formulated.

DOI
10.1017/cbo9781139172196.009

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Noncontextual hidden variables theories, assigning simultaneous values to all quantum mechanical observables, are inconsistent by theorems of Gleason and others. These theorems do not exclude contextual hidden variables theories, in which a complete state assigns values to physical quantities only relative to contexts. However, any contextual theory obeying a certain factorisability condition implies one of Bell's Inequalities, thereby precluding complete agreement with quantum mechanical predictions. The present paper distinguishes two kinds of contextual theories, ‘algebraic’ and ‘environmental’, and investigates when factorisability is reasonable. Some statements by Fine about the philosophical significance of Bell's Inequalities are then assessed. INTRODUCTION In most of the discussions of Bell's Inequalities little notice is taken of the historical circumstances of their discovery. J. S. Bell was told by J. Jauch of the work of A. Gleason [1957] which showed that simultaneous values cannot be assigned to all observables of a quantum mechanical system in a way that respects their algebraic structure (except in the simple case in which the relevant Hilbert space has dimension less than three). Gleason's theorem thus precludes a type of hidden variables theory that has come to be called ‘noncontextual’. The question of agreement between the statistical predictions of quantum mechanics and those of a noncontextual hidden variables theory does not even arise, since such a theory cannot be consistently formulated.
Noncontextual hidden variables theories, assigning simultaneous values to all quantum mechanical observables, are inconsistent by theorems of Gleason and others. These theorems do not exclude contextual hidden variables theories, in which a complete state assigns values to physical quantities only relative to contexts. However, any contextual theory obeying a certain factorisability conditions implies one of Bell's Inequalities, thereby precluding complete agreement with quantum mechanical predictions. The present paper distinguishes two kinds of contextual theories, ‘algebraic’ and ‘environmental’, and investigates when factorisability is reasonable. Some statements by Fine about the philosophical significance of Bell's Inequalities are then assessed.
The Bell 1964 theorem states that nonlocality is a necessary feature of hidden variable theories that reproduce the statistical predictions of quantum mechanics. In view of the no-go theorems for non-contextual hidden variable theories already existing up to 1964, and due to Gleason and Bell, one is forced to acknowledge the contextual character of the hidden variable theory which the Bell 1964 theorem refers to. Both the mathematical and the physical justifications of this contextualism are reconsidered. Consequently, the role of contextualism in recent no-hidden-variables proofs and the import of these proofs are investigated. With reference to the physical intuition underlying contextualism, the possibility is considered whether a context-dependence of individual measurement results is compatible with context-independence of the statistics of measurement results.
The conceptually puzzling features of quantum mechanics as a statistical theory all have their source in the impossibility of relating the probability assignments defined by the quantum state to distributions over determinate values of the physical magnitudes. While some interpretations of quantum mechanics, as well as “hidden variable” modifications of the theory, have proposed several constructions for assigning values to magnitudes (beyond the value assignments defined by the quantum state alone), a variety of theorems exist which impose severe restrictions on such theoretical constructions. This note will deal with Bell's proof (in [2]), that any hidden variable theory satisfying a physically reasonable locality condition is characterized by an inequality which is inconsistent with the quantum statistics. Bell's result has initiated a series of experiments designed to refute the entire class of local hidden variable theories. We show that Bell's inequality actually characterizes a feature of hidden variable theories which is much weaker than locality in the sense considered physically motivated.
Klyachko, Can, Binicioğlu, and Shumovsky (KCBS) have introduced an inequality which holds if there is a noncontextual hidden variable theory. It is called KCBS inequality. Its violation shows a contradiction between predictions of quantum theory and noncontextual hidden variable theories. Bell-Kochen-Specker (BKS) theorem also shows that there are no noncontextual hidden variable theories in quantum theory by showing that there is no value assignment on a set of all observables. Thus, its approach is different from KCBS inequality. In the present paper, we show a logical relation between KCBS inequality and a value assignment, and examine a consequence of this logical relation.
The study of hidden-variable interpretations of quantum mechanics was transformed by two papers of Bell. In his 1966 paper in Reviews of Modern Physics [1] he analysed the argument of von Neumann [2] and the more powerful arguments of Jauch and Piron [3] and of Gleason [4], all leading to similar conclusions about the nonassignability of simultaneous values to all the observables of a nontrivial quantum system; and he showed that these arguments do not exclude what may be called “contextualistic” hidden-variable theories, in which the value of an observable O is allowed to depend not only upon the hidden state λ, but also upon the set C of compatible observables measured along with O . In Bell's 1964 paper in Physics [5] (written later than the other, in spite of the earlier publication date) he gave a new kind of argument against a hidden-variable interpretation of quantum mechanics, by showing that no hidden-variables theory which satisfies a certain condition of locality can agree with all the statistical predictions of quantum mechanics. The main purpose of this lecture is to discuss an experiment, designed by Clauser, Horne, Holt and myself [6], which is based on Bell's proof of the incompatibility of quantum mechanics and local hidden-variable theories. Before doing this, however, I wish to make several comments.
Abstract Quantum theory has accounted for a wide range of physical effects in systems ranging from microscopic to macroscopic. However, it is associated with various paradoxes—such as the well-known EPR example. Einstein’s suggestion that the theory was incomplete has led to numerous attempts to underpin quantum theory by a hidden variable theory, including the Bell approach. This approach was originally based on certain assumptions: (i) realism (ii) locality and (iii) non-contextuality. In its developed form, the theory involved only probabilities for outcome values of system observables. For systems involving two sub-systems, the hidden variable theory predicted that correlations between measurement outcomes of observable pairs of from different sub-systems would satisfy certain—such as the CHSH Bell inequality. The inequality was inconsistent with quantum theory predictions and with experiment. Hence, the question arose: Which of the three assumptions was invalid? A widely held view is that a non-local theory is needed—another is that hidden variable theory should be contextual. In this article, derivations of the CHSH Bell inequality based on various combinations of locality/non-locality and non-contextuality/contextuality assumptions are outlined, leading to the conclusion that for a hidden variable theory to underpin quantum theory, it must be both non-local and contextual. Non-locality or contextuality alone is insufficient. However, it is also concluded that the realism assumption is questionable. At present an alternative approach of augmenting quantum theory by adding additional features—such as the deterministic trajectories of Bohmian mechanics (also a non-local theory) may be a better route for completeness.